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The California Context: How the CA Reading Wars Got Resolved: A Personal Story

The California Context
How the California Reading Wars Got Resolved: A Personal Story

by Bill Honig

Too many children in the United States do not learn to read well in their early years, and that failure damages them in their future school careers. Yet the research and evidence on how best to teach beginning reading is largely settled. (For a summary of foundational reading research and best practice, see the section below “The Role of Foundational Reading Skills.”) There is no excuse for any youngsters beyond a very small number to fail to learn to read. Our most successful districts incorporate these ideas in instruction, but we still have a major problem in this country. Many less successful districts do not use this evidence-based approach, and a growing number have adopted alternative, discredited strategies such as “balanced literacy” programs that teach beginning readers to sound out only the first letter of a word (rather than all the letters) and use context clues to guess what the word is. Many of the students in these schools and districts never learn to decode properly and, as a result, are destined to remain weak readers. This situation is much like the case of military doctors who fail to put into practice the lessons learned in recent wars on how to minimize battlefield deaths from injuries.
I devoted a substantial part of my educational career to advocate for improved reading instruction based on the most potent research. I founded a group to promulgate these ideas (CORE) and wrote a book on the subject. The following is the story of that effort.

The Rise of Whole Language

Back in the 1970s when I was a member of the California State Board of Education, I wrote a pamphlet on reading instruction with JoEllen Taylor from Far West (now WestEd) entitled Planning an Effective Reading Program and published by them. We integrated using a skills approach to teach decoding and phonics with literature and writing-based strategies—a consensus that was blown apart in the late 1980s by the whole language movement’s opposition to phonics instruction.

During my tenure as California’s superintendent of public instruction, in the late ’80s we developed the Reading and Literature Framework, which stressed the importance of students being well read and encountering and discussing rich, varied literature. The framework mentioned phonics, but as it turned out not forcefully enough to withstand the whole language movement, which was then gathering steam.

The proponents of whole language believe that teaching skills such as phonics hurts children. Instead, they advocate an alternative approach that stresses reading together and using pictures, syntax, and context to guess the meaning of words instead of learning how letters map to sounds to sound out the words on a page in a linguistically justified sequence of instruction. When they do use word attack skills they suggest students sound out the first letter and then use context to guess the word. They provide “leveled readers” that are not designed to practice letter/sound correspondences students have learned and don’t distinguish between the sequence of letter/sound correspondences already taught and the more complex ones still to be addressed. Since English is complex linguistically such a strategy leaves many children confused and frustrated. Their position is based on the mistaken belief that learning to read is like learning to speak—a natural, unconscious process that is hindered by organized skill instruction. It isn’t.

I had seen the deleterious effects of this approach 20 years before when it became widespread in the ’60s as part of the free school movement. As a fourth- and fifth-grade teacher, I noticed that many of my entering students were never taught to read. Sitting them on a couch and giving them a book to read just didn’t cut it.

Because of my work with JoEllen Taylor, I made the mistake of assuming that stressing the importance of literature and rich content would not detract from the necessity of teaching phonics. At the time, I had not yet even heard of the whole language movement and was not aware of its growing strength among educators so I was oblivious to the need to include in the framework very clear and detailed guidance about the importance of phonics.

Jeanne Chall had published the definitive study on teaching children to read, which demonstrated that teaching phonics produced much better readers than the looser strategy being pushed by an unfounded belief system like whole language. I had met and respected Jeanne, and when she saw a draft of the framework she called and warned me that people would use it to stop teaching phonics. I didn’t believe her and assured her that educators would never make such a ridiculous mistake. It turned out she was right and I was wrong because that’s exactly what happened. The framework was hijacked by the whole language movement.

It took a few years to realize what had happened. In one of his more destructive acts, Governor George Deukmejian eliminated the testing program in California in 1990, after a long campaign against me personally and public education in general. The long-standing California Assessment Program (CAP) was one of the best in the nation. We only tested at three grades. We used matrix sampling, which meant that each child only took a portion of the test. This allowed more thorough questions in less testing time and avoided the negative consequences of attaching tests to accountability. The current well-regarded National Assessment of Educational Progress (NAEP) is patterned after CAP.

In the ’80s, CAP scores, including reading, were improving substantially—proof that our efforts were working. Reading scores leveled off at the end of the decade, but we didn’t yet detect a trend to worry about. The governor claimed he abolished the program as a cost-cutting measure, but no one believed him. The result was a calamity. We were flying blind precisely when whole language started to significantly impair reading instruction. Thus, we made no course correction.

Persuasive Reading Research

In my years as superintendent, I had to think about a broad array of educational issues. When I left office in 1993, I felt it would be a welcome change to concentrate on just one educational area and get deeply involved in it. I picked beginning reading because I felt responsible for the way our framework was used by the whole language movement with such damaging results. So I started reading in depth and talking to experts about how children learn to read. In 1990, Marilyn Adams had published her groundbreaking work, Beginning to Read: Thinking and Learning about Print. It was based on extensive research confirming and extending Jeanne Chall’s previous work on the processes children need to master to learn to read. I had not had time to read Marilyn’s book because of an all-encompassing political conflict with the governor and legal proceedings stemming from that fight, but now tackled the book. The tome was hard for me to understand. I had to read it three times before I could comprehend all of what she was saying. Luckily, I knew Marilyn, and over the course of many phone calls, she graciously played the role of tutor, answering all my questions.

She then invited me to the 1995 meeting of the Society for the Scientific Study of Reading, which had been formed two years before. At the meeting Marilyn introduced me to the top reading researchers in the country. For several years Reid Lyon, who was head of the Behavior and Development branch of the National Institute of Child Health and Human Development, had made large grants to a network of research projects investigating why some children learn to read so easily and why others have great difficulty. The studies delved into how children learn to read, identified the difficulties many encounter, provided a broader definition of requisite foundational skills, and confirmed the importance of an organized, structured program for teaching beginning readers.

For those who are interested, what follows is a short description of their research: why, contrary to the claims of whole language advocates, most children do not learn to read naturally in the same way they learn to speak (especially in English, which is linguistically complex) and why children need to be taught in an organized fashion.

The Role of Foundational Reading Skills

First, these researchers examined speaking since print represents spoken words. When we listen to someone speak, a stream of sounds like the phonemes /m/ and /a/ /n/ all run together and we hear the word man. We have been programmed to recognize this sequence of sounds as a word and immediately connect that spoken cluster of sounds to the concept or meaning underlying it. For the process to be rapid, we have learned not to pay attention to or even discern the individual phonemes that make up a word but to perceive groups of these sounds as words. The process is very fast, unconscious, and efficient; otherwise we wouldn’t be able to concentrate on the meaning of what the speaker is saying.

Initially, reading for understanding depends on recognizing the symbols on a page set off with spaces as a word that’s part of our speaking vocabulary—sounding out the letters in the word until it is recognized as if it were being spoken (assuring that students are familiar with the meaning of the word being decoded at the start is crucial especially for English-language learners and low-income children). Later, meaning also comes from more sophisticated strategies that require recognizing syllables and morphemes, navigating complex syntax and text structures, extensively developing vocabulary, connecting to what you know and drawing inferences, and extending meaning by writing or discussing what you read.

So reading initially is a double code. The printed word stands for the spoken sounds of the word, which in turn represent the meaning behind that spoken word. Luckily, English uses the alphabetic system to represent spoken words in print. That system was invented eons ago by some unsung geniuses who figured out that spoken words in a language are made up of a limited number of discrete sounds (about 44 in English), which allowed for millions of potential combinations or words to represent concepts. Crucially, these prodigies also determined that one could represent those sounds by symbols (letters or combinations of letters), which when decoded and combined would generate the spoken word. The catch was how to make the process as rapid, automatic, and unconscious as speech so that a reader could concentrate on thinking about what was being read. Complicating the task of understanding what one reads is evidence that comprehending meaning suffers if more than about five percent of the words are not known automatically. The same is true of speech. It doesn’t take many words that you don’t hear or don’t understand to stop you from comprehending what’s being said.

The research community, relying on the latest brain research, discovered how good readers do it. The secret is to develop a growing corpus of automatically recognized words so that a word instantly pops into your head by just looking at it. Then students can read material with large numbers of automatically recognized words and keep growing their lexicon by reading new text, sounding out or decoding (eventually assisted by pattern recognition, as explained below) the few previously unencountered printed words found there.

What did these researchers discover about how people learn to automatically recognize a word? One of the most important findings was that both sounds (phonemes) and symbols (graphemes, or letters and letter combinations) were crucial to rapid retrieval of words. Hearing-impaired children, for example, usually read several grades below expected levels because their information about a word is limited to its letters. When they are taught to substitute signing for the sound information they reach grade level.

To make use of the full bundle of necessary information for rapid retrieval, a student must initially read through the whole word (sounding it out), which requires attending to all of the letters, connecting the letters and letter combinations to the sounds they represent, blending the sounds together, and linking the sounds to the meaning of the word in the context. When this process is successfully repeated several times, the student forms a neural model of that specific word in the brain that gets automatically activated upon seeing the word in print. The sounds of the word are stored in one part of the brain, the symbols connected to those sounds in another, and both are connected to the meaning stored in the frontal cortex. After a student has analyzed and correctly read a word several times, a neural model with all the information necessary for rapid retrieval is formed. (Some reading-disabled youngsters need focused interventions to succeed because they have brain-processing issues that make creating these connections or retrieving the information difficult.)

Thus, the royal road to master beginning reading is to develop the decoding tool—the ability to sound out words thoroughly so that they can eventually be stored and retrieved rapidly. As more and more words become automatic, students can read increasingly difficult text.

After a time, when students have mastered enough letter/sound correspondences, pattern recognition speeds up the decoding process. For example, if a student has learned to automatically recognize the word weight, by using analogy the student can more easily read and create a neural model for the word freight. This can only take place after the spelling pattern eight and its corresponding sounds were initially sounded out, practiced several times, and stored in permanent memory.

A critical piece of eye research demonstrated that effective readers see every letter in a word as they scan it, which activates the exact spelling and associated sounds stored in memory. I’m getting older now and sometimes catch myself misreading an i for an e in a word, which changes the meaning and makes me stop but proves I’m seeing each letter.

When teachers shortchange the process by teaching students guessing strategies such as looking only at the first letter and using context to “infer” what the word is, the full package of information never gets stored and quick retrieval is hampered the next time the student encounters the word (unless after guessing, the student uses phonics to sound out the word and confirm it’s correct and then has enough practice to store the word—a process the whole language advocates discourage). Repeating the guessing strategy each time a word is encountered is far too cumbersome and error prone for efficient reading.

Most importantly, guessing from context, even if given the first letter of a word, doesn’t work that well. In our Consortium on Reaching Excellence trainings (more about CORE later) we show a paragraph from Jack London’s Call of the Wild, with every fifth word redacted except for the first letter. We then ask teachers who believe context can help them decode words to read the passage. In hundreds of trainings, not one person could read and understand the excerpt until, finally, one teacher read the entire passage fluently. I was amazed and asked her how she did it. It turns out she has a photographic memory and had stored the passage in her brain from previous readings. It is important to note that context clues are useful to determine if a word has been correctly decoded and makes sense in the context. There are also occasions when context clues can help readers figure out a word that is not yet in their vocabulary, but context strategies can’t replace decoding. Finally, students need enough flexibility in decoding to try out various potential solutions to generating and combining sounds until they hit on a word that makes sense. For example, trying to break a word into syllables in different ways with different vowel sounds—“Is it re•cent or rec•ent?”

Alternatively, memorization strategies don’t work either. If students try to memorize the unique configuration of each word they quickly are overwhelmed. There are just too many words in English for that approach to be successful, and children who rely on memorizing words without learning phonics flame out quickly.

As a caution, when educators use the word decoding, they may be referring to two distinct ideas, which is confusing. First, there is the automatic recognition of words that are stored for rapid and unconscious retrieval. Second, there is the conscious, effortful process of sounding out the word that must occur several times before it becomes automatic.

So why is this latter process difficult to master for many students? One complicating factor with learning to read in English is the linguistic complexity of the language. Learning to read in Spanish is much easier than learning to read in English because Spanish is almost completely transparent—there is nearly a one-to-one correspondence between the 22 phonemes in the Spanish spoken in the Americas and the 29 letters that represent those sounds. What you see is what you get. English, on the other hand, is all over the map reflecting the various historical contributions to the language—Anglo-Saxon, Danish, Norman French, Spanish, and so on, each with different linguistic patterns.

As a result, there are 44 sounds in English but only 26 letters, so some sounds are spelled with letter combinations. A student has to decide whether to look at one letter or a combination to generate the correct sound. Second, in English, unlike Spanish and other more transparent languages, there are many individual letters that stand for more than one sound. The letter a, for example, represents different sounds in the words cake, hat, and along. Conversely, many sounds are represented in several ways such as the long-a sound, which is spelled a in basin, a with silent e in late, ai in paid, ay in day, and so on. This lack of regularity confuses many children when they are first learning to read. Many get so frustrated they give up.

One major breakthrough in teaching reading in English was to structure the sequence of initial instruction to make it more like the transparent languages so that children aren’t overwhelmed by the multiple ways sounds are represented in English—that is, make it more like Spanish. Beginning instruction should focus on the highest-frequency sound/spelling correspondences (single consonants and short vowels) and avoid multiple representations of sounds until students begin to understand how the alphabetic system works and get the hang of sounding out words. Then the less frequent and more complex combinations can be added without causing as much confusion.

That’s why experienced researchers and practitioners advocate a sequenced rolling out of sound/spellings—from simple to complex—and teaching children how to read through, or sound out words thoroughly so the words are stored and can be automatically retrieved. It takes some time and practice for most children to master this skill, while others learn it without much effort. To support beginning readers, teachers must also provide reading materials that are made up primarily of words containing the sound/spelling relationships they have taught (decodable text). The materials should also include some irregular high-frequency words such as was and of, which must be memorized with the help of explicit instruction. Carefully selecting materials for decoding practice avoids overwhelming students with multiple sound/spellings they have not yet encountered.

Learning to sound out words in late kindergarten and early first grade—the tool a student needs to become automatic with a growing number of words—depends on the acquisition of several key precursor concepts and skills. Students must know print concepts (e.g., English text is read from left to right), be fluent in recognizing letters, be able to name letters and connect them with sounds, and extremely important, be able to hear the discrete sounds in spoken words (phonemic awareness), beginning, ending, and medial. In this last task, students must unlearn what has become second nature in understanding speech—they have learned to ignore the discrete sounds in words and just hear the whole word. Now we are asking them to reinstate their ability to hear the discrete sounds. For some that takes a bit of work. In fact, many adults, including teachers, have difficulty identifying the discrete sounds in words. For example, how many sounds do you hear in the word French? (There are five: /f/ /r/ /e/ /n/ /ch/.)

Most students can identify beginning sounds by mid-kindergarten and ending and medial sounds by the conclusion of kindergarten. Playing sound games especially with kids who haven’t developed these abilities can help them master the technique. Many finally nail the skill of hearing discrete sounds as they learn to match sounds with letters in the course of phonics instruction.

Researchers also found that if students fail to master decoding by late kindergarten to mid–first grade to sound out and recognize simple words they haven’t seen, their chances of ever becoming on-grade readers rapidly diminish. Since they don’t have a workable method for automatically recognizing a growing number of words, they fall further and further behind. Many become confused or frustrated with the complexities of English and eventually give up or become alienated from reading. That is why Response to Instruction (RtI) strategies are found to be so effective. Good initial reading instruction teaches most to decode early, and the teacher intervenes rapidly when a student is not catching on. Giving students “the gift of time” by waiting to assist under the mistaken belief that they will eventually understand the process when they are more “developmentally ready” condemns large numbers of faltering readers to a lifetime of grief. Of course, teaching phonics and decoding must be accompanied by a rich oral language, literature, writing, discussing, and vocabulary development program as described in the California ELA/ELD Framework, explicated below.

One of the more unfortunate developments currently is the tendency in many schools and districts to ignore the significant number of students not mastering beginning reading because of the absence of a research-based beginning reading program and then assigning them to intervention groups when they are not making progress. A much better strategy is to teach them well initially and support those students who are confused immediately and not wait until the damage is done and they have become frustrated.

In later grades, students are taught how to decode multisyllabic words by recognizing syllable types and division patterns; using prefixes, suffixes, and knowledge of root words; and identifying larger patterns, or chunks, encountered in similar words already learned to help them decode new words. For more about multisyllabic word instruction and assessment, see Word ID: Assessment Across the Content Areas.

Also children should receive fluency instruction, if needed, to smooth out and speed up their oral reading. All these efforts should be accompanied by extensive reading of good stories and literature by and to kids, discussing stories, a good spelling or encoding program aligned with the sound/spelling instructional sequence, assigned writing, and the buildup of content knowledge.

Three Important Decisions

Reading researchers were reporting on exciting stuff, which explained a great deal about how best to teach our children. What they were saying was powerful, but it was presented in fairly esoteric technical language. I thought there might be a needed role for a translator—to put the research findings in a form that practitioners could readily understand and to work with schools to promulgate their ideas. So I made three important decisions. I started the Consortium on Reading Excellence (CORE) with Linda Diamond, Sheila Mandel, Ann Cunningham, and Ruth Nathan to work with teachers and administrators on incorporating this powerful research into practice. I also I wrote a succinct book published in 1996, Teaching Our Children to Read: The Role of Skills in a Comprehensive Reading Program. Here is the dedication:

This book is dedicated to those teachers, researchers, and leaders who have kept their common sense and are beseeching the educational community to reach an effective, working consensus on how best to teach our children to read. I hope the information provided here—which summarizes and highlights a tremendous amount of research and thinking by the leading experts in the literacy field—will help them achieve this laudable goal.

The third decision was to lobby at the state level for policies reflecting this new research. After leaving the state superintendent’s office, I teamed up with Marion Joseph, a true force of nature, who had become convinced that the whole language movement was ruining the teaching of reading to California’s children. I met Marion in 1965 when I was working for Pat Brown, then California governor, and she was working with Wilson Riles, then state superintendent. We became close (she always said she viewed me as her younger brother) but fell out when I ran against her boss in 1982. After I won, she withdrew from education and we lost contact. When I was the subject of a lawsuit brought by the state, she came to see me to find out if there was anything she could do to help. After the Language Arts Framework was disseminated, Marion noticed her granddaughter was not learning to read. After hearing gobbledygook from the teacher, she checked with her extensive school contacts. Marion was horrified at what she discovered about how reading instruction was being conducted under the influence of whole language.

Together we started lobbying key people in the state to change direction. The legislature, the new superintendent Delaine Eastin, Governor Wilson, and subsequently Governor Gray Davis got behind the effort. Marion was appointed to the State Board of Education, along with other phonics advocates, the legislature passed phonics bills and appropriated funds for professional development, and new textbooks were eventually adopted that were based on the new compelling research. An engrossing account of this effort was written by the well-respected Nicholas Lemann, published in The Atlantic magazine in 1997. The article captures how heated the controversy was during that decade.

The research findings on teaching reading I discovered in 1995, incorporated in my book which was used to start CORE, were the basis for the lobbying effort in California and were eventually enshrined in the 2000 National Reading Panel report, which was developed by some of the country’s leading reading experts. The panel reviewed more than 100,000 studies and recommended the explicit and systematic teaching of phonemic awareness and phonics, a guided oral reading strategy, and fluency and comprehension strategies. A recent neuroscience research project from Stanford confirmed the earlier findings that supported the role of phonics and decoding. For a current summary of the latest research, see Linnea Ehri’s article in the 2014 issue of Scientific Studies of Reading. The Power of RTI and Reading Profiles: A Blueprint for Solving Reading Problems by Louise Spear-Swerling and Essentials of Assessing, Preventing, and Overcoming Reading Difficulties by David Kilpatrick are among the best research-based books on how to teach children to read and explain some current misguided reading approaches that are still in widespread use. For an article featuring top educators affirming that almost all students can learn to read if they are initially taught correctly, see Liana Heitin’s post in Education Week.

For a useful compendium on research-based reading instruction and strategies, see Honig, Diamond, and Gutlohn’s Teaching Reading Sourcebook, Updated Second Edition, and its companion book, Assessing Reading: Multiple Measures, 2nd Edition. Both books were produced by CORE, where I am president. The Sourcebook was one of only 10 publications endorsed by the National Council on Teacher Quality to cover beginning reading adequately. Of the 10, it was the fourth most used publication for preservice teachers.

The same ideas were incorporated in the recently developed Common Core State Standards and in the new California ELA/ELD Framework based on those standards, which also stressed wide reading and the importance of a systematic buildup of content knowledge in the major disciplines. For a useful executive summary on the California ELA/ELD standards, go to this website.

Here is a short quote from a 2014 article authored by Jo Ann Isken, Carol Jago, and myself, which explains the ideas behind the framework:

The outer ring of the graphic [a symbol used in the framework] identifies the overarching goals of ELA/ELD literacy and instruction. By the time California’s students complete high school, they should have developed readiness for college, career, and we added civic life; attained the capacities of literate individuals; become broadly literate; and acquired the skills for living and learning in the twenty-first century.

California has grounded the framework in these broader purposes of the language arts. We want students to be able to understand complex text and ideas as well as reason, analyze, persuade, and problem solve. We also wish them to encounter a rich liberal arts education—learning about the world, civic life, and the human heart, being well-read, and helping them reach their potential. We would like our youngsters to encounter a significant representation of the best classic and contemporary literature including novels, biographies, essays and plays as well as coherent content informational text in science, history, and the humanities. We would like them to experience the joy of reading engrossing stories and fascinating material.

So the ELA/ELD framework is about two main thrusts: First, attention to the totality of what students read both on their own in independent reading and in school in their liberal arts disciplines (including literature) during their school years, and second, the analytical, reasoning and literacy skills necessary to comprehend and apply knowledge gleaned from a variety of text structures. Both ideas are stressed in the multi-state Common Core ELA standards. To this end, the framework also recommends an organized independent reading program for each student to supplement what is read in school and provides advice on how to implement such a strategy in Chapter 2.

The developers of the ELD standards made a crucial decision from the start. They designed the standards to aid the large number of English-language learners in mastering the California Common Core Standards, which greatly facilitated the integration of the two sets of standards. They organized the ELD standards around five overarching themes—foundational skills, language, written and oral expression, content knowledge, and meaning-making strategies such as drawing inferences and making connections. The integrated ELA/ELD Framework adopted this architecture. All five themes work together to develop student comprehension.

The first strand is foundational skills. To understand the ideas in a text, the reader needs to automatically recognize almost all the words. For words already in the reader’s speaking vocabulary, that is the role of foundational skills—to teach them a process for becoming automatic with a growing number of words. Foundational skills address how to teach them these skills and include phonics, word attack skills (learning how to sound out new words, handle multisyllabic words, and recognize word structures such as prefixes, suffixes, and root words), and fluency instruction. The foundational skills in the California framework are summarized in an extremely well written resource guide by Hallie Yopp, one of the authors of the framework.

The second theme, language, deals with the crucial topic of vocabulary, text structure and syntax, and academic language—all critical to understanding text. Academic texts in English contain a large number of words that appear infrequently but are essential to understanding. To successfully complete high school, students need to understand approximately 65,000 words, although some words are members of the same word family. Consequently, from the outset, there must be a rich vocabulary development strand coupled with an extensive independent reading program. This is particularly crucial for the large numbers of low-income or ELL students who start school knowing far fewer words than their middle-class and English-speaking peers. For a valuable resource, see the Vocabulary Handbook and CORE’s Word Intelligence, which is a vocabulary program for middle-grade students. In addition, as material and sentence structure become more complex and demanding in upper elementary, students must learn to handle challenging elements such as complex sentences with multiple dependent clauses. Finally, different disciplines such as history and science organize information in different ways and students need help in navigating these varied text structures.

The third theme enhances comprehension by concentrating on a student’s ability to express ideas in writing and speaking. This strand also includes spelling and writing conventions such as grammar. Often, until you have tried to explain something, you really don’t know it.

The fourth theme deals with the vital role content knowledge plays in comprehension and the importance of a systematic buildup of disciplinary and cultural knowledge through organized class work and independent reading. See the vast work on this subject at Core Knowledge and “For Reading, Knowledge Matters More Than Strategies, Some Experts Say.” See also “Why Reading to Learn Is Seldom Taught.” And, finally, meaning making addresses the meta-cognitive skills of self-monitoring, drawing inferences, and thinking about what is being read.

For ELD students, the frameworks recommend that these strands be integrated into the regular instruction program (integrated instruction) and that schools provide a designated time for supportive instruction tailored to the language needs of the students (designated instruction).

Similar to math, English language arts shifts to a more active instructional program including book discussions, projects, research, and making arguments and taking positions in both writing and speaking.

I believe we have reached a broad-based consensus in California on the elements of good reading instruction and how best to deal with our large numbers of second-language learners. The frameworks are widely supported by educators and policymakers, although there are still too many schools and classrooms that have not yet incorporated the breadth of what these well-researched documents are recommending.

Reference Notes

Phillips, M. M. (2016, Jan 7). Military Doctors Fault Pentagon on Battlefield Casualty Care. The Wall Street Journal. http://www.wsj.com/articles/military-doctors-fault-pentagon-over-battlefield-casualty-care-1452194963

The Rise of Whole Language
Chall, J. S. (1983). Stages of Reading Development. New York: McGraw-Hill.

Persuasive Reading Research
Adams, M. J. (1996). Beginning to Read: Thinking and Learning about Print. Cambridge, MA: MIT Press.

The Role of Foundational Reading Skills
Gutlohn, L., & Bessellieu, F. (2014). Word ID: Assessment Across the Content Areas. Novato, CA: Arena Press. http://www.wordidassessment.com

Three Important Decisions
Consortium on Reaching Excellence (CORE). http://www.corelearn.com/

Honig, B. (1996). Teaching Our Children to Read: The Role of Skills in a Comprehensive Reading Program. Thousand Oaks, CA: Corwin. https://us.corwin.com/en-us/nam/teaching-our-children-to-read/book7412

Lemann, N. (1997, Nov). The Reading Wars. The Atlantic. http://www.theatlantic.com/magazine/archive/1997/11/the-reading-wars/376990/

National Reading Panel, & National Institute of Child Health and Human Development. (2000). Report of the National Reading Panel: Teaching Children to Read: An Evidence-Based Assessment of the Scientific Research Literature on Reading and Its Implications for Reading Instruction: Reports of the subgroups. Washington, D.C.: National Institute of Child Health and Human Development, National Institutes of Health. https://www.nichd.nih.gov/publications/pubs/nrp/pages/smallbook.aspx

Yoncheva, Y. N., Wise, J., & McCandliss, B. (2015). Hemispheric Specialization for Visual Words Is Shaped by Attention to Sublexical Units During Initial Learning. Brain and Language. http://www.sciencedirect.com/science/article/pii/S0093934X15000772

Ehri, L. C. (2014). Orthographic Mapping in the Acquisition of Sight Word Reading, Spelling Memory, and Vocabulary Learning. Scientific Studies of Reading. http://eric.ed.gov/?q=%22%22&ff1=subVocabulary+Development&id=EJ1027413

Spear-Swerling, L. (2015). The Power of RTI and Reading Profiles: A Blueprint for Solving Reading Problems. Baltimore, MD: Paul H. Brookes.

Kilpatrick, D. (2015). Essentials of Assessing, Preventing, and Overcoming Reading Difficulties (Essentials of Psychological Assessment). Hoboken, NJ: Wiley.

Heitin, L. (2015, Jun 12). Can Most Kindergartners Really Tackle ‘Emergent-Reader Texts?’ Coaches Say Yes. http://blogs.edweek.org/edweek/curriculum/2015/06/can_kindergartners_tackle_emer.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=curriculummatters

Honig, B., Diamond, L., & Gutlohn, L. (2013). Teaching Reading Sourcebook, Updated Second Edition. Novato, CA: Arena Press. http://www.corelearn.com/Products/Publications/ – Teaching-Reading-Sourcebook-Updated-2nd-Edition

Diamond, L., & Thorsnes, B. J. (Eds.). Assessing Reading: Multiple Measures. 2nd Edition. Novato, CA: Arena Press. http://www.corelearn.com/Products/Publications/ – Assessing-Reading-Multiple-Measures-2nd-Edition

National Council on Teacher Quality. (2014). Standard 2: Early Reading: What Consumers Need to Know About Teacher Preparation. http://www.nctq.org/dmsView/Teacher_Prep_Review_2014_Std2

California Department of Education. (2015, Jul). English Language Arts/English Language Development Framework for California Public Schools: K–12. http://www.cde.ca.gov/ci/rl/cf/elaeldfrmwrksbeadopted.asp

Slowik, H. Y., & Brynelson, N. (2015). Executive Summary: English Language Arts/English Language Development Framework for California Public Schools: K–12. California Department of Education. http://www.scoe.net/castandards/

Isken, J. A., Honig, B., & Jago, C. (2015, Oct 15). California’s Recently Adopted English Language Arts/English Language Development Framework: Translating the Common Core State Standards to a Coherent and Sequenced Curriculum for All Students. California Department of Education. http://www.cde.ca.gov/ci/rl/cf/documents/elaeldfwsummaryoct15.pdf

Yopp, H. (2015). Resource Guide to the Foundational Skills of the California Common Core State Standards for English Language Arts and Literacy in History/Social Studies, Science, and Technical Subjects. California Department of Education. http://www.cde.ca.gov/search/searchresults.asp?cx=001779225245372747843%3Agpfwm5rhxiw&output=xml_no_dtd&filter=1&num=20&start=0&q=Resource+Guide+to+the+Foundational+Skills+of+the+California+Common+Core+State+Standards+for+English+

Diamond, L., & Gutlohn, L. (2006). Vocabulary Handbook. Baltimore, MD: Paul H. Brookes. http://www.corelearn.com/Products/Publications/ – Vocabulary-Handbook

Word Intelligence. http://www.wordintelligence.net/

Core Knowledge. www.coreknowledge.org

Heitin, L. (2015, Oct 29). For Reading, Knowledge Matters More Than Strategies, Some Experts Say. http://blogs.edweek.org/edweek/curriculum/2015/10/for_reading_knowledge_matters_more_than_strategies.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=curriculummatters

Cobb, V. (2015, Jul 21). Why Reading to Learn Is Seldom Taught. http://www.huffingtonpost.com/vicki-cobb/why-reading-to-learn-is-s_b_7841040.html

The California Context: CA Policymakers and Educators Shift from Test-and-Punish to Build-and-Support

Photo Credit: Lukasz Stefanski / Shutterstock.com

The California Context
California Policymakers and Educators Shift from Test-and-Punish to Build-and-Support

by Bill Honig

California, under the leadership of Governor Jerry Brown, State Superintendent of Public Instruction Tom Torlakson, Michael Kirst, president of the State Board of Education, and the legislature, and backed by almost the entire educational establishment and advocacy groups in the state, including the teacher unions, has embraced the long-range and comprehensive Build-and-Support strategy. California’s approach is based on valid, reliable school improvement research and patterned after the practices and policies of high-performing states such as Massachusetts. All California stakeholders agree that educational performance in the state must improve substantially and that it will take 10–15 years of concerted effort to successfully implement the more demanding instructional program envisioned by the Common Core State Standards (CCSS). The specifics of the California strategy follow.

Ensuring Adequate Funding Levels

Early in his term, Governor Brown sponsored Proposition 30, a tax increase initiative that temporarily raised income tax rates on top earners and provided for a ¼-cent sales tax increase. It passed. Those funds and the economic recovery in the state allowed the governor, working with the state legislature, to increase per-pupil funding for K–12 by about 40% during his first term. The hefty increase was designed to make up for the precipitous drop in support caused by the recession. The governor and the legislature also revamped the educational funding system under the Local Control Funding Program (LCFP). It now gives districts more flexibility in how to manage their funds and to provide additional resources for high-risk students.

Adopting a Rigorous, Standards-Based Liberal Arts Curriculum

After widespread discussions, the State Board of Education (SBE) in California approved the Common Core State Standards (CCSS), the Next Generation Science Standards (NGSS), the English Language Arts (ELA) Standards, and the English Language Development (ELD) Standards. The later two were both later integrated into the ELA/ELD Framework. It also signed on to the CCSS-aligned Smarter Balanced Assessment Program (SBAC). California policymakers were careful to emphasize that the primary purpose of the assessments was to feed back information to improve instruction, not for high-stakes consequences. At the same time, they eliminated a cluster of existing state tests. The SBE, backed by the political establishment, postponed testing until the new SBAC tests were ready and refused to submit to federal pressure requiring that testing be tied to teacher evaluations. The state legislature also gave the SBE two years to devise a new accountability system.

Delivering High-Quality Instruction

Recognizing the need for additional support, the SBE authorized the development of frameworks to advise teachers and districts on how best to translate the standards into curriculum and instruction, deliver effective professional development, build collaborative teams, and adopt instructional materials consistent with the standards.

Useful California Content Frameworks and Support Documents

These frameworks have been widely supported in the state. The California Department of Education, county offices, districts, educational organizations, newly created networks of schools and districts, and especially the state teacher unions have been aggressively pursuing the implementation of the more active and deeper instruction envisioned by the CCSS. The California Teachers Association has been in the forefront of standards implementation efforts and has formed partnerships with Stanford and other educational entities to that end.

In 2012, State Superintendent Tom Torlakson formed a prestigious commission chaired by Linda Darling-Hammond and Chris Steinhauser. Darling-Hammond is one of the most respected school improvement researchers in the country, and Steinhauser is superintendent of the Long Beach Unified School District, which was designated one of the top school districts in the world. The commission produced Greatness by Design, a superb policy document that provides the blueprint for a Build-and-Support strategy in the state. In 2015, it followed up with A Blueprint for Great Schools: Version 2.0. These documents have had a major influence on practice in California, as has the expert advice of Michael Fullan.

In addition, the governor and the legislature invested almost $2 billion specifically for supporting the CCSS implementation and associated curricular and assessment changes and another $500 million for similar purposes in the 2015 budget. That latest allocation also included attracting, training, inducting, and supporting new teachers as one of the primary goals of the item, consistent with the recommendations of Greatness by Design, although there is still much to be done to revitalize the teaching profession.

Creating Useful and Fair Accountability Systems

In California, political and educational leaders proposed and the legislature enacted a plan to develop a new assessment and accountability system using multiple measures of student performance. The primary goal of the new system is to feed back information that will support local improvement efforts and not to punish schools and teachers. State leaders also created a new entity, the California Collaborative for Educational Excellence, to support and review the CCSS and LCFP implementation and organize site visits and support for struggling schools.

Most districts have been hard at work on the day-to-day business of implementing the Common Core State Standards. In addition, two effective networks of districts have been collaborating on the CCSS implementation. One network, CORE Districts, is composed of some of the largest districts in the state; the other is the California Collaborative on District Reform. CORE Districts obtained a federal waiver to develop its own broader assessment system (although it had to agree to test-based teacher evaluation, which each district will soon be able to ignore under the new Every Student Succeeds Act (ESSA).

Engaging Stakeholders

A potent informal network funded by foundation support, the Consortium for the Implementation of the Common Core State Standards, was formed with representatives from major educational and government entities, districts, county education offices, teacher groups, the research community, higher education, and advocacy groups. It has helped on such key issues as implementation planning, coordinating the work of support providers, communication, technology, understanding the state mathematics and ELA/ELD frameworks, accountability, and new teacher policies. Its first publication, Leadership Planning Guide California, was intended to assist districts and schools in addressing the implementation of the CCSS. In 2015, the consortium produced user-friendly summaries of the math and ELA/ELD frameworks.

Resisting High-Stakes Testing

Moreover, almost every educational group has joined the political and educational leadership and the legislature to successfully resist federal demands for excessive high-stakes testing and accountability and not-ready-for-prime-time student and teacher evaluation schemes. The one exception has been the CORE Districts, which sought a waiver from severe No Child Left Behind (NCLB) penalties and were forced to accept test-driven teacher evaluation as the price for the waiver. Many of the districts are now struggling with implementing those evaluations, which have caused disharmony within the districts. In addition, although many in management continue to support such measures as test-driven teacher evaluation, their numbers are decreasing in the face of the Build-and-Support agenda being promoted by educational leaders across the state. Finally, the presidents and chancellors of the four higher education segments all signed a letter pledging support for the Common Core State Standards.

A brief summary of California’s approach is available in a slide presentation by Michael Kirst and an article in CALmatters, “A Stanford Professor’s High-Stakes Plan to Save California Schools.” See also Jeff Bryant’s 2015 interview of me in Salon and his follow-up article on California as a potential role model for the country. Lastly, see Charles Kerchner’s blog post, “Can the ‘California Way’ Turn Around Underperforming Schools?”

How California Avoided the Push-Back Against the Common Core

There is widespread backing for Common Core in the state thanks to these efforts, particularly the tempered rolling out of the CCSS, the postponing of testing and accountability to allow time for implementation, and the divorcing of accountability from evaluations. The resistance to the CCSS that has erupted in other states from abrupt implementation and tying the standards themselves to high-stakes accountability has not occurred in California. The study Leveraging the Common Core to Support College and Career Readiness in California reports finding widespread excitement among high school teachers for the promise of the more active instruction offered by the CCSS.

In 2015, a poll by Children Now found 67% support among the general public in California for the CCSS. Interestingly, if respondents were asked only about the ideas behind the standards, without mentioning the name Common Core, support rose to between 85% and 93%. The findings were similar for parents who had children in public schools, and for those employed in the education field, 82% expressed support for the standards.

Build-and-Support Is Working in California

In 2013, Secretary of Education Arne Duncan praised a few cherry-picked states that had followed the administration’s proposed reforms and improved their National Assessment of Educational Progress (NAEP) results. Duncan failed to mention the larger number of states that had also implemented the policies but did not grow and experienced lackluster results overall. In a glaring case of omission, Duncan never acknowledged California’s reform efforts, which, although resisting many of the federal reform policies, topped the nation in growth in eighth-grade scores.

That trend has continued. From 2009 to 2015, California was first in growth, along with Washington, DC, in eighth-grade scaled reading score growth—up six points from 2009 compared to the national growth rate of one point. California was among the four-highest states in eighth-grade growth in mathematics—up five points from 2009 compared to a national decline of one point. California did not fare as well on NAEP fourth-grade scores. They have remained low with flat growth, mirroring the rest of the nation.

Added note: 2017 NAEP results have accelerated this trend, though there is still much work to do.

NAEP 8th and 4th Grade Reading and Math Average Scaled Score Growth for 2009-2017  California has the most second language students, the most diversity, and high levels of low income children compared to other states. Top growth scores nationally for 8th grade reading, 4th grade reading, 8th grade math. Weak growth for 4th grade math.  

Reading: 8th grade: First in the nation. California growth +10 and now within 2 points of the national average. National growth +3 https://www.nationsreportcard.gov/reading_2017/#states/scores?grade=8

4th grade: Tied for 2nd nationally California growth +6  and now within 6 points of the national average. National growth +1 https://www.nationsreportcard.gov/reading_2017/#states/scores?grade=4 

Math: 8th grade: Tied for 2nd nationally. California growth +6, Now within 5 points of the national average. National growth 0. https://www.nationsreportcard.gov/math_2017/#states/scores?grade=8

  4th grade: Tied for 15th in growth +1. 7 points behind nationally. National growth 0. https://www.nationsreportcard.gov/math_2017/#states/scores?grade=4 

Gaps have actually narrowed in the state. White student scores have not grown as fast as Hispanic and Black children.
Some subgroup info: 
 Hispanic growth scores for reading 2009-2017; 8th grade reading +10; 4th grade reading +8
  Black: 8th grade +7; 4th grade -1!!!.
   Hispanic growth scores for math: 8th grade +6; 4th grade +4
   Black: 8th grade +5; 4th grade +1 

Two California Urban Districts under the Federal Trial Urban District Assessment (TUDA) program showed top gains in NAEP. 

LA: 8th grade reading average score growth 2009-2017. +11.  1st in nation. https://www.nationsreportcard.gov/reading_2017/#/districts/scores?grade=8
       4th grade reading: +10;  1st in nation (Tied DC)

       8th grade math:  +8 (Tied for 3rd)
       4th grade math: +1 (Not good—tied for 7th)

San Diego

        8th grade reading: +10. (2nd nationally after LA) https://www.nationsreportcard.gov/math_2017/#districts/scores?grade=8
        4th grade reading: +9.  (tied for 2nd nationally)
        8th grade math:  +3 (tied for 7th)
        4th grade math +1 (tied for 7th)
 

Another set of data from the Urban Institute app which adjusts NAEP scores for language, poverty, race, and special ed. And whether the adjustments are accurate or not,  comparisons using the same standards are legit. http://apps.urban.org/features/naep/  
One caveat is that the intervals on the ranks are still being scaled which might change 
rank growth somewhat but the overall picture will remain very similar. 

I took off the age control but let the others stay. (If you look at the website be sure to refresh after looking at math to allow you to click from math to reading and when you do remember to put off the age control) These data are ranks based on average scores, and if you mouse over the state it shows the growth in rankings. It is apparent that California has made large jumps in rankings this year from the past few years. (Florida has not grown as much but is at the top or near the top nationally in all the rankings—whether from state policy or district independent efforts needs to be determined) 

In 8th grade reading we are now 14th in the country up from the low 40’s as recently as 2013. In 4th grade reading we are 19th in the country up from the high 30’s in 2015. 

In 8th grade math we are 22nd up from the low 40’s as recently as 2013.In 4th grade math (our weakest area where we need to undertake considerable work) we are 37th up from the low 40’s in 2011 and 2015.   

Some confirmation is provided by our most recent state testing, the SBAC. 11th grade reading scores. 60% now reach the “proficient” level—a level consistent with 4yr college work and the NAEP proficiency level which compares favorably to the other SBAC states that are much less diverse. To me, getting 60% of our diverse students to that level is impressive and a tribute to the hard work of our educational practitioners and policy direction. On the other hand, the state is much weaker in SBAC math performance at 11th grade (although improving) and math will be a major area of subsequent improvement efforts. 

In addition, from 2010 to 2015, the Golden State improved its high school graduation from 74.7 to 82.3, an increase of 7.6 points, which is significantly greater than the improvement in the national rate. Despite having one of the most diverse student bodies in the nation, the state graduation rate is now higher than the national average. California Latino and African-American students progressed even faster. The rate of Latinos has increased 15% since 2010 to 78.5%; African-American students increased 11% to 70.8. Finally, in 2015, 43.4% of graduates completed all the necessary coursework to meet the minimum admissions requirements for the University of California and the California State University systems, a substantial jump from the 36.3% meeting the requirements in 2010.

Even though California scores have been increasing on NAEP, at least at the eighth-grade level, student achievement must improve substantially in the next decade. The first Smarter Balanced assessments based on the Common Core State Standards were given in 2015 and formed the base year for determining growth rates and improvements.

Preliminarily, SBAC reported four levels—standard exceeded, standard met, standard nearly met, and standard not met. It is important to understand what “standard” means. It was established to be comparable to the NAEP proficiency standards, which predict success in a four-year college credit-bearing course. Massachusetts, whose students score among those in the top countries worldwide, is the only state in which just over 50% of its students score proficient on NAEP.

The number of students in California meeting or exceeding the standard on the SBAC test at 11th grade is one indication of how many students are being adequately prepared for both four-year colleges and community colleges where students transfer to four-year colleges after two years or to one of the more demanding career tech pathways.

The 2015 scores in the 11th grade were decent in English language arts—58% of students reached the four-year college-bound level. The scores were low in mathematics—only 28% reached or exceeded the college-bound standard. This may be due to the shift in instruction called for by the CCSS or the greater language demands of the math test, or the test may have been too dependent on Intermediate algebra, which is not appropriate for many career paths. Researchers are currently examining the discrepancy between student performance in math and reading.

At elementary and middle grades, the percentage of students meeting the on-track to a four-year college standard was generally in the mid-30% in math and mid-40% in reading. The achievement gaps between low-income children or children of color and their higher-income or Caucasian peers increased from previous tests. This is most likely due to the fact that the new SBAC assesses deeper learning and provides a more accurate picture of actual performance.

Meeting the Challenges of Diversity and Underfunding

California has one of the most diverse groups of K–12 students in the nation: 54% Hispanic/Latino; 25% white; 12% Asian, Pacific Islander, or Filipino; 6% African-American; 3% mixed race; and 0.6% Native American. Its English-language learner (ELL) population is 25%, the largest in the nation. The states with the next largest ELL populations are Texas with 15%, Florida with 10%, and New York with 9%. Our state also ranks high in poverty levels.

Importantly, California spends significantly less per pupil than other states. In 2014–2015, it ranked 42nd after adjusting for cost of living, and it is significantly behind other states in additional support measures that affect school quality as well.

Yet, compared to the 12 other states that took the SBAC, California ranked in the middle of 11th-grade scores for both reading and math. None of the other states are as diverse. In the lower grades, however, California was either at the bottom or near the bottom. Unquestionably, much work is to be done in the state, but the Build-and-Support policy framework being pursued offers the best chance of substantial improvement during the next decade.

Career Tech Pathways

Many of us in California have one major problem with the Common Core State Standards, which is how the SBAC standards were set and how the CCSS in general are portrayed in the media. Although the literature maintains that the goal is “career and college readiness,” as I explained above, the high school standards are actually primarily aimed at preparing students for four-year colleges or alternative career paths that demand the highest educational levels. This is particularly true of third-year high school courses in mathematics.

Many have questioned whether intermediate algebra (made more demanding by Common Core Standards) is an appropriate course for those preparing to be dental hygienists or to be trained in precision manufacturing. For those tech/prep students, rigorous substitutes such as statistics and quantitative reasoning or embedding these subjects in career tech application courses seems to be a better alternative. In fact, many states have pursued this direction. For example, Texas just recently changed its requirements.

The Charles A. Dana Center in Texas recently examined 34 career paths—from accounting to visual communication—to determine which math skills were needed. Most careers only demanded the use of the math learned through eighth grade that can be applied in complex and unique situations. See also “Programs of Study & Mathematics Alignment” on the Dana Center’s website. It presents an analysis of the mathematical demands for nursing, communications, criminal justice, and social work.

Currently, about 40% of students nationally reach the levels needed for succeeding in a credit-bearing four-year college course. We should definitely be trying to increase that number, and the Common Core State Standards are valuable for that goal. Yet even for the college bound some flexibility is warranted. The University of California’s Board of Admissions and Relations with Schools (BOARS) establishes the courses that count for college admission, and the state university and community college systems follow its lead. Recently the BOARS committee approved some substitutions for intermediate algebra http://senate.universityofcalifornia.edu/_files/committees/boars/documents/BOARSStatementonStatway.pdf and the community colleges are considering changes along these lines.

But that still leaves a large number of students who could profit from rigorous tech-prep pathways yet are usually neglected in a system that is primarily geared for the four-year college bound. California has lagged behind some other states showing leadership in developing these pathways such as Illinois, but it is now devoting resources and attention to this problem.

Robert Schwartz, of Harvard University’s Graduate School of Education, has been one of the major national proponents of improving the pathways for the non–four-year college bound. See his Pathways to Prosperity: Meeting the Challenge of Preparing Young Americans for the 21st Century and Career Pathways: A Route to Upward Mobility, a paper he coauthored with Nancy Hoffman. The Thomas B. Fordham Institute also has been promoting alternative pathways. See the papers and video presentations from its Education for Upward Mobility Conference that are devoted to the issue. David Conley and Linda Darling-Hammond have also been champions of this approach. See the handouts on the California Department of Education web page that summarize their work. For a California perspective, see Career Technical Education Pathways Initiative, and for a national perspective, see The State of Career Technical Education. See also the fall 2014 online issue of American Educator, which is devoted to this topic.

Pamela Burdman has authored three excellent reports on mathematics college placement issues in California sponsored by the Policy Analysis for California Education (PACE) as well as a short article on the inaccuracies of college placement exams. A compendium of research from a conference on this subject can be found at a LearningWorks conference on the future of college math placement. The conference focused on three main issues:

  1. Are there alternative paths to college other than the usual mathematics sequence that ends in intermediate algebra such as statistics or quantitative reasoning?
  2. Is relying on a placement test an accurate and fair way to force students into remedial classes based on Algebra 2, which many will not pass. Are there better alternatives? Placement tests provide only a tiny percentage improvement on the predictions generated by merely relying on transcripts but do result in high levels of misplacement.
  3. Are there more successful ways to teach the remedial classes?

In 2016, a major report by the Center for Community College Student Engagement made similar points about the deficiencies in our system of remediation, and a summary of the research demonstrates the defects of community college placement exams that 87% of community college students are forced to take.

Some extremely effective groups have been formed to support alternatives for the college bound and programs that offer rigorous preparation for the tech/prep bound. Among them are Linked Learning and ConnectEd. See also the High Tech High charter organization, which is devoted to school/career integration with an emphasis on project-based learning, and the many career academies that over the past two decades have been providing successful career preparation in important fields such as health, business, and manufacturing.

California has invested one-and-a-half-billion dollars in collaborative tech/prep grants aimed at two-year community college pathways to careers or four-year colleges or apprenticeships. This has been accomplished under the leadership of Governor Brown and the state legislature, with the full support of State Superintendent of Public Education Tom Torlakson. The investments have been made over the past few years and are slated to continue for the next few years.

Although some civil rights advocates are reluctant to support the premise that it is an unattainable goal for all students to become prepared for four-year institutions of higher learning, we are doing a disservice to many youngsters by only concentrating on that pathway. Many students who could succeed in a rigorous alternative route will falter under a four-year college prep sequence. These substitute pathways are a far cry from the old vocational education, which often became a dumping ground for low-performing students and devolved into tracking for minority and low-income students. One policy goal should be to maximize the number of students who qualify, attend, and graduate from four-year colleges, but we should also attend to the needs of those students who could profit from a rigorous tech/prep pathway.

The jury is still out on whether our large, diverse state will successfully implement the ambitious instructional program envisioned by the Common Core Standards over the next decade by following a Build-and-Support approach. So far, so good.

Recent Developments

7/30/2016. Michael Petrilli has edited a just-released book Education for Upward Mobility (2016). This work contains essays under three headings. First, Transcending Poverty through Education, Work, and Personal Responsibility which includes chapters on the “Success Sequence” (graduate high-school, obtain a full-time job, and wait to have children until 21), tech-prep pathways, certification, and apprenticeship. Second, Multiple Pathways in High School: Tracking Revisited? which includes chapters on small schools of choice, college-prep high schools for the poor,  and high-quality career and technical education. Finally, there is a section, The Early Years with chapters on the importance of the first five years, the centrality of knowledge acquisition in the elementary years, and issues of tracking in middle schools. Many of these authors support the main points in the article above.

7/30/2016 Two reports from the Education Commission of the States on what states require for early reading. California doesn’t do as much as many other states. Although our ELA/ELD framework is solid, we are missing some of the other infrastructure. http://www.ecs.org/50-state-comparison-k-3-quality/; http://www.ecs.org/companion-report-50-state-comparison-k-3-quality/

 

Reference Notes

Adopting a Rigorous, Standards-Based Liberal Arts Curriculum
Fensterwald, J. (2015, Jun 22). State Board Gets Extra Year to Create Measures of School Progress. http://edsource.org/2015/state-board-gets-extra-year-to-create-measures-of-school-progress/818666

Delivering High-Quality Instruction
Fensterwald, J. (2014, Dec 1). CTA Launches Large-Scale Teacher Training. http://edsource.org/2014/cta-launches-large-scale-teacher-training/70687#.VLg-31fF9D9

Tom Torlakson’s Task Force on Educator Excellence. (2012, Sep 17). Greatness by Design: Supporting Outstanding Teaching to Sustain a Golden State. California Department of Education. http://www.cde.ca.gov/eo/in/ee.asp

Blueprint 2.0 Planning Team. (2015, Jul 27). A Blueprint for Great Schools: Version 2.0. State Superintendent of Public Instruction. California Department of Education. http://www.cde.ca.gov/eo/in/bp/bp2contents.asp

Fullan, M. (2015, Jan). A Golden Opportunity: The California Collaborative for Educational Excellence as a Force for Positive Change. http://www.michaelfullan.ca/california-release-a-golden-opportunity/

Mead, S., Aldeman, C., Chuong, C., & Obbard, J. (2015, Jul 28). Rethinking Teacher Preparation: Empowering Local Schools to Solve California’s Teacher Shortage and Better Develop Teachers. http://bellwethereducation.org/publication/Rethinking_Teacher_Prep_California See also Ellison, K., & Fensterwald, J. (2015, Jul 14). California’s Dwindling Teacher Supply Rattling Districts’ Nerves. http://edsource.org/2015/californias-dwindling-teacher-supply-rattling-districts-nerves/82805

Creating Useful and Fair Accountability Systems
CORE Districts. http://coredistricts.org/

California Collaborative on District Reform. http://cacollaborative.org/topics/district-collaboration

Engaging Stakeholders
Consortium for the Implementation of the Common Core State Standards. (2013, Oct). Leadership Planning Guide California: Common Core State Standards and Assessments Implementation. California County Superintendents Educational Service Association. http://ccsesa.org/ccsesa-common-core-leadership-planning-guide-now-available/

Yakes, C., & Sprague, M. (2015). Executive Summary: Mathematics Framework for California Public Schools: K–12. California Department of Education. http://www.scoe.net/castandards/

Slowik, H Y., & Brynelson, N. (2015). Executive Summary: English Language Arts/English Language Development Framework for California Public Schools: K–12. California Department of Education. http://www.scoe.net/castandards/Pages/default.aspx

Gewertz, C. (2014, Sep 4). California Higher Education Systems Pledge Common-Core Support. http://blogs.edweek.org/edweek/curriculum/2014/09/california_higher_education_sy.html

Resisting High-Stakes Testing
Kirst, M. W. (2015, Jul). California Education Policy Overview 2015. Education Policy Fellowship Program. http://c.ymcdn.com/sites/epfp.iel.org/resource/resmgr/AERA_IEL/Final_MK_IEL-AERA_July_2015_.pdf

Lin, J. (2016, Jun 4). A Stanford Professor’s High-Stakes Plan to Save California Schools. https://calmatters.org/articles/a-stanford-professor-disrupts-california-schools/

Bryant, J. (2015, Apr 14). Common Core Consequences: What Currently Passes for “Reform” Has Caused Considerable Collateral damage to Schools and Teachers. http://www.salon.com/2015/04/14/common_core_consequences_what_currently_passes_for_reform_has_caused_considerable_collateral_damage_to_schools_and_teachers/

Bryant, J. (2015, Apr 23). An Alternative to Failed Education “Reform,” If We Want One. http://educationopportunitynetwork.org/an-alternative-to-failed-education-reform-if-we-want-one/

Kerchner, C.T. (2016, Jun 6). Can the “California Way” Turn Around Underperforming Schools? http://blogs.edweek.org/edweek/on_california/2016/06/can_the_california_way_turn_around_underperforming_schools.html

How California Avoided the Push-Back Against the Common Core
Freedberg, L. (2016, Jan 10). Common Core: New York Stumbles, California Advances on Common Core Implementation. http://edsource.org/2016/new-york-stumbles-california-advances-on-common-core-implementation/92986

Venezia, A., & Lewis, J. (2015, Aug). Leveraging the Common Core to Support College and Career Readiness in California. Education Insights Center. California State University, Sacramento. http://edinsightscenter.org/Publications/ctl/ArticleView/mid/421/articleId/1007/Leveraging-the-Common-Core-for-College-and-Career-Readiness-in-California

Children Now. (2015, Apr 20). New California Poll Shows Strong Support for Common Core and Its Approach. http://www.childrennow.org/about-us/press-releases/new-california-poll-shows-strong-support-common-core-and-its-approach/

Build-and-Support Is Working in California
National Center for Education Statistics. (2015). NAEP State Profiles. U.S. Department of Education. Institute of Education Sciences. http://nces.ed.gov/nationsreportcard/states/?utm_source=Michael%27s+daily+email%2C+Oct.+28%2C+2015&utm_campaign=Daily_4-24-15&utm_medium=email

Leal, F. (2016, May 17). California’s Graduation, Dropout Rates Improve for the Sixth Straight Year. http://edsource.org/2016/californias-graduation-dropout-rates-improve-for-the-sixth-straight-year/564357?utm_source=May+18+digest+Jane&utm_campaign=Daily+email&utm_medium=email

Blume, H. (2015, Sep 11). Achievement Gaps Widen for California’s Black and Latino students. Los Angeles Times. http://www.latimes.com/local/lanow/la-me-ln-achievement-gaps-widen-20150911-story.html

Meeting the Challenges of Diversity and Underfunding
Lucile Packard Foundation for Children’s Health. Public School Enrollment by Race/Ethnicity. http://www.kidsdata.org/topic/36/publicschoolenrollment-race/table – fmt=451&loc=2,127,347,1763,331,348,336,1&tf=84&ch=7,11,621,85,10,72,9,73&sortColumnId=0&sortType=asc

Federal Education Budget Project. (2012, Mar 28). Student Poverty Rate. http://febp.newamerica.net/k12/rankings/cenpov

Kerchener, C. T. (2015, Nov 23). Tax Proposals Would Lift California’s Low School Funding. http://blogs.edweek.org/edweek/on_california/2015/11/tax_proposals_would_lift_californias_low_school_funding.html

Kaplan, J. (2015, Nov). California’s Support for K-12 Education Ranks Low by Almost Any Measure. http://calbudgetcenter.org/?s=fact+K-12

Smarter Balance Results by State: 2014–2015.http://edsource.org/smarter-balanced-results/state.html and McCrea, D. (2015, Nov. 20). Personal letter to author.

Career Tech Pathways
Schulzke, E. (2015, Dec 12). How Much Math Do College-Bound Students Really Need? http://www.deseretnews.com/article/865643586/As-math-standards-nudge-upward-is-it-time-for-a-national-dialogue-on-how-much-math-high-schoolers.html

Fechter, J. (2014, Jan 31). State Nixes Algebra 2 for Most Students, Offers Other Math Options. http://www.mysanantonio.com/news/education/article/State-nixes-Algebra-2-for-most-students-offers-5194326.php

The Charles A. Dana Center. (2013, Jul). What Students Need to Know: Mathematics Concept Inventories for Community College Workforce Education Programs. The University of Texas at Austin. http://www.utdanacenter.org/higher-education/higher-education-resources/policy-resources/programs-of-study-mathematics-alignment/

The Charles A. Dana Center. Programs of Study & Mathematics Alignment. The University of Texas at Austin. http://www.utdanacenter.org/higher-education/higher-education-resources/policy-resources/programs-of-study-mathematics-alignment/

UC Board of Admissions and Relations with Schools. (2015, Jan 16). Statement on Approval of Statway. University of California. http://senate.universityofcalifornia.edu/committees/boars/documents/BOARSStatementonStatway.pdf See also UC Board of Admissions and Relations with Schools. (2013, Jul). Statement on Basic Math for All Admitted UC Students. http://senate.universityofcalifornia.edu/committees/boars/BOARSStatementonMathforAllStudentsJuly2013.pdf

Walton, I. (2013, Jun). Alternatives to Traditional Intermediate Algebra. Academic Senate for California Community Colleges. http://www.asccc.org/content/alternatives-traditional-intermediate-algebra

Symonds, W. C., Schwartz, R., & Ferguson, R. F. (2011). Pathways to Prosperity: Meeting the Challenge of Preparing Young Americans for the 21st Century. Cambridge, MA: Pathways to Prosperity Project, Harvard University Graduate School of Education. https://dash.harvard.edu/handle/1/4740480

Schwartz, R., & Hoffman, N. (2014, Dec 2). Career Pathways: A Route to Upward Mobility. edex.s3-us-west-2.amazonaws.com/Schwartz-Hoffman%20Paper-KLM%20(1).pdf

Thomas B. Fordham Institute. (2014, Dec 2). Education for Upward Mobility. http://edexcellence.net/publications/education-for-upward-mobility The papers from this conference have been published in a 2015 book edited by Michael Petrilli, Education for Upward Mobility, and a second video conference on the book was held in 2016. http://edexcellence.us6.list-manage.com/track/click?u=628bd73f1e90c900ee5ef4166&id=7894a573bc&e=ebbe04a807

California Department of Education. PSAA Meeting Webcast Archive 2014. Meeting Handouts. http://www.cde.ca.gov/ta/ac/pa/psaawebcastarchive14.asp#dec2014handouts

California Community Colleges Chancellor’s Office. (2013, Aug). Career Technical Education Pathways Initiative. http://californiacommunitycolleges.cccco.edu/Portals/0/reportsTB/REPORT_CTEPathwaysInitiative_082613_FINAL.pdf

Advance CTE. The State of Career Technical Education. http://www.careertech.org/state-CTE

American Federation of Teachers. (2014, Fall). American Educator. http://www.aft.org/ae/fall2014

Burdman, P. (2015). Publications. Policy Analysis for California Education (PACE). http://edpolicyinca.org/authors/pamela-burdman

Burdman, P. (2015, Nov 5). Math Placement Tests Deserve More Scrutiny. http://edsource.org/2015/math-placement-tests-deserve-more-scrutiny/90132?utm_source=Nov.+6+newsletter+John&utm_campaign=Daily+email&utm_medium=email

Learning Works. (2015, Nov 10). Testing and Beyond: A Summit on the Future of College Math Placement. http://www.learningworksca.org/testing-and-beyond-conference-nov-10th-2015-oakland-california/

Center for Community College Student Engagement. (2016). Expectations Meet Reality: The Underprepared Student and Community Colleges. The University of Texas at Austin, College of Education, Department of Educational Administration, Program in Higher Education Leadership. http://www.ccsse.org/nr2016/

Belfield, C., & Crosta, P. M. (2012, Feb). Predicting Success in College: The Importance of Placement Tests and High School Transcripts. Columbia University Teachers College Community College Research Center. http://ccrc.tc.columbia.edu/publications/predicting-success-placement-tests-transcripts.html

Linked Learning Alliance. http://www.linkedlearning.org/

The California Center for College and Career (ConnectEd). www.connectedcalifornia.org

High Tech High. www.hightechhigh.org

Leal, F. (2016, Jan 26). $1.5 Billion Helping Career Pathways Take Off in California’s High Schools. http://edsource.org/2016/1-5-billion-helping-career-pathways-take-off-in-californias-high-schools/93950

How Top Performers Build-and-Support: Exemplary Models

How Top Performers Build-and-Support
Exemplary Models

by Bill Honig

Build-and-Support strategies not only have been based on extensive research but have proved to significantly improve performance in those districts, states and provinces, and nations that have followed their ideas.

School Districts

There are examples of stellar districts that have achieved successful results by following Build-and-Support ideas. These include Long Beach, Garden Grove, Sanger, Whittier High School, Elk Grove, the High-Tech High School Summit, and the Aspire charter school networks, all in California; Montgomery County, Maryland; and Union City, New Jersey. All have pursued this more comprehensive, positive approach for years and place in the top ranks of international assessments. Conversely, Dallas, Texas, and Newark, New Jersey, are examples of the damage caused by a full “reform” strategy and its failure to produce results.

Sanger’s journey—from a low-performing, high-poverty district suffering from substantial labor strife to a high-performing district where teachers and administrators have forged a close working relationship—demonstrates the power of the Build-and-Support strategy. Ironically, as a prime example of the deleterious effect of federal policy, in 2014 Sanger accepted a federal waiver under duress to avoid the severe penalties of NCLB (imposed by the feds even though Sanger grew faster than almost every other district in the state). However, district leaders then became worried that forced implementation of a test-driven evaluation would reverse its successful collaboration efforts. The problem should be solved in 2016 when the new ESSA measure becomes operative and when required high-stakes evaluation of teachers can no longer be mandated.

Similarly, Long Beach Unified School District, identified as one of the three top school jurisdictions in the country and among the top 20 in the world, has been building professional capacity around a strong, core curriculum for several decades with significant results. According to its superintendent, Chris Steinhauser, Long Beach’s success stems from its attention to human and social capital development, including clinical experiences for new teachers; treating educators, parents, and community members with respect and trust; providing extensive coaching support for teachers and principals; orienting the district administrators to support schools; building teams at schools; implementing a strong liberal arts curriculum with a districtwide focus; developing cooperation with colleges and community organizations; and continuing a shared focus by all on instructional and curricular quality. Again, Long Beach has had consistent leadership for the past two decades under Carl Cohn (1992–2002) and Superintendent Steinhauser (2002–present). Long Beach has pursued educational improvement by developing a districtwide strategy that engages all teachers and schools in the effort as opposed to a punitive approach aimed at the lowest-performing schools. For why this is important, see Fiske and Ladd’s comments. Finally, Long Beach has struck the right balance between school and teacher autonomy and district leadership, which is crucial in allowing each school to implement improvement efforts in its own way while adhering to an overall district strategy. For a perceptive article on this issue, see Larry Cuban’s blog.

Another example is Garden Grove, which has one of the largest percentage of English-language learners in large districts in California yet has improved performance substantially in the last 15 years. Under the exemplary leadership of Laura Schwalm, superintendent from 1999 to 2013, and Gabriela Mafi since 2013, the district, among other Build-and-Support measures, has developed a robust human resources development program with two aspects. First, the district finds and keeps the best teachers by developing effective systems of recruiting, proper placement, inducting, granting tenure, and compensation. Second, it builds the capacity of current staff by comprehensive professional development, creates effective school site teams, and offers career advancement pathways that allow our best teachers a hybrid teaching and leadership role and the possibility of higher earnings.

These successful jurisdictions don’t ignore accountability. But effective accountability must not rely solely or primarily on test scores. It should be designed around providing useful, timely feedback that will assist school, district, and local community efforts in improving instruction and student performance. And it should assiduously avoid causing the type of extensive collateral damage we have seen under high-stakes testing: narrowing the curriculum, discouraging cooperation, and emphasizing looking good on tests rather than providing quality instruction.

This more supportive philosophy guides the accountability system being developed in California and many other states. The state will be establishing an integrated hybrid of state and local indicators such as graduation rates, college preparation, career preparation, passing advanced placement courses, curriculum breadth and depth, student and teacher engagement, school climate, student suspensions or teacher absences, reclassification rates for English-language learners, and implementation and team-building efforts. The main locus of accountability is the school and district with local community participation, under the assumption and trust that the professionals in the school, not the federal government or the state, will be the driving force for improvement if they have the support they need. For an up-to-date report on these broader accountability ideas, see a 2016 paper by Linda Darling-Hammond and colleagues, Pathways to New Accountability Through the Every Student Succeeds Act. In addition, see a 2016 report by Cook-Harvey and Stosich of the Stanford Learning Policy Institute, Redesigning School Accountability and Support: Progress in Pioneering States.

Data based on reasonable student testing and just-in-time student assessment are helpful when such data provide information back to the teachers, schools, and local communities to assist their continuous improvement efforts. California is a member of the Smarter Balanced Assessment Consortium (SBAC) and administered the first state assessments in 2015. However, results won’t be used for accountability purposes until enough data are available for growth measures and potential targets can be validated. The state also wants to give teachers a chance to implement the curricular changes envisioned by the Common Core State Standards (CCSS). However, as mentioned above, these end-of-year, broad-scale tests should be only one part of a broader accountability system and need to be combined with more sophisticated, accurate, and authentic measures of student performance such as end-of-course and periodic assessments, passing competency-based measures such as certificates, performances, portfolios, and projects.

Furthermore, state and district policy should recognize that negative fallout from testing is minimized if tests are not used primarily for formal, high-stakes teacher or school evaluations or to assess school progress toward impossible goals established by political entities that are far removed from the facts on the ground. Test results are most useful when viewed as one aspect of the main driver of improvement—a broad, collaborative, well-resourced effort to improve school, student, and teacher performance over the long haul.

There will be schools that struggle and need assistance. Site visits and support need to be organized, as envisioned by the new California Collaborative for Educational Excellence. The group will offer help, support, and site visits to struggling schools. For a national proposal along these lines, see Marc Tucker’s blog post “ESEA Reauthorization and Accountability: A Chance to Do It Right.”

Successful jurisdictions do not neglect the problem of incompetent teachers. It turns out that giving low-performing teachers a chance to improve is more effective when the efforts are part of a cooperative endeavor to improve instruction. First, many low-performing teachers will improve with helpful support. Second, low performers cannot easily hide in their classrooms if a concerted team effort is under way. For many, the exposure pushes them to improve or resign. California districts such as Long Beach, San Jose, and Garden Grove, as well as places such as Montgomery County, Maryland, and Massachusetts, are examples of jurisdictions that have embedded teacher evaluations in a broader instructional improvement effort, obtained union and teacher support, and used peer review techniques. They have found that this approach has proved more successful in dismissing or counseling out the worst teachers who cannot or will not improve, with considerably less collateral damage than the traditional method that relies entirely on a negative, high-pressure strategy.

A 2016 Aspen Institute report, Teacher Evaluation and Support Systems: A Roadmap for Improvement, chronicles exemplary practices in the nation exemplifying this more supportive approach.

Nations and States

What have the most successful nations and states done to improve student performance?

On the world stage, high-performing Finland had a mediocre system two decades ago. It initiated a long-term positive engagement strategy and revitalization of the teaching force and now substantially outscores Norway, which has a similar population and demographics but is stuck in a test-driven accountability mode. Finnish Lessons 2.0: What Can the World Learn from Educational Change in Finland? is one of the best books on the topic. The author is Pasi Sahlberg, one of the primary leaders of the reforms.

William Doyle spent a year on a Fulbright scholarship studying the Finnish success story. He writes of a fantastic school in rural Finland and conversations with one of its top teacher educators. He contrasts the Finnish attention to revitalizing the teaching profession to the prevailing conventional “reform” strategy in this country:

[I]n the U.S., instead of control, competition, stress, standardized testing, screen-based schools and loosened teacher qualifications, try warmth, collaboration, and highly professionalized, teacher-led encouragement and assessment.

I should note, however, that Finland has stalled or declined in recent Program for International Student Assessment (PISA) and Trends in Mathematics and Science Study (TIMSS) tests. For a contrary view of Finland’s rise and recent stall or decline, see The Real Finnish Lessons: The True Story of an Education Superpower. The author attributes Finland’s past successes not to its education initiatives, but to the prominence teachers always enjoyed in that country as nation builders, the determination of families stemming from Finland’s recent industrialization, and traditional teaching methods. The author further argues that the abatement of these factors is causing Finland’s test results to decline. This report was prepared by a conservative think tank in England created by Margaret Thatcher, comparable to our Hoover Institution. The author doesn’t think much of student or teacher collaboration. But there has been a raft of studies showing that collaboration among teachers and improving social capital and the prestige of the profession do make a significant difference. It will be interesting to see the analysis of this contrarian position.

In Canada, the province of Ontario has followed the same successful trajectory—revitalizing the teaching profession, creating effective professional learning communities at each school around teaching a vigorous curriculum, and using the capacity-building approach. The result was a substantial improvement in student performance. Poland has undergone a similar transformation using team building and continuous improvement strategies to boost performance. Also, Poland has chalked up enviable progress, as described in Amanda Ripley’s book The Smartest Kids in the World: And How They Got That Way. (Ripley visited three foreign countries for examples of world-class educational efforts—it’s a shame she didn’t visit comparable examplesin the US, for example, Massachusetts.) Many Asian countries such as Japan, Korea, and Singapore and the city of Shanghai are among the highest performers in the world. All have been implementing continuous improvement strategies for decades. See, for example, Developing Shanghai’s Teachers. On the flip side, Chile and Sweden adopted wholesale charter and voucher approaches and suffered severe negative consequences.

There are many success stories closer to home, but, unfortunately, they are the exception not the rule. Massachusetts is a poster child for why Build-and Support works. Over the past 20 years, the state has consistently pursued the comprehensive positive approach engaging, not vilifying, educators. It placed instruction at the core of its reforms, built capacity around improving classrooms and schools, upgraded the quality of the teaching force, and substantially increased funding. The Commonwealth carefully avoided most of the extreme reform approaches such as widespread charterization, attacking unions and weakening due process protections, and adopting punitive measures. Most importantly, Massachusetts has stayed the course for nearly two decades.

Specifically, in 1993 under the leadership of Commissioner of Education David Driscoll, the Bay State approved standards and curricular frameworks, developed an assessment system geared toward instructional improvement based on those standards and frameworks, organized professional development around the documents, raised requirements for graduation, installed rigorous charter school evaluations for approval, and initiated more stringent requirements and support for incoming teachers. Policymakers in Massachusetts also insisted that teachers earn a master’s degree over the course of their careers. (For a comparison with Finnish initiatives, see Lisa Hansel’s post “Seeking Confirmation” on the Core Knowledge blog.)

As a result, Massachusetts scores number one in our national NAEP scores by a wide margin. In international assessments it ranks right near the top in math and science, and at the top in mathematics in growth and performance level. Yes, it is home to numerous universities with high-level candidates who pursue teaching careers, a well-educated population, and a history of educational excellence, but such benefits aren’t enough to explain its phenomenal world-class performance. Why the Massachusetts model has not become the guide for national and other states’ improvement efforts, as Marshall Smith suggested several years ago, is bewildering.

Reference Notes

School Districts
Ravitch, D. (2015, Jun 23). Mike Miles Resigns as Dallas Superintendent. http://dianeravitch.net/2015/06/23/breaking-news-mike-miles-resigns-as-dallas-superintendent/

David, J. L., & Talbert, J. E. (2012). Turning Around a High-Poverty School District: Learning from Sanger Unified’s Success. http://web.stanford.edu/group/suse-crc/cgi-bin/drupal/publications/report

Amadolare, S. (2014, Feb 27). Which Is Worse? A California District Makes a Tough Choice Between No Child Left Behind and Obama Education Policies. http://hechingerreport.org/which-is-worse-a-california-district-makes-a-tough-choice-between-no-child-left-behind-and-obama-education-policies/

Long Beach Unified School District. About Long Beach Unified School District. http://www.lbschools.net/District/

Mongeau, L. (2016, Feb 2). How One California City Saved Its Schools. http://hechingerreport.org/how-one-california-city-saved-its-schools/

Steinhauser, C. (2015). Personal conversation with author. See also Freedberg, L. (2016, Feb 22). State Must Adopt Guidelines for Parent Engagement in Schools. http://edsource.org/2016/report-state-must-adopt-guidelines-for-parent-engagement-in-schools/95124?utm_source=Feb.+23+daily+digest+–+Michael&utm_campaign=Daily+email&utm_medium=email

Fiske, E. B., & Ladd, H. F. (2016, Feb 13). Learning from London About School Improvement. The News & Observer. http://www.newsobserver.com/opinion/op-ed/article60118256.html

Cuban, L. (2016, Feb 17). Reflecting on School Reforms: Scaling Up versus Short, Happy Life or Hanging In. https://larrycuban.wordpress.com/2016/02/17/reflecting-on-school-reforms-scaling-up-versus-short-happy-life-or-hanging-in/

Knudsen, J. (2013, Sep). You’ll Never Be Better Than Your Teachers: The Garden Grove Approach to Human Capital Development. http://www.cacollaborative.org/publications

Darling-Hammond, L., Bae, S., Cook-Harvey, C.M., Lam, L., Mercer, C., Podolsky, A., & Stosich, E. (2016, Apr). Pathways to New Accountability Through the Every Student Succeeds Act. Learning Policy Institute. https://learningpolicyinstitute.org/our-work/publications-resources/pathways-new-accountability-every-student-succeeds-act/

Cook-Harvey, C. M., & Stosich E. L. (2016, Apr 5). Redesigning School Accountability and Support: Progress in Pioneering States. Stanford Center for Opportunity Policy in Education. https://edpolicy.stanford.edu/publications/pubs/1406

Tucker, M. (2015, Dec 3). ESEA Reauthorization and Accountability: A Chance to Do It Right. http://blogs.edweek.org/edweek/top_performers/2015/12/esea_reauthorization_and_accountability_a_chance_to_do_it_right.html

Brown, C., Partelow, L., & Konoske-Graf, A. (2016, Mar 16). Educator Evaluation: A Case Study of Massachusetts’ Approach. https://www.americanprogress.org/issues/education/report/2016/03/16/133038/educator-evaluation/

Thompson, J. (2015, Mar 30). John Thompson: A Teacher Proposes a Different Framework for Accountability. https://educationpost.org/john-thompson-a-teacher-proposes-a-different-framework-for-accountability/

The Aspen Institute. (2016, Mar). Teacher Evaluation and Support Systems: A Roadmap for Improvement. http://www.aspendrl.org/

Nations and States
Hancock, L. (2011, Sep). Why Are Finland’s Schools Successful? Smithsonian Magazine. http://www.smithsonianmag.com/innovation/why-are-finlands-schools-successful-49859555/?no-ist=

Sahlberg, P. (2015). Finnish Lessons 2.0: What Can the World Learn from Educational Change in Finland? New York: Teacher’s College Press.

Doyle, W. (2016, Feb 18). How Finland Broke Every Rule—and Created a Top School System. http://hechingerreport.org/how-finland-broke-every-rule-and-created-a-top-school-system/

Sahlgren, G. H. (2015, Apr). Real Finnish Lessons: The True Story of an Education Superpower. Centre for Policy Studies. http://www.cps.org.uk/publications/reports/real-finnish-lessons-the-true-story-of-an-education-superpower/

Ripley, A. (2014). The Smartest Kids in the World: And How They Got That Way. New York: Simon & Schuster.

Tucker, M. (2016, Feb 29). Asian Countries Take the U.S. to School. The Atlantic. http://www.theatlantic.com/education/archive/2016/02/us-asia-education-differences/471564/

Zhang, M., Ding, X., & Xu, J. (2016, Jan). Developing Shanghai’s Teachers. http://www.ncee.org/developing-shanghais-teachers/

Alliance for Excellent Education. David Driscoll. http://all4ed.org/people/david-driscoll/

Chang, K. (2013, Sep 2). Expecting the Best Yields Results in Massachusetts. The New York Times. http://www.nytimes.com/2013/09/03/science/expecting-the-best-yields-results-in-massachusetts.html?pagewanted=all&_r=0 See also Khadaroo, S. T. (2012, Sep 5). Is Top-Ranked Massachusetts Messing with Education Success? The Christian Science Monitor. http://www.csmonitor.com/USA/Education/2012/0905/Is-top-ranked-Massachusetts-messing-with-education-success

Hansel, L. (2015, Jul 9). Seeking Confirmation. http://blog.coreknowledge.org/2015/07/09/seeking-confirmation/?utm_source=feedburner&utm_medium=email&utm_campaign=Feed%3A+TheCoreKnowledgeBlog+%28The+Core+Knowledge+Blog%29

Carnoy, M., García, E., & Khavenson, T. (2015, Oct 30). Bringing It Back Home: Why State Comparisons Are More Useful Than International Comparisons for Improving U.S. Education Policy. Economic Policy Institute. http://www.epi.org/publication/bringing-it-back-home-why-state-comparisons-are-more-useful-than-international-comparisons-for-improving-u-s-education-policy/

How Top Performers Build-and-Support: Lessons Learned from Successful Districts

How Top Performers Build-and-Support
Lessons Learned from Successful Districts

by Bill Honig

When we examine assessments of educational outcomes, it is important to be aware of a potential trap articulated by social science statistical research. The fact that there are common measures in successful districts does not necessarily mean that a low-performing district will experience similar improvements if it adopts those measures. Each district, city, state, and nation has some special circumstances, and there may be prerequisites or unique tweaks required before the approaches will work in a new context. Moreover, the process of implementing new policy initiatives and maintaining a comprehensive, strategic view that interweaves various improvement proposals may be more important than the individual measures themselves. Yet there are some essential initiatives that every successful district has employed.

Components of Successful Strategies

Virtually every world-class district has adopted policies that actively engage teachers and administrators, build social capital, and develop collaboration and teamwork. These districts also put systems in place to ensure continuous improvement centered on building craft knowledge and becoming more proficient at delivering a demanding, broad-based liberal arts curriculum. They have a robust human resources development program with two aspects. First, the districts find and keep the best teachers by developing effective systems of recruiting, proper placement, inducting, granting tenure, and compensation. Second, they build the capacity of current staff through comprehensive professional development, create effective school site teams, and offer career advancement pathways that allow our best teachers a hybrid teaching and leadership role and the possibility of higher earnings. Successful districts also have implemented a pre-K or early education program and extensive extracurricular involvement of students. Researchers in both education and business recommend these methods as essential to success. In addition, while successful jurisdictions have carefully avoided the punitive approaches advocated by conventional reformers, most low-performing districts have succumbed to that agenda and thereby neglected the more effective, positive Build-and-Support approach.

A second major point is that just as teachers must become proficient in the many dimensions of teaching (as delineated in the companion article Provide High-Quality Instruction), districts must become adept in many aspects of leadership and support. Crucially, districts have to integrate improving teaching and learning a demanding curriculum into all their initiatives so that each effort pulls in a common direction. As important, they must shift from a superficial checklist-compliance approach to an approach that provides real support for schools and teachers.

Transforming the Central Office

University of Washington professor Meredith Honig (no relation) and her team at the Center for the Study of Teaching and Policy published a significant report on how districts can reorient their administration to a school support approach. Their recommendations are based on the most valid and reliable research and the experience of our top-performing districts. The document delineated five components of successful district improvement efforts:

The Five Dimensions of Central Office Transformation

Dimension 1: Learning-focused partnerships with school principals to deepen principals’ instructional leadership practice.

Dimension 2: Assistance to the central office–principal partnerships.

Dimension 3: Reorganizing and re-culturing of each central office unit, to support the central office–principal partnerships and teaching and learning improvement.

Dimension 4: Stewardship of the overall central office transformation process.

Dimension 5: Use of evidence throughout the central office to support continual improvement of work practices and relationships with schools.

Michael Fullan, professor emeritus of the Ontario Institute for Studies in Education at the University of Toronto, advises districts to address the entire school system using a small but powerful set of integrated initiatives. He cautions against an overly complex, by-the-book compliance orientation. Another helpful document on district effectiveness is the Common Core Leadership Planning Guide. It was developed in conjunction with some key policymakers, researchers, and educational and community leaders in California. The guide lists 10 areas that school districts should examine:

  • curriculum and instruction
  • instructional materials and resources (both print and electronic)
  • professional development
  • capacity building and leadership
  • student learning feedback and assessment
  • alignment of fiscal and human resources—the recruiting, induction, assisting, and providing career advancement for teachers and other staff
  • support programs that bolster implementation
  • communication with stakeholders (including parents and community)
  • transition to higher education and careers
  • technology support for instruction, data, and assessment

A very comprehensive inventory, indeed.

Improving System Performance

The documents I’ve cited reflect the strategies pursued by the most successful districts in this country and around the globe—districts that avoided the more negative Test-and-Punish methods in favor of a Build-and-Support strategy. These districts respect and encourage their teachers and pay them decently. They placed instruction and teaching at the center of their improvement efforts and turned schools into learning institutions. These districts have a long-term strategic plan for building the knowledge and capacity of the staff and continuous improvement. They create positive working conditions that allow on-site collaborative teams to thrive. These districts use the most effective instructional materials. They have reoriented management (especially principals and teacher leaders) and provided time, knowledge, and resources to assist these efforts.

Improvement initiatives in the US come none too soon. According to the article “Want to Close the Achievement Gap? Close the Teaching Gap,” on the whole, our teachers spend more time in the classroom than their counterparts in top-performing countries, significantly less time collaborating with other teachers on how best to improve instruction, and work in a much less supportive school atmosphere. See also Dana Goldstein’s recent book, The Teacher Wars: A History of America’s Embattled Profession, and the National Center for Education and the Economy’s 2016 publication Beyond PD: Teacher Professional Learning in High-Performing Systems. Conversely, staffs in the most successful countries and districts in Asia, Europe, and North America spend less time teaching and invest the difference in working with one another to improve instruction. Consequently, they get better results.

Revitalizing the Teaching Force

These top performers have also substantially upgraded the quality of and respect for the teaching force by attracting new teachers from the top tier of college students, training and paying them well, supporting them in their school careers, and offering career advancement for the best practitioners who remain in the classroom and help other teachers as mentors. As an example see Joel Knudson’s You’ll Never Be Better Than Your Teachers: The Garden Grove Approach to Human Capital Development. Mentoring improves the performance of both the mentor and the teacher being helped.

Building a cooperative and supportive atmosphere was found to be essential for attracting and retaining these high-quality professionals. Two major national efforts along these lines have been initiated: Deans for Impact and the Collaboration for Effective Educator Development, Accountability and Reform (CEEDAR). See also a report on the importance of a long-term strategy for revitalizing the teaching profession.

Another key objective for districts is determining the best way to select, train, and support principals to lead continuous improvement efforts at their schools. On-site leadership is critical in building the systems that connect teaching, curriculum, and instruction, continuously improving all three, and increasing the degree of engagement of teachers, students, parents, and the wider community—all of whom shape the school climate. For a perceptive two-part series on how best to train principals to lead such a capacity-building effort currently under way in four states, see Marc Tucker’s “Organizations in Which Teachers Can Do Their Best Work.” For a comprehensive report on principal training, see The School Principal as Leader: Guiding Schools to Better Teaching and Learning and 2015 standards for educational leaders.

BBS Companion Articles

How Top Performers Build-and-Support
Provide High-Quality Instruction

Reference Notes

Mehta, J. (2016, Jan 8). Why “Queen Bees” and “Wannabees” Is Not the Right Way to Think About Global Education. http://blogs.edweek.org/edweek/learning_deeply/2016/01/why_queen_bees_and_wannabes_is_not_the_right_way_to_think_about_global_education.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=learningdeeply

Components of Successful Strategies
Knudson, J. (2013, Sep). You’ll Never Be Better Than Your Teachers; The Garden Grove Approach to Human Capital Development. http://www.cacollaborative.org/publications

Kirp D. L. (2016, Feb 13). How New York Made Pre-K a Success. The New York Times. http://www.nytimes.com/2016/02/14/opinion/sunday/how-new-york-made-pre-k-a-success.html See also Farran, D. C. (2016, Feb 25). We Need More Evidence in Order to Create Effective Pre-K Programs. http://www.brookings.edu/research/reports/2016/02/25-need-more-evidence-create-effective-prek-programs-farran Some experts have raised questions about the research base supporting early education and whether there should be massive expansion of the program. For example, see Kirp D. L. (2015, Oct 3). Does Pre-K Make Any Difference? The New York Times. http://www.nytimes.com/2015/10/04/opinion/sunday/does-pre-k-make-any-difference.html and Frey, S. (2016, Feb 28). Groups Want Early Ed Block Grant Pulled From This Year’s State Budget. http://edsource.org/2016/groups-want-early-ed-block-grant-pulled-from-this-years-state-budget/95285?utm_source=Feb.+29+daily+digest+-+Erin&utm_campaign=Daily+email&utm_medium=email

Early Learning. http://www2.ed.gov/about/inits/ed/earlylearning/index.html

Kronholz, J. (2012, Winter). Academic Value of Non-Academics. http://educationnext.org/academic-value-of-non-academics/

Transforming the Central Office
Honig, M. I., Copland, M. A., Rainey, L., Lorton, J. A., & Newton, M. (2010, Apr). Central Office Transformation for District-wide Teaching and Learning Improvement: Executive Summary. Center for the Study of Teaching and Policy. University of Washington. http://www.wallacefoundation.org/knowledge-center/school-leadership/district-policy-and-practice/pages/central-office-transformation-district-wide-teaching-and-learning.aspx

Fullan, M. (2015, Jul). California’s Golden Opportunity. LCAP’s Theory of Action: Problems and Corrections. The Stuart Foundation. http://www.michaelfullan.ca/california-release-a-golden-opportunity/

Consortium for the Implementation of the Common Core State Standards. (2013, Oct). Leadership Planning Guide California: Common Core State Standards and Assessments Implementation. California County Superintendents Educational Service Association. http://www.scoe.net/castandards/Pages/default.aspx

Improving System Performance
Darling-Hammond, L. (2014-2015, Winter). Want to Close the Achievement Gap? Close the Teaching Gap. American Educator. http://www.aft.org/ae/winter2014-2015/darling-hammond.

Goldstein, D. (2015). The Teacher Wars: A History of America’s Embattled Profession. New York: Anchor. See also Goldstein, D. (2015, Spring). Quieting the Teacher Wars. What History Reveals About an Embattled Profession. American Educator. http://www.aft.org/ae/spring2015/goldstein

Jensen, B., Sonnemann, J., Roberts-Hull, K., & Hunter, A. (2016). Beyond PD: Teacher Professional Learning in High-Performing Systems. http://www.ncee.org/beyondpd/

Revitalizing the Teaching Force
Knudson, J. (2013, Sep). You’ll Never Be Better Than Your Teachers; The Garden Grove Approach to Human Capital Development. California Collaborative on District Reform. http://www.cacollaborative.org/publications

Kirby, A. (2016, Mar 7). Teacher Mentorship Improves Performance on Both Sides. https://www.cabinetreport.com/human-resources/teacher-mentorship-improves-performance-on-both-sides

Deans for Impact. http://deansforimpact.org/ See also Deans for Impact. From Chaos to Coherence: A Policy Agenda for Accessing and Using Outcomes Data in Educator Preparation. http://www.deansforimpact.org/policy_brief.html

Collaboration for Effective Educator Development, Accountability and Reform (CEEDAR). http://www.ceedar.org/

Richardson, J. (2015, Nov 9). Looking Abroad for Answers at Home. http://www.learningfirst.org/looking-abroad-answers-home

Hull, S. J. (2015, Oct 14). Principals Matter—and They Need the Right Start. http://www.learningfirst.org/principals-matter-and-they-need-right-start?utm_source=feedburner&utm_medium=email&utm_campaign=Feed%3A+LFA+%28Public+School+Insights%3A+What+is+WORKING+in+our+Public+Schools%29

Tucker, M. (2015, Aug 13). Organizations in Which Teachers Can Do Their Best Work: Part I. http://blogs.edweek.org/edweek/top_performers/2015/08/organizations_in_which_teachers_can_do_their_best_work_part_i.html See also Tucker, M. (2015, Aug 20) Organizations in Which Teachers Can Do Their Best Work: Part II. http://blogs.edweek.org/edweek/top_performers/2015/08/organizations_in_which_teachers_can_do_their_best_work_part_ii.html

The Wallace Foundation (2013). The School Principal as Leader: Guiding Schools to Better Teaching and Learning. http://www.wallacefoundation.org/knowledge-center/Pages/The-School-Principal-as-Leader-Guiding-Schools-to-Better-Teaching-and-Learning.aspx

Superville, D. R. (2015, Oct 23). New Professional Standards for School Leaders Are Approved. http://blogs.edweek.org/edweek/District_Dossier/2015/10/new_professional_standards_for.html?r=608789257

How Top Performers Build-and-Support: Provide Adequate School Funding

How Top Performers Build-and-Support
Provide Adequate School Funding

by Bill Honig

Many reformers argue that expenditure levels are not a key component of quality and claim that school spending is out of control. Both assertions are false. According to recent research and even reports by moderate and conservative institutions, the level of school funding matters. Increasing funding results in improved student performance and conversely, cutting school budgets depresses outcomes. When adjusted for personal income, school spending has not increased in the past generation. Teacher salaries in the US are now significantly below those in other industrial nations in terms of the percentage of salaries earned by professionals with comparable levels of education.
Unfortunately, the money-doesn’t-matter philosophy, combined with political antipathy toward public education, has severely hampered school funding in this country. As I explained in Reformers Target the Wrong Levers of Improvement, boosting student achievement requires comprehensive reform and an understanding of the many powerful leverage points that directly influence school quality and student achievement. Without adequate funding, many of these necessary initiatives—such as capacity and team building efforts—will be underfunded, teacher morale and engagement will suffer, and chances for improved instruction thwarted.

The Importance of Adequate Funding

There is extensive research confirming the link between per-pupil spending and student outcomes. For an excellent review of the literature, see Does Money Matter in Education? by Bruce Baker. For more recent reports, see The Effects of School Spending on Educational and Economic Outcomes: Evidence from School Finance Reforms and “At the Intersection of Money Reform, Part III: On Cost Functions & the Increased Costs of Higher Outcomes,” part of a series Baker wrote for his blog, School Finance 101. According to a paper written by Julien Lafortune, Jesse Rothstein, and Diane Whitmore Schanzenbach for the National Bureau of Economic Research, student performance improved when courts forced increased state spending.

In January 2014, the prestigious Center for the Budget and Policy Priorities (CBPP) reported the results of its survey of K–12 state and local funding. The report provides further evidence that money matters and documents the damage caused by massive cuts in education expenditures. Quoted by the authors of the report:

As common sense suggests, money matters for educational outcomes. For instance, poor children who attend better-funded schools are more likely to complete high school and have higher earnings and lower poverty rates in adulthood.

Drawing on the CBPP report, Jeff Bryant forcefully argues that increased funding is one of the most effective school improvement strategies, whereas decreased funding is a major cause of low performance:

Importantly, as the CBPP commentary states, “money matters for educational outcomes,” especially for low-income children, whose best interest, many have said, is the main intention of federal education policy. The CBPP commentary points to two recent studies showing the positive impact of increased school funding on students.

The most recent of the two studies found “a 20 percent increase in per-pupil spending each year for all 12 years of public school for children from poor families leads to about 0.9 more completed years of education, 25 percent higher earnings, and a 20 percentage point reduction in the annual incidence of adult poverty. . . . The magnitudes of these effects are sufficiently large to eliminate between two-thirds and all of the gaps in these adult outcomes between those raised in poor families and those raised in non-poor families.”

In the executive summary of the second edition of Does Money Matter in Education?, Bruce Baker states:

This second edition policy brief revisits the long and storied literature on whether money matters in providing a quality education. It includes research released since the original brief in 2012 and covers a handful of additional topics. Increasingly, political rhetoric adheres to the unfounded certainty that money doesn’t make a difference in education, and that reduced funding is unlikely to harm educational quality. Such proclamations have even been used to justify large cuts to education budgets over the past few years. These positions, however, have little basis in the empirical research on the relationship between funding and school quality.

In the following brief, I discuss major studies on three specific topics: (a) whether how much money schools spend matters; (b) whether specific schooling resources that cost money matter; and (c) whether substantive and sustained state school finance reforms matter. Regarding these three questions, I conclude:

Does money matter? Yes. On average, aggregate measures of per-pupil spending are positively associated with improved or higher student outcomes. The size of this effect is larger in some studies than in others, and, in some cases, additional funding appears to matter more for some students than for others. Clearly, there are other factors that may moderate the influence of funding on student outcomes, such as how that money is spent. In other words, money must be spent wisely to yield benefits. But, on balance, in direct tests of the relationship between financial resources and student outcomes, money matters.

Do schooling resources that cost money matter? Yes. Schooling resources that cost money, including smaller class sizes, additional supports, early childhood programs and more competitive teacher compensation (permitting schools and districts to recruit and retain a higher quality teacher workforce) are positively associated with student outcomes. Again, in some cases, those effects are larger than in others, and there is also variation
 by student population and other contextual variables. On the whole, however, the things that cost money benefit students, and there is scarce evidence that there are more cost-effective alternatives.

Do state school finance reforms matter? Yes. Sustained improvements to the level and distribution of funding across local public school districts can lead to improvements in the level and distribution of student outcomes. While money alone may not be the answer, more equitable and adequate allocation of financial inputs to schooling provide a necessary underlying condition for improving the equity and adequacy of outcomes. The available evidence suggests that appropriate combinations of more adequate funding with more accountability for its use may be most promising.

While there may in fact be better and more efficient ways to leverage the education dollar toward improved student outcomes, we do know the following:

  • Many of the ways in which schools currently spend money do improve student outcomes.
  • When schools have more money, they have greater opportunity to spend productively. When they don’t, they can’t.
  • Arguments that across-the-board budget cuts will not hurt outcomes are completely unfounded.

In short, money matters; resources that cost money matter, and a more equitable distribution of school funding can improve outcomes. Policymakers would be well advised to rely on high-quality research to guide the critical choices they make regarding school finance.

The crucial point of these studies: The effect size of these increased expenditures dwarfs the effect sizes of the most commonly proposed reform measures by Test-and-Punish advocates.

Alarming, Widespread Cuts in Educational Funding

In 2015, most states were spending below their 2008 funding level, and some were cutting even further, according to the CBPP report. In 15 states, the cuts exceeded 10%, and 12 states have imposed new cuts. This is happening even as our national economy continues to improve post-recession. Arizona has cut its state education funding by a whopping 23% in the face of widespread voter support for ameliorating the cuts. The CBPP report then documents some of the serious consequences of states’ funding decreases. Bryant lists some of the specifics for those states that have drastically reduced state funds:

In Virginia—where education funding is still over 11 percent below 2008 levels, according to CBPP—the Washington Post reports schools have cut 11,200 staff members statewide while student enrollment increased more than 42,000 students during the same time period.

Many of the additional students pose greater challenges to more time-strapped teachers—39 percent more are economically disadvantaged, 33 percent more don’t speak English as their first language, and the number of homeless students is up 73 percent.

In Pennsylvania, an ongoing funding crisis has driven many schools to borrow in order to make payroll. Some schools that are closing for the upcoming Winter break may not have the money to open up when the students return in January.

In North Carolina—where education funding is still nearly 14 percent below 2008 levels, according to CBPP—the impact of funding cuts are especially glaring.

As education correspondent Lindsay Wagner reports from the Tar Heel State, since 2008, “the economy has recovered significantly, but state spending on education has not. And that is reflected in the disappearance of teacher assistants and in schools left scrambling for supplies, textbooks, and professional development for their educators.”

Wagner’s ground level reporting from districts across the state reveals schools where lack of funding has bloated class sizes to out-of-hand levels and eliminated one-to-one assistance for struggling students. In many of these schools, lack of money means textbooks and teaching supplies are scarce, vital art, music, and other elective programs are a memory, and classes that help low-performing students no longer exist.

“There’s no turnaround in sight,” Wagner reports. “For fiscal 2015, state lawmakers cut funding for at-risk student services programs by more than $9 million.”

The chaos that ensued after Indiana slashed its education funding is well documented. From 2009 to 2013, public school funding was cut by more than $3 billion. During the same period, charter funding was increased by $539 million, vouchers by $248 million, and virtual schools by $143 million. Students who attend public schools account for 94% of Indiana students and took a huge hit. The remaining 7% gained more than $900 million.

Are Teachers Overpaid?

Another argument put forward by some “reformers” is that school funding should be cut because teachers are overpaid. The evidence shows this claim also to be unfounded. A major report by the Organisation for Economic Cooperation and Development (OECD), as quoted by the National Center for Education and the Economy’s Center on International Education Benchmarking states:

Around the world, teachers continue to be underpaid relative to their level of education. Across OECD countries, teachers earned, on average, 80 percent of what similarly educated workers did, in line with top performers Finland, Poland, and Estonia. The U.S. has an even greater disparity between the earnings of its teachers and similarly educated workers: it pays its teachers only 68 percent of what similarly educated workers earn.

The Facts on School Spending

Finally, “reform” advocates and their supporters in the media question the need for increased school funding contending that inflation-adjusted spending for schools has doubled in the past 45 years yet school performance has declined. The second part of the statement is patently false since performance on National Assessment of Educational Progress (NAEP), especially among lower-income students, had risen steadily for the past 30 years until it slowed with the advent of No Child Left Behind (NCLB) and then stalled altogether when tough high-stakes consequences became widespread. But the first part of the statement is also very misleading. A large percentage of the increase (25%) in funding was to accommodate special-education students who were substantially ignored before 1970—surely a legitimate new expenditure. Spending for the regular education program has grown much more slowly.

But most importantly, adjusting only for inflation is approximately 2% a year less than personal income growth (standard of living growth) over the past 45 years, especially for professionals. So if personal income growth were used as the fair measure of how much school funding should increase to allow teachers and other staff to share in standard-of-living growth, you would expect expenditures to grow faster than inflation.

If you add the 2% extra for personal income growth to inflation, it would double every 35 years due to compounding. A shorthand way to calculate this is to divide 70 by the percentage growth, 2%, which is 35 years. Expenditures actually doubled over 45 years. Since over two-thirds of school spending is for staff members, to keep them sharing in prosperity would mean total expenditures adjusted for inflation would need to double over the 45-year period, which is exactly what happened. In contrast, successful nations worldwide have increased the salaries of teachers in relation to other professionals. In the US, teachers earn only two-thirds of average college graduates—ranking us 28th out of 33 OECD countries. See also Baker and Weber’s reportDeconstructing the Myth of American Public School Inefficiency.

Conclusion

What a difference it would have made had the US Department of Education and many “reform” states and districts implemented policies that followed what top-performing districts and states have pursued instead of a narrow, punitive agenda. The new Every Student Succeeds Act (ESSA) now gives states the opportunity to shift direction and model their improvement efforts on the success of states such as Massachusetts. California has adopted this strategy, and the companion articles in The California Context tell its story.

Recent Developments

8/9/16 According to a new report by EPI: The teacher pay penalty is bigger than ever. In 2015, public school teachers’ weekly wages were 17.0 percent lower than those of comparable workers—compared with just 1.8 percent lower in 1994http://www.epi.org/publication/the-teacher-pay-gap-is-wider-than-ever-teachers-pay-continues-to-fall-further-behind-pay-of-comparable-workers/

7/30/2016 Another source demonstrating the extremely low pay of US teachers compared to professionals in other industrial nations. One of the results: lower numeracy scores. http://blogs.edweek.org/edweek/curriculum/2016/07/us_teachers_score_below_average_numeracy_skills.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=curriculummatters

7/30/2016 Class size matters. William Mathis has compiled the latest research showing lower class sizes pay off. http://nepc.colorado.edu/publication/research-based-options

BBS Companion Articles

Why Conventional School “Reforms” Have Failed
Reformers Target the Wrong Levers of Improvement
The California Context
California Policymakers and Educators Shift from Test-and-Punish to Build-and-Support
How the California Reading Wars Got Resolved: A Personal Story

Reference Notes

Sawhill, I. V. (2015, Sep 8). Does Money Matter? Brookings Institution. http://www.brookings.edu/research/opinions/2015/09/08-does-money-matter-education-sawhill See also Jackson, C. K., Johnson, R. C., & Persico, C. (2015, Fall). Boosting Educational Attainment and Adult Earnings. Education Next. http://educationnext.org/boosting-education-attainment-adult-earnings-schoolspending/

The Importance of Adequate Funding
Baker, B. D. (2012). Does Money Matter in Education? Second Edition. Albert Shanker Institute. http://www.shankerinstitute.org/resource/does-money-matter For the first edition, see http://eric.ed.gov/?q=ed528632

Jackson, C. K., Johnson, R., & Persico, C. (2015, Jan). The Effects of School Spending on Educational and Economic Outcomes: Evidence from School Finance Reforms. National Bureau of Economic Research. http://www.nber.org/papers/w20847

Baker, B. D. (2015, Dec 16). At the Intersection of Money and Reform, Part III: On Cost Functions & the Increased Costs of Higher Outcomes. https://schoolfinance101.wordpress.com/2015/12/16/at-the-intersection-of-money-and-reform-part-iii-on-cost-functions-the-increased-costs-of-higher-outcomes/?blogsub=subscribed#blog_subscription-3 See also Baker, B. D. (2015, Dec 28). School Finance Reality vs. the Money Doesn’t Matter Echo Chamber. https://schoolfinance101.wordpress.com/2015/12/28/school-finance-reality-vs-the-money-doesnt-matter-echo-chamber/

Lafortune, J., Rothstein, J., & Whitmore Schanzenbach, D. (2016, Feb). School Finance Reform and the Distribution of Student Achievement. National Bureau of Economic Research. http://www.nber.org/papers/w22011

Leachman, M., Albares, N., Masterson, K., & Wallace, M. (2016, Jan 25). Most States Have Cut School Funding, and Some Continue Cutting. Center on Budget and Policy Priorities. http://www.cbpp.org/research/state-budget-and-tax/most-states-have-cut-school-funding-and-some-continue-cutting

Jackson, C. K., Johnson, R., & Persico, C. (2015, Oct 1). The Effects of School Spending on Educational and Economic Outcomes: Evidence from School Finance Reforms. Quarterly Journal of Economics. http://www.nber.org/papers/w20847

Bryant, J. (2015, Dec 16). The Important Education Issue Leaders Are Still Ignoring. http://educationopportunitynetwork.org/the-important-education-issue-leaders-are-still-ignoring/

Baker, B. D. (2016). Does Money Matter in Education? Albert Shanker Institute. http://www.shankerinstitute.org/resource/does-money-matter

Alarming, Widespread Cuts in Educational Funding
Bryant, J. (2015, Dec 16). The Important Education Issue Leaders Are Still Ignoring. http://educationopportunitynetwork.org/the-important-education-issue-leaders-are-still-ignoring/

Ravitch, D. (2015, Oct 20). Indiana: Less Money, More Chaos. http://dianeravitch.net/2015/10/20/indiana-less-money-more-chaos/

Are Teachers Overpaid?
Organisation for Economic Cooperation and Development (OECD). (2015). Education at a Glance 2015. http://www.oecd-ilibrary.org/education/education-at-a-glance-2015_eag-2015-en

Driskell, N. (2015, Dec 17). International Spotlight: New Data Abounds in OECD’s 2015 Education at a Glance. Center on International Education Benchmarking (CIEB). http://www.ncee.org/2015/12/international-spotlight-new-data-abounds-in-oecds-2015-education-at-a-glance/

The Facts on School Spending
Organisation for Economic Cooperation and Development (OECD). Education at a Glance 2015: OECD Indicators. http://www.keepeek.com/Digital-Asset-Management/oecd/education/education-at-a-glance-2015/united-states_eag-2015-86-en#page7

Baker, B.D., & Weber, M. (2016). Deconstructing the Myth of American Public School Inefficiency. Albert Shanker Institute. http://www.shankerinstitute.org/resource/deconstructing-myth-american-public-schooling-inefficiency

How Top Performers Build-and-Support: Build Teams and Focus on Continuous Improvement

How Top Performers Build-and-Support
Build Teams and Focus on Continuous Improvement

by Bill Honig

Reformers fundamentally misunderstand how schools and districts work. As a result, they have focused their school improvement efforts on indirect structural changes and top-down governance reforms. Research has shown that the top-performing schools, districts, states, and nations take a very different approach. There is one strategy that is invariably used by these top performers—districts have in place a strategic plan to build on-site capacity and establish systems for continuous improvement of curriculum and instruction. Top performers respect teachers’ professionalism and engage them in improving their craft knowledge and pedagogical practice. They provide positive working conditions and create a learning community that generates social and decisional capital. And instead of using test results and teacher appraisals to reward or punish, they use performance results to support the school’s improvement efforts.

Professional Learning

Successful strategies for increasing teacher effectiveness are aimed at individual teachers—to build knowledge and technique—and at collaborative teams—to support teachers’ efforts and continuously improve the school’s overall performance. Linda Darling-Hammond and her colleagues produced one of the best guides to professional learning for teachers and instructional leaders. Maximizing the Use of New State Professional Learning Investments to Support Student, Educator, and School System Growth was developed under the auspices of Darling-Hammond’s new think tank, the Learning Policy Institute and the Stanford Center for Opportunity Policy in Education (SCOPE). These researchers and practitioners created it to help districts in California determine how best to spend the $500 million allocated for improving teaching and learning. The report provides a thorough review of the research, specific policy recommendations, and links to many important professional learning documents, including the standards for professional learning from Learning Forward, the Superintendent’s Quality Professional Learning Standards (QPLS) from the state of California, Greatness by Design, and Professional Learning in the Learning Profession. The report also includes numerous exemplars of good practice.

In the Learning Policy Institute/SCOPE report, Darling-Hammond and colleagues offer this underlying rationale:

A starting point for building a system that develops teaching capacity is to consider what professional learning is and how it occurs. The National Staff Development Council, now referred to as Learning Forward, defines professional learning as “a product of both externally provided and job-embedded activities that increase teachers’ knowledge and change their instructional practice in ways that support student learning. Thus, formal professional development represents a subset of the range of experiences that may result in professional learning.”

Meaningful professional learning is not a product, but is a process comprised of multiple opportunities for educators to learn and practice skills that advance their expertise. Both teachers and principals can benefit from ongoing professional learning that is closely tied to student learning and the realities of practice, and that builds off of the expertise of colleagues.
Research in the field has demonstrated that effective learning for educators has, at minimum, the following four qualities:

  1. Professional learning should be intensive, ongoing, and connected to practice.
  2. Professional learning should focus on student learning and address the teaching of specific curriculum content.
  3. Professional learning should align with school improvement priorities and goals.
  4. Professional learning should build strong working relationships among teachers and provide time to collaborate.

Support Structures for Professional Learning

The development of effective professional learning depends on effective support structures. To quote a further section of the Learning Policy Institute/SCOPE report:

Even when these elements of professional learning are put in place, more needs to be done to ensure instructional quality. Instructional quality is dependent on both the knowledge and skills of individual educators and on the workplace conditions that allow effective practices to take root and flourish across classrooms.

This instructional capacity relies on at least four kinds of interdependent resources:

  1. Instructional knowledge (including knowledge of content, pedagogy, and students), which can be built through professional learning;
  2. Instructional materials (e.g., curriculum, instructional tools, textbooks, teaching materials, assessments—and know-how to use these materials);
  3. Instructional relationships among staff that are characterized by trust, mutual respect, recognition of instructional expertise, and openness to interpersonal learning;
  4. Organizational structures that support the identification, development, and use of instructional resources (e.g., common learning time for subject and/or grade-level teachers; formal instructional leadership roles and organizational mechanisms that foster teacher collaboration, learning from peers, and communication pattern that develop a shared understanding of teaching practices that are linked to student learning).

Finally, the Learning Policy Institute published a report by Kini and Podolsky, Does Teaching Experience Increase Teacher Effectiveness? A Review of the Research. The report debunks the idea that teachers don’t continue to become more effective after the first three-year learning spurt. Obviously, well-constructed professional learning will enhance the normal growth process.

Team Building, Capacity Building, and Collaboration

Almost every school and district that has substantially improved student performance is developing and supporting school teams. With fellow teachers and administrators, a teacher can wrestle with the best way to implement a new demanding curriculum, such as the one envisioned by the Common Core State Standards. Teachers compare notes, visit one another’s classrooms, and continually revise instruction. They collect relevant data on student work and rely on their colleagues’ assessment of student performance and engagement to devise next steps. Teachers receive effective professional development around implementing the core curriculum, adapting craft knowledge to their classrooms, acquiring quality materials, and working with one another. Top-performing districts hire and train principals and coaches who understand how to develop collaborative teams, encourage distributed leadership and decision-making capabilities, and connect staff with best practices and where to find the best resources aimed at improving instruction.

For a comprehensive look at how the most successful nations in the world build effective professional development, collaborative teams, and continuous improvement, see the National Center for Education and the Economy’s (NCEE) 2016 publications Beyond PD: Teacher Professional Learning in High-Performing Systems and Developing Shanghai’s Teachers. Such policies engender the crucial ingredient of performance improvement—teacher engagement and intrinsic motivation. For example, a large district in Melbourne, Australia, that contains significant numbers of hard-to-educate children found teacher engagement the secret to improved performance.

Commenting on these two reports, Marc Tucker, president of NCEE, explained (I have quoted him in depth because he captures the essence of the argument for restructuring schools into learning organizations):

Professional development looks very different in all these places than it typically does in the United States. It is the main driver of school improvement. Far from something that takes the teacher out of her school and away from her students, it is woven into the very fabric of the teacher’s work in every way. Professional development is not synonymous with workshops. In the United States, teachers appear to develop increasing expertise during their first three years on the job and then stop. But in the systems Jensen [president of Learning First, Melbourne, who authored the study of how successful nations improve] researched, they never stop learning–from other teachers, from their reading, from the research they do, from the data they get on the results of their work.

That is because their workplace has been restructured so that almost everything they do in the course of a normal workday is intended to contribute to their learning. First, in all of these systems, teachers spend less time facing students than American teachers do and more time working collaboratively to improve student performance. Teachers work in teams organized by the subjects they teach, by the grade or grade span they teach in and the research and development projects they choose to work on together.

Second, when teachers are working together, they are not just hanging out in discussion groups. They have specific goals, whether it is to develop a much more effective way to teach a particular topic in mathematics or to figure out why a whole group of students in the fourth grade are falling behind and fix the problem.

Whatever the project they take on is, they have a general method for dealing with these problems. It starts with collecting data on the problem, then systematically identifying the best research in the world that bears on that problem and seeing what it says, then using that research to formulate a response to the problem, then putting together a research plan that will enable them to collect data on the difference that their intervention makes, then implementing their intervention, then collecting the data and analyzing it, then revising their intervention in the light of the data and doing that repeatedly until they get the results they are after. When they are done, they not only implement their intervention, but they write it up and, in some of these countries, publish it in journals that other teachers in other schools, sometimes throughout their whole country, can read and profit from.

What I have just described is a continuous improvement cycle. It is a very powerful engine for school improvement. Indeed it is a model of school improvement that puts classroom teachers, not university researchers or central office bureaucrats, in charge of improving schools. It is a professional model of school improvement.

This model for continuous improvement of student performance is also, as Jensen points out, a model for continuous learning, an engine for professional development. It both produces incentives for school professionals to learn and, at the same time, supports that learning in myriad ways. In this model, teachers are constantly consulting the best research in order to diagnose the problems they are facing and to find solutions to those problems. They are in each other’s classrooms all the time, observing teachers who are piloting their group’s interventions, learning from the best teachers and critiquing each other’s teaching. More experienced teachers are mentoring less experienced teachers. Teachers learn when they are leading and they learn when they are collaborating with others.

Jensen reports that, in these systems, principals are evaluated by their supervisors on their skill at organizing these high performance professional environments and at providing opportunities for teachers to grow and learn. They are expected to identify exceptionally skilled teachers who can be given leadership roles on the teams whose operation I just described. These teachers are tasked with helping to develop the skills of their colleagues and helping them to implement the effective practices that the whole process identifies and promotes. They are expected to become champions of those effective practices in and beyond their own school.

A network of teachers has banded together to improve instruction and provide advice on capacity building.

Management Science

A collaborative approach based on continuous improvement and informed by data is used throughout the business world and taught in business schools. It was originally pioneered 50 years ago by W. Edwards Deming, whose ideas were instrumental in revamping Japanese industry (initially, no one would listen here) and eventually in US manufacturing. Management gurus such as Peter Drucker then applied these ideas to knowledge enterprises and knowledge workers. The argument against these ideas then was similar to what is being said now about teachers—the American workforce is weak and that is why we can’t compete. When Japanese auto companies opened plants here and saw huge productivity increases using American workers and applying Deming techniques, it became clear that lackluster performance was the fault of management and organizational strategy, not the capabilities of the workforce.

The power of teamwork has been significantly corroborated by Alex Pentland, a professor at MIT, who heads the Human Dynamics Lab and is the author of the groundbreaking book Social Physics: How Social Networks Can Make Us Smarter. Professor Pentland has been one of the major proponents of the efficacy of group decision-making in improving performance. He and his team point to the number and quality of team interactions and the ability to seek out innovative ideas through exploration, work them through the group, and engage the whole team in the effort. He proposes developing collective intelligence by shaping and changing organizations to foster the growth of this social capital. Social Physics provides several remarkable examples of how performance is enhanced by interaction and engagement.

Carrie Leana, George H. Love Professor of Organizations and Management at the University of Pittsburgh, maintains that collaboration at the school site is the most powerful strategy for improving instruction. She found that instructional conversation and help from fellow teachers outweigh all other improvement initiatives. Professor Leana calls into question reforms that pursue test-driven rewards and punishments. Since, according to Professor Leana, only about an estimated five percent of US schools are actually managed this way, the unrealized potential in expanding this approach far outweighs other strategies. Team building around powerful instruction and curriculum should be one of our major priorities. She also emphasizes that this approach requires the following:

  • training principals how to promote collaboration and holding them accountable for it
  • building the infrastructure to support instructional improvement and team building
  • striving to get more talented people into our schools
  • avoiding rhetoric and policies that make collaboration more difficult

Positive Working Conditions

Management expert Esther Quintero, writing for the Albert Shanker Institute blog, has also published a series of articles on the crucial importance of building social capital. Quintero explains that conventional Test-and-Punish reform measures lower morale and undermine positive working conditions—a key component of successful school improvement.

Thus, good schools, led by capable principals collaborating with the most talented and activist teachers at the site, build on and enhance individual strengths and ameliorate weaknesses. They accomplish this by engaging teachers, creating effective teams, and establishing a positive, professional working environment. In a recent article, Brown University professors John Papay and Matthew Kraft summarized the research on the importance of a positive professional environment:

An emerging body of research now shows that the contexts in which teachers work profoundly shape teachers’ job decisions and their effectiveness. Put simply, teachers who work in supportive contexts stay in the classroom longer, and improve at faster rates, than their peers in less-supportive environments. And, what appear to matter most about the school context are not the traditional working conditions we often think of, such as modern facilities and well-equipped classrooms. Instead, aspects that are difficult to observe and measure seem to be most influential, including the quality of relationships and collaboration among staff, the responsiveness of school administrators, and the academic and behavioral expectations for students.

In their 2014 report, Papay and Kraft found large benefits for a supportive workplace environment states:

Our analyses show that teachers working in more supportive professional environments improve their effectiveness more over time than teachers working in less supportive contexts. On average, a teacher working in schools at the 75th percentile of professional environment ratings improved 38 percent more than teachers in schools at the 25th percentile after ten years.

See also a recent University of Michigan and Vanderbilt University survey of 9,000 teachers in 336 Florida schools and “Educating Amidst Uncertainty” an article demonstrating why paying attention to the professional environment is especially important in urban schools.

Reformers would be well advised to shift gears and concentrate on building social capital (the ability to work together) as one of the best ways to improve schools since neither Test-and-Punish nor close-public-schools-and-replace-with-charters strategies come close to matching the potential for impressive gains in teacher and student performance.

Craft Knowledge and Pedagogical Practice

Finally, one crucial aspect of continuous improvement is connecting the professional learning communities with the best content and pedagogical knowledge and the most effective practices used in other districts, states, and the nation. In her recent book, Building a Better Teacher, Elizabeth Green explains the value of craft or pedagogical knowledge in improving schools based on the work of such renowned educators as Lee Shulman from Stanford University and Deborah Ball from University of Michigan, whose work is discussed in Provide High-Quality Instruction.

Much like other professional fields during the past decades, powerful understandings of how best to address a range of educational issues have emerged. A current shibboleth assumes that all a teacher needs is knowledge of a subject such as math. But knowing how to use fractions or percentage is not the same as knowing how best to teach these procedures and concepts, understanding where students usually have trouble, and offering the best ways to assist them if they are having difficulty.

Unfortunately, many efforts of team building never reach their potential by turning into unstructured and unproductive discussions disconnected from craft knowledge. Team building and continuous improvement activities must be focused on improved instruction, and it takes time and proficient leadership for faculties to learn how to successfully work together. David Sherer and Johanna Barmore have written a perceptive piece on how to increase the chances that teacher collaboration becomes effective. Larry Cuban has also written an excellent piece on this topic. Jal Mehta cautions that team building alone often is insufficient for effective professional learning and that it must be part of a greater capacity building effort.

Susan O’Hara and Bob Pritchard have developed the Strategic Observation and Reflection (SOAR) rubric which helps teachers and administrators focus on deeper learning in each discipline. The rubrics are organized around high-impact instruction, including:

  • Acquisition of Disciplinary Language
  • Disciplinary Thinking Processes
  • Disciplinary Perseverance
  • Disciplinary Communication
  • Disciplinary Discussion
  • Disciplinary Use of Evidence

The authors also have identified three cross-cutting practices teachers need: fostering meta-cognition for disciplinary learning, fostering a culture for disciplinary learning, and monitoring and guiding disciplinary learning.

Richard DeFour’s In Praise of American Educators: And How They Can Become Even Better provides detailed recommendations for creating effective learning teams that continuously improve school performance as well as strategies for preventing professional learning communities from becoming unproductive.

Finally, Learning Forward has cooperated with the National Commission on Teaching and America’s Future to produce a comprehensive report on increasing teacher agency and developing successful professional development: Moving From Compliance to Agency: What Teachers Need to Make Professional Development Work.

Community Schools and Wraparound Services

Successful districts provide the resources for school and community social support and the time necessary for the school improvement efforts. In examining what worked in the top-performing Chicago schools, Tony Bryk found five key elements. One was strong parent/community ties. The Coalition for Community Schools defines community schools in this way:

A community school is both a place and a set of partnerships between the school and other community resources. Its integrated focus on academics, health and social services, youth and community development and community engagement leads to improved student learning, stronger families and healthier communities. Community schools offer a personalized curriculum that emphasizes real-world learning and community problem-solving. Schools become centers of the community and are open to everyone—all day, every day, evenings and weekends.

Using public schools as hubs, community schools bring together many partners to offer a range of supports and opportunities to children, youth, families and communities. Partners work to achieve these results: Children are ready to enter school; students attend school consistently; students are actively involved in learning and their community; families are increasingly involved with their children’s education; schools are engaged with families and communities; students succeed academically; students are healthy—physically, socially, and emotionally; students live and learn in a safe, supportive, and stable environment, and communities are desirable places to live.

For information about building community schools with wraparound services, see the National Education Association (NEA) policy brief Wraparound Services and these resources: Coalition for Community Schools, the Schott Foundation for Public Education, a report from a coalition of educational groups, and Geoffrey Canada’s Harlem Children’s Zone.

In 2016, Governor Andrew Cuomo proposed expansion of community schools in New York, and scholars at Harvard University have created a six district network to coordinate services for children.

Systems for Continuous Improvement

Deming’s ideas on continuous improvement by line workers using crucial data has become the basis for what is now known as “improvement science.” In Learning to Improve: How America’s Schools Can Get Better at Getting Better, Tony Bryk and his team utilize ideas from improvement science, taking examples from medicine, and apply them to upgrading school performance. They recommend six basic ideas:

  1. Make the improvement work problem specific and user centered.
  2. Focus on variation in performance.
  3. See the system that produces the current outcomes.
  4. Measure the effects of interventions to go to scale.
  5. Create a cycle of continuous disciplined inquiry to drive improvement efforts.
  6. Accelerate learning and problem solving through supportive networks.

These researchers offer this example from medicine: Some hospitals saw tremendous differences in results from asthma interventions among socioeconomic groups; others found few discrepancies. Through improvement science processes, the improvement team discovered that some institutions were much more thorough than others about focusing on a major cause of asthma—the incidence of mold and cockroaches in patients’ homes. When the processes changed so did the results.

Bryk and his team then picked two specific educational problems grounded in the workplace and applied the principles stated above. The first problem was that few entering community college students eventually graduated or transferred to a four-year college; the second dealt with the efficacy of coaches. The team started small with a few classrooms and participants, including a perceptive teacher and administrator playing various roles. After brainstorming, the group narrowed the problem to a major barrier—that most students failed remedial math in their first year. The team then examined whether it was the students, the teachers, the instruction, the curriculum, or another factor. It turned out to be a combination. For example, in the case of African-American males, if those students didn’t connect in the first few weeks, most were lost. In response, initial improvement efforts were aimed at giving these students early success through a more active and supportive instructional program. The team shifted instruction to a more student-centered approach. The results were impressive, and more and more classrooms and community colleges joined the effort. Team members kept revisiting and fine-tuning their interventions, and the program got better with better outcomes. This type of effort is gaining traction nationwide.

Another example of improvement science in action occurred in the Fresno Unified School District/University of California, Merced partnership. The district wanted to increase the embarrassingly low number of students attending college. The transmission to both two-year and four-year colleges was like a leaky pipe. The district examined all the places where students got off track academically and procedurally and discussed with its schools and colleges ways to fix the leaks. The results were spectacular. As one example, students qualifying for a four-year college (California’s A–G subject requirements) increased by 50%, from 32% to 48%; and students meeting A–G subject requirements in technical education fields rose from 4% to 48%. College attendance soared.

Unfortunately, despite these persuasive findings, a plethora of statements continue to belittle or ignore collaboration by business thought leaders (and like-minded political and media fellow-travelers) who should know better. Many of the same business thought leaders who advocate a Test-and-Punish regime for schools follow very different, more supportive team-building strategies in their own enterprises. The exceptions are the financiers and hedge fund operators who thrive on pressure, super-salesmanship, and bonuses—an inappropriate management style for manufacturing and knowledge-based entities such as schools, law firms, hospitals, and research organizations. Increasing accountability pressure on schools has not produced the promised results but has sabotaged the collaboration and engagement necessary for improvement.

The Build-and-Support approach fosters the capacity of teachers, schools, and districts to work together to improve school performance and student outcomes. It is informed by the best educational and management scholarship, irrefutable evidence, and the practices adopted by the most successful schools, districts, and states in this country and abroad.

For a comprehensive look at how the most successful nations in the world deliver effective professional development, build collaborative teams, and achieve continuous improvement, see the National Center for Education and the Economy’s 2016 publication Beyond PD: Teacher Professional Learning in High Performing Systems. In addition, Marc Tucker’s article about the importance of importance of a mutual reinforcing system of individual improvement components argues that treating and evaluating each policy as separate will frustrate results—each is necessary but not sufficient.

Recent Developments

7/30/2016 Another piece on the efficacy of team building by the important website Learning Forward, reviewing the Learning Policy Institutes latest report on how teachers continually improve over time:

The report, Does Teaching Experience Increase Teacher Effectiveness? A Review of the Research, finds that, by and large, teachers become more effective at their jobs the longer they teach. The report draws on 30 recent research studies to highlight key findings and make policy recommendations.

Among the findings, the report says that “teachers make greater gains in their effectiveness when they work in a supportive and collegial working environment” — which includes the leadership of a strong principal, opportunities for collaboration, and a shared vision for student achievement.

Several policy recommendations conclude the report, including: “Create conditions for strong collegial relationships among school staff and a positive and professional working environment.” The report stresses the promise of principal career pathways and particular attention to scheduling. http://blogs.edweek.org/edweek/learning_forwards_pd_watch/2016/06/research_underscores_collaborations_impact.html?r=226965518

BBS Companion Articles

How Top Performers Build-and-Support
Provide High-Quality Instruction

Reference Notes

Professional Learning
Bishop, J., Darling-Hammond, L., & Jaquith, A. (2015, Nov). Maximizing the Use of New State Professional Learning Investments to Support Student, Educator, and School System Growth. Learning Policy Institute / Stanford Center for Opportunity Policy in Education (SCOPE). https://edpolicy.stanford.edu/publications/pubs/1394

Learning Policy Institute. https://learningpolicyinstitute.org

Learning Forward. https://learningforward.org/

California Department of Education. (2015, Mar). The Superintendent’s Quality Professional Learning Standards (QPLS). http://www.cde.ca.gov/pd/ps/qpls.asp

Tom Torlakson’s Task Force on Educator Excellence. (2012). Greatness by Design: Supporting Outstanding Teaching to Sustain a Golden State. California Department of Education. http://www.cde.ca.gov/eo/in/ee.asp

Wei, R. C., Darling-Hammond, L., Andree, A., Richardson, N., & Orphanos, S. (2009, Feb 4). Professional Learning in the Learning Profession: A Status Report on Teacher Development in the U.S. and Abroad. Stanford Center for Opportunity Policy in Education (SCOPE). https://edpolicy.stanford.edu/publications/pubs/187

Support Structures for Professional Learning
Darling-Hammond, L. (2011). Effective Teaching as a Civil Right: How Building Instructional Capacity Can Help Close the Achievement Gap. Voices in Urban Education. http://annenberginstitute.org/publications/effective-teaching-civil-right-voices-urban-education-31

Jaquith, A. (2009). The Creation and Use of Instructional Resources: The Puzzle of Professional Development. Education. ProQuest Dissertations. http://eric.ed.gov/?id=ED513238

Jaquith, A. (2015). Site-Based Leadership for Improving Instruction. The Educational Forum, 79. http://eric.ed.gov/?q=Site-Based+Leadership+for+Improving+Instruction&id=EJ1049380

Kini, T., & Podolsky, A. (2016). Does Teaching Experience Increase Teacher Effectiveness? A Review of the Research. Learning Policy Institute. https://learningpolicyinstitute.org/our-work/publications-resources/does-teaching-experience-increase-teacher-effectiveness-review-research/

Team Building, Capacity Building, and Collaboration
Tucker, M. (2015, Aug 13). Organizations in Which Teachers Can Do Their Best Work: Part I. http://blogs.edweek.org/edweek/top_performers/2015/08/organizations_in_which_teachers_can_do_their_best_work_part_i.html

National Center on Education and the Economy. (2016). Beyond PD: Teacher Professional Learning in High-Performing Systems. http://www.ncee.org/beyondpd/

National Center on Education and the Economy. (2016). Developing Shanghai’s Teachers. http://www.ncee.org/developing-shanghais-teachers/

Schwartz, K. (2016, Feb 29). Tapping Teachers’ Intrinsic Motivation to Develop School Improvements. http://ww2.kqed.org/mindshift/2016/02/29/tapping-teachers-intrinsic-motivation-to-develop-school-improvements/?utm_source=feedburner&utm_medium=email&utm_campaign=Feed%3A+kqed%2FnHAK+%28MindShift%29

Tucker, M. (2016, Jan 14). Professional Development Transformed. http://blogs.edweek.org/edweek/top_performers/2016/01/professional_development_transformed.html

Tucker, M. (2016, Jan 21). Top Performers Offer U.S. Much More Effective Models of Teacher PD. http://blogs.edweek.org/edweek/top_performers/2016/01/new_reports_on_teacher_professional_development_kick_off_us_policy_debate_on_system_reform.html See also OECD. (2015). Education at a Glance 2015: OECD Indicators. OECD Publishing.

Doctor, J., & Parkerson, E. (2016, Feb 17). Building a Culture of Improvement in the Context of External Accountability. http://www.carnegiefoundation.org/blog/building-a-culture-of-improvement-in-the-context-of-external-accountability/

Management Science
Gabor, A. (2014, Nov 15). Lessons for Education Reformers from W. Edwards Deming, America’s Leading Management Thinker. http://andreagabor.com/2014/11/15/lessons-for-education-reformers-from-w-edwards-deming-americas-leading-management-thinker/

Pentland, A. (2014). Social Physics: How Social Networks Can Make Us Smarter. New York: Penguin Books.

Leana, C. R. (2011, Fall). The Missing Link in School Reform. Stanford Social Innovation Review. http://www.ssireview.org/articles/entry/the_missing_link_in_school_reform/

Positive Working Conditions
Quintero, E. (2015, May 21). Trust: The Foundation of Student Achievement. http://www.shankerinstitute.org/blog/trust-foundation-student-achievement

Papay, J. P., & Kraft, M. A. (2015, May 28). Developing Workplaces Where Teachers Stay, Improve, and Succeed. http://www.shankerinstitute.org/blog/developing-workplaces-where-teachers-stay-improve-and-succeed

Kraft, M. A., & Papay, J. P. (2014). Can Professional Environments in Schools Promote Teacher Development? Explaining Heterogeneity in Returns to Teaching Experience. Educational Effectiveness and Policy Analysis. http://scholar.harvard.edu/mkraft/publications/can-professional-environments-schools-promote-teacher-development-explaining

Gnagey, L. T. (2015, Jul 1). Collaboration with Colleagues Can Spell Success for Teachers, Students. http://record.umich.edu/articles/collaboration-colleagues-can-spell-success-teachers-students

Kraft, M., Papay, J. P., Charner-Laird, M., Johnson, S. M., Ng, M., & Reinhorn, S. (2015). Education Amidst Uncertainty: The Organizational Supports Teachers Need to Serve Students in High-Poverty, Urban Schools. Educational Administration Quarterly. http://scholar.harvard.edu/mkraft/publications/committed-their-students-need-support-how-school-context-influences-teacher-turn See also Green, E. (2014). Building a Better Teacher: How Teaching Works (and How to Teach It to Everyone). New York: W. W. Norton.

Craft Knowledge and Pedagogical Practice
Green, E. (2014). Building a Better Teacher: How Teaching Works (and How to Teach It to Everyone). New York: W. W. Norton.

Sherer, D., & Barmore, J. (2015, Dec 8). What Makes Teacher Collaboration Work? http://www.shankerinstitute.org/blog/what-makes-teacher-collaboration-work

Cuban, L. (2016, Mar 4). School and Classroom Cultures: Easy to Describe but Tough to Create and Sustain. https://larrycuban.wordpress.com/2016/03/04/school-and-classroom-cultures-easy-to-describe-but-tough-to-create-and-sustain/

Mehta, J. (2016, Mar 8). From PD to Professional Learning: Organizing for a New Paradigm. http://blogs.edweek.org/edweek/learning_deeply/2016/03/from_pd_to_professional_learning_organizing_for_a_new_paradigm.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=learningdeeply

Frontline Technologies. SOAR Literacy Frames. http://www.frontlinek12.com/Products/mlp_elevate_soar.html

DuFour, R. (2015). In Praise of American Educators: And How They Can Become Even Better. Bloomington, IN: Solution Tree Press.

Calvert, L. (2016). Moving from Compliance to Agency: What Teachers Need to Make Professional Learning Work. Learning Forward. http://learningforward.org/publications/teacher-agency#.VuIHfI-cFPb

Community Schools and Wraparound Services
Bryk, A. S. (2010, Apr). Organizing Schools for Improvement. Phi Delta Kappan. http://eric.ed.gov/?id=EJ882366

Coalition for Community Schools. What Is a Community School? http://www.communityschools.org/aboutschools/what_is_a_community_school.aspx

National Education Association (NEA). Wraparound Services. http://www.nea.org/home/37004.htm?q=wraparound%20services

Coalition for Community Schools. http://www.communityschools.org/

Schott Foundation for Public Education. http://schottfoundation.org/

Superville, D. R. (2016, Feb 23). Ed. Groups Urge “Whole Child” Approach to Counteract Poverty. Education Week. http://www.edweek.org/ew/articles/2016/02/24/ed-groups-urge-whole-child-approach-to-counteract.html

Harlem Children’s Zone. http://hcz.org/about-us/leadership/geoffrey-canada/

Shapiro, E. (2016, Jan 14). Cuomo, Echoing deBlasio, Bets on “Community Schools.” http://www.capitalnewyork.com/article/albany/2016/01/8587990/cuomo-echoing-de-blasio-bets-community-schools

Klein, R. (2016, Mar 8). Harvard University Has a Bold Plan to Transform K–12 Education. http://www.huffingtonpost.com/entry/harvard-education-redesign-lab_us_56dddbace4b0ffe6f8ea3201

Systems for Continuous Improvement
Bryk, A. S., Gomez, L., Grunow, A. & LeMahieu, P. (2015). Learning to Improve: How America’s Schools Can Get Better at Getting Better. Cambridge, MA: Harvard Education Press. See also Bryk, A. S. (2015, Dec). Accelerating How We Learn to Improve. Educational Researcher 44. http://edr.sagepub.com/search/results?fulltext=Accelerating+How+We+Learn+to+Improve&x=0&y=0&submit=yes&journal_set=spedr&src=selected&andorexactfulltext=and

Mathews, J. (2013, Jul 30). Schools Are Working to Replace the Placement Test Barrier to Community College Success. The Washington Post. http://www.washingtonpost.com/news/grade-point/wp/2015/07/30/schools-are-working-to-remove-the-placement-test-barrier-to-community-college-success/

Haxton, C., & O’Day, J. (2015, Oct 8). Improving Equity and Access in Fresno: Lessons from a K12-Higher Education Partnership. American Institutes for Research. http://www.air.org/resource/improving-equity-and-access-fresno-lessons-k12-higher-education-partnership

Jensen, B., Sonnemann, J., Robert-Hull, K., & Hunter, A. (2016). Beyond PD: Teacher Professional Learning in High-Performing Systems. Center on International Education Benchmarking. http://www.ncee.org/beyondpd/

Tucker, M. (2016, Mar 9). Why Education Research Has So Little Impact on Practice: The System Effect. http://blogs.edweek.org/edweek/top_performers/2016/03/why_education_research_has_so_little_impact_on_practice_the_system_effect.html?r=704713625&utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=top_performers

How Top Performers Build-and-Support: Provide High-Quality Instruction

How Top Performers Build-and-Support
Provide High-Quality Instruction

by Bill Honig

Good teachers combine several qualities that are not usually found in the same individual. They love and respect children, but many who enter the profession thinking that caring is enough don’t last. Competent teachers are knowledgeable and passionate about the subjects they teach, but as new teachers quickly discover, they cannot survive on knowledge and passion alone. Capable teachers perceive the promise in every child and have the sturdy resolve to insist that all students reach their potential. Every day in classrooms across the country, good teachers are changing students’ lives—inspiring them to become engaged, work hard, and raise their sights.
In addition, practitioners need enough strength of character and technique to ensure an orderly, friendly, and productive classroom. Teachers need to be willing to continuously improve their practice by building their content and pedagogical knowledge. They must also be open to exploring how to use effective materials and how to work productively with their colleagues to that end. Proficient teachers accomplish these goals in a variety of ways, depending on their unique personalities and approaches, but most successful practitioners have mastered the entire range of skills.

A Personal Perspective

Teaching is not a trivial pursuit. Most people who haven’t taught fail to appreciate how difficult it is to teach. Teachers need to possess a deep knowledge of the subjects they teach and know how students best learn those subjects. They need to recognize when a student is having difficulty and what to do about it. Teachers need to create an engaging, motivating classroom and establish positive relationships with their students. They have to make split-second decisions constantly. At the beginning of every school year, they must create a functioning class from a variety of distinct individuals. Even if successful, a class of 20–30 youngsters is a potential emotional powder keg, capable of exploding at any time without the teacher’s constant vigilance. Most non-teachers have trouble controlling and engaging even three children at a time. Adding to the challenge is the fact that students continually make emotional demands. Often there are a host of time-consuming and often arbitrary demands and interruptions by administrators. The specifics of the craft of teaching are discussed in detail in the rest of this piece.

Of all the positions I have held in my life—attorney, district and state superintendent, president of a teaching company, and consultant—the experience of being a fourth-, fifth-, and sixth-grade classroom teacher was the most exhausting. Many outspoken critics of teachers and schools would greatly benefit from trying to teach a class for a whole day. Similar comments are shared in “What Really Makes Teaching Hard.” Ray Bacchetti taught fourth grade for one year in Palo Alto before he became a vice president at Stanford University and a program officer at the Hewlett Foundation. He described teaching as “the most challenging job I ever had,” “a daily miracle,” and the “most exciting thing in the world.” I would second Ray’s comments.

To the list of attributes I previously mentioned, I would add another important quality of a good teacher—a basic sense of fairness. Children acutely perceive injustice. We all have our stories of being treated unfairly. One that stands out for me occurred in eighth-grade PE class. I was an outfielder in a baseball game, a ball was hit over the fence, and it was my responsibility to retrieve it. It happened that some girls were standing across the street, and two teammates, spying the girls, also rushed to recover the ball. We all were punished, and no adult heeded my plea that it was legitimate for me to chase the ball. As a teacher, I always tried to determine what really happened and to act accordingly. It used to frost me when one child would try to steal a ball from another who would resist, and the teacher on duty would punish them both for fighting at recess.

Some prospective teachers possess a natural presence and others need to learn their craft. Usually the learning curve is sharp for the first three years, but almost all effective teachers eventually convey a confident, professional demeanor. Students sense that these pros know their field and believe in it, care about them, and expect them to learn.

One of the best examples of this phenomenon I witnessed did not occur in a public school, but in a traffic school for adults some 50 years ago. At that time, anti-authority attitudes were endemic. I arrived early, with a book I planned to read during the class. The traffic violators who trickled in were a tough bunch—bikers, hippies, stoners, ex-cons, military types, bored housewives, and gym rats. No one wanted to be there, and the atmosphere was tense. I thought to myself, “These ‘students’ are going to demolish the person they send to teach us.” At precisely the scheduled hour, a diminutive woman entered, strode purposefully to the podium, and began. I waited for the fireworks.

Her first action was to point to me, saying: “Put that book away. This class is serious, and I need everybody’s full attention.” I noticed that the class immediately became still and attentive. From that point on, not one person caused any trouble. Docile and compliant, we all did what she requested. We remained engaged for the entire session. I think it was her businesslike manner, her evident belief in the importance of what she was doing, and her confidence that won the class over. For most teachers, it takes a few years to develop that type of demeanor.

Many Factors Influence the Quality of Instruction

Teaching is a complex activity requiring skills on many fronts, and teaching to help students achieve the Common Core State Standards is even more challenging. There are no simple silver bullets; success depends on developing a long-range, comprehensive, strategic effort. Current research shows that several in-school dimensions determine student learning and teacher effectiveness. A well-functioning classroom is proficient in each area since shortcomings in any one element can sabotage classroom learning. Thus, teachers and schools must examine the totality of what influences learning, and teachers must master them all to be proficient. Struggling teachers may not produce results owing to a weak curriculum, lax classroom management, rigidly passive instruction, or inefficient classroom organization. Successful teachers weave these facets into an effective system in their own unique way, reflecting their talents and personality.

In Student and Teacher Evaluation: Moving Beyond the Failure of School Reform, Lavigne and Good devote an entire chapter to a detailed review of teacher effectiveness research—“How Teachers Influence Student Learning.” On page 78, they list 13 categories of the most important components:

Four pertain to curriculum:

  • Adequate subject matter knowledge;
  • Coherent curriculum and sequence;
  • Opportunity to learn; and
  • Balanced procedural and conceptual knowledge

Seven relate to instruction:

  • Appropriate expectations and grouping;
  • Effective use of time;
  • Active teaching;
  • Teacher clarity and enthusiasm;
  • Instructional and curricular pace;
  • Teaching to mastery; and
  • Effective review and feedback

Two relate to classroom management:

  • Proactive management; and
  • Supportive and fair classrooms

I would add to this list the ability to motivate and engage all students and build positive human relationships with them.

What Is Effective Teaching?

Renowned teacher-educator Deborah Loewenberg Ball is dean of education at the University of Michigan. She has led a research group that delineated 19 high-leverage teacher practices. These are practices that every teacher should eventually master or at least become more and more adept in. Ball reinforces the point that good teaching means knowing content, how best to teach it, and what to do when students have difficulty in learning.

The following list of high-leverage practices appears on University of Michigan’s TeachingWorks website, a group that creates performance assessments of practice based on Ball’s high-leverage practices. The list is quite detailed, and readers may want to skim. But proficient teachers do not have the luxury of neglecting any of these elements of skillful teaching. Notice that the breadth of these 19 high-leverage practices goes far beyond what most evaluation schemes examine.

TeachingWorks High-Leverage Practices

  1. Leading a group discussion
  2. Explaining and modeling content, practices, and strategies
  3. Eliciting and interpreting individual students’ thinking
  4. Diagnosing particular common patterns of student thinking and development in a subject-matter domain
  5. Implementing norms and routines for classroom discourse and work
  6. Coordinating and adjusting instruction during a lesson
  7. Specifying and reinforcing productive student behavior
  8. Implementing organizational routines
  9. Setting up and managing small group work
  10. Building respectful relationships with students
  11. Talking about a student with parents or other caregivers
  12. Learning about students’ cultural, religious, family, intellectual, and personal experiences and resources for use in instruction
  13. Setting long- and short-term learning goals for students
  14. Designing single lessons and sequences of lessons
  15. Checking student understanding during and at the conclusion of lessons
  16. Selecting and designing formal assessments of student learning
  17. Interpreting the results of student work, including routine assignments, quizzes, tests, projects, and standardized assessments
  18. Providing oral and written feedback to students
  19. Analyzing instruction for the purpose of improving it

I would add that teachers also need to know how to encourage student self-assessment.

For a good summary of Ball’s work on core teaching competencies, see “What Core Skills Do Teachers Need to Be Effective?” California has embodied these ideas in its document California Standards for the Teaching Profession. See also the articles in the Deeper Learning research series published by Jobs for the Future. For a perceptive comment on the need for focused professional development, see “It’s Time to Restructure Teacher Professional Development” by Mike Schmoker.

Taking all the anecdotal evidence and research findings into account, it is apparent that teaching is extremely complex. Becoming a skilled teacher proficient in each of the essential skills requires years of individual work and practice, assistance from colleagues, and support from administrators. That effort should be a major driver of all school improvement endeavors.

Reference Notes

A Personal Perspective
Tschwertley, T. D. (2015, Mar 21). What Really Makes Teaching Hard. https://tschwertley.wordpress.com/2015/03/21/why-teaching-is-hard/

Many Factors Influence the Quality of Instruction
Hansel, L. (2015, Jul 9). Seeking Confirmation. http://blog.coreknowledge.org/2015/07/09/seeking-confirmation/?utm_source=feedburner&utm_medium=email&utm_campaign=Feed%3A+TheCoreKnowledgeBlog+%28The+Core+Knowledge+Blog%29

Lavigne A. L., & Good, T. L. (2014). Teacher and Student Evaluation: Moving Beyond the Failure of School Reform. New York: Routledge.

What Is Effective Teaching?
TeachingWorks. High-Leverage Practices. University of Michigan. http://www.teachingworks.org/work-of-teaching/high-leverage-practices

Zubrzycki, J. (2015, Nov 9). Students ‘Self-Assess’ Their Way to Learning. Education Week. http://www.edweek.org/ew/articles/2015/11/11/students-self-assess-their-way-to-learning.html

Hanford, E. (2015, Oct 20). What Core Skills Do Teachers Need to Be Effective? http://ww2.kqed.org/mindshift/2015/10/20/what-core-skills-do-teachers-need-to-be-effective/?utm_source=feedburner&utm_medium=email&utm_campaign=Feed%3A+kqed%2FnHAK+%28MindShift%29

Commission on Teacher Credentialing. (2009). California Standards for the Teaching Profession. http://www.ctc.ca.gov/educator-prep/standards/cstp-2009.pdf

Jobs for the Future. (2016). Students at the Center: Deeper Learning Research Series. http://www.jff.org/initiatives/students-center/deeper-learning

Schmoker, M. (2015, Oct 20). It’s Time to Restructure Teacher Professional Development. Education Week. http://www.edweek.org/ew/articles/2015/10/21/its-time-to-restructure-teacher-professional-development.html?cmp=eml-enl-eu-news2-RM

How Top Performers Build-and-Support: Provide an Engaging Broad-Based Liberal Arts Curriculum

How Top Performers Build-and-Support
Provide an Engaging Broad-Based Liberal Arts Curriculum

by Bill Honig

A major component of every successful educational improvement effort is addressing the issue of what will be taught. Specifically, world-class educational performers provide all students with a challenging and engaging broad liberal arts curriculum—precisely the type of curriculum envisioned by the Common Core State Standards (CCSS), which have been adopted by more than 40 states. Many conventional reformers have supported the CCSS, seeing them as a mechanism for their high-stakes accountability agenda. Their position has been to establish national standards, assess performance against those standards, and attach consequences to low performance—the Test-and-Punish approach. I stand with a vast number of educators who, while rejecting an emphasis on test-based accountability, support the CCSS and the promise they hold for improving curriculum and instruction. The standards are consistent with what our most knowledgeable teachers and researchers have been advocating for years.

Why the Common Core State Standards Are So Important

The California Common Core State Standards (CCSS) for English Language Arts & Literacy (which almost identical to the national Common Core Standards) and the state’s framework explicating them (listed below) are based on the deeper learning that is taking place in our best schools and classrooms—reading, writing, and discussing literature and complex text and ideas; synthesizing those texts and ideas to construct arguments; reading widely; and mastering core academic content in history, science, civics, and humanities to enhance comprehension and better understand the world.

Deeper learning entails mastering more complex thinking and applying twenty-first-century skills. Deeper learning also produces higher learning. For a scholarly treatment of the concept of deeper learning, see the work of Maggie Lampert, the Learning Deeply blog, and Jal Mehta and Sarah Fine.

Mehta and Fine define the term this way:

There is no consensus on exactly how to define deeper learning. For example, it has often been described as the integration of academic, inter-, and intrapersonal skills and knowledge. Recent research findings strongly suggest that in order to succeed in college, careers, and all aspects of adult life, young people require more than just a command of academic content. They also need to be able to solve complex real world problems, collaborate, communicate effectively, monitor and direct their own learning, and develop an academic mindset.

Among many cognitive psychologists, however, deep learning—or what they might call learning for understanding—refers to the ability to transfer knowledge. The idea is that knowledge becomes deeper when one can use it not only to address a problem in the context in which it has been taught, but also to understand or explain something in a different but related context. Rather than seeing isolated facts, deep learners see patterns and connections because they understand the underlying structures of what they’re exploring.

The authors of this paper suggest that deeper learning requires the ability to transfer knowledge, and more. It often emerges at the intersection of mastery (knowledge of substantive content, including the ability to transfer), identity (driven by relevance to the learner), and creativity (the ability to act or make something from the knowledge).

However one defines it, though, deeper learning poses a multipronged challenge to current classroom practice and educational systems. It will require a major increase in the cognitive demand of the tasks that most students, particularly in high-poverty schools, are asked to complete.

The Common Core State Standards and the frameworks explicating them envision a substantial instructional shift to this type of enriched learning. (These frameworks are discussed in greater depth later in this article.)

I caught a glimpse of the future back in 1985, when I was California superintendent of public instruction and visited a seventh-grade classroom in Santa Barbara. The students were presenting research papers on college-level questions such as “What effect did the Galileo trial have on scientific investigation in southern and northern Europe?” I was amazed as teams of students presented their papers and then engaged in a sophisticated discussion with the rest of the class. Almost every student contributed. Discussants were serious, used sophisticated language, asked perceptive questions, and responded appropriately to what was being said. Afterward, when I met with their superb teacher, Naomi Johnson, it became apparent how much work had gone into creating the conditions that allowed the students to successfully participate in such an erudite academic discussion. She assured me that these advanced behaviors and abilities were also the result of several years of sustained learning in previous grades and tremendous efforts by the entire faculty at the middle school to assure that each class reinforced the skills students need to conduct research and actively contribute to academic discussions.

The Common Core State Standards for Mathematics are also internationally benchmarked—reflecting what math educators have been recommending: go deeper into fewer topics, incorporate practices such as modeling, discussion both in class and with peers, problem solving, and a greater emphasis on procedural skills, conceptual understanding, and application to increasingly complex situations. Both sets of standards, English language arts (ELA) and mathematics, build on existing best practices but demand significant changes in instruction. In addition, California combined the ELA Common Core Standards with state-adopted English Language Development (ELD) standards to create a framework that integrates both sets of standards, the ELA/ELD Framework.

The recently developed Next Generation Science Standards (NGSS) offer similar pedagogical approaches in science, combining content and practices. These science standards have also been adopted by numerous states.

Similar documents have been developed to create national standards for history-social science such as the College, Career, and Civic Life (C3) Framework for Social Studies State Standards. In addition, many states have drafted and implemented their own standards for history-social science. The importance of science and history-social science content is also emphasized in Common Core’s ELA and mathematics standards.

Why Support the Common Core State Standards?

Most teachers in California are excited by the educational promise of providing an active, engaging curriculum, as called for in the new standards. They have long believed in and have expressed a strong interest in bringing the ideas to fruition. One of the most exciting aspects of the CCSS is that they incorporate the complex instructional expertise and practices that make up effective teaching. This means that implementing the CCSS can become the catalyst for every school to address each of the crucial components of effective instruction. It has been shown that failure in any one component affects successful practice and outcomes. Moreover, the shift to the more complex and active instruction envisioned by the CCSS requires schools to build collaborative teams and provide the support needed for continuous improvement in individual teacher and school performance. Each school can decide how to tailor its implementation strategy based on the needs of its staff. Depending on the teacher or school program, some proficiencies will become second nature while others may need constant attention. For more on the topic of effective teaching, see the companion article Provide High-Quality Instruction. For more about team building, see the companion article Build Teams and Focus on Continuous Improvement.

I know that the CCSS are controversial and that many people strongly object to various aspects of the standards. Some concerns do not relate to the standards themselves but to unwarranted classroom practices and misguided implementation policies. Examples include over-scripted instruction, assigning inappropriate activities to kindergarteners, or abuses at the state level such as New York State’s decision to arbitrarily set cut levels so high that huge numbers of students failed the tests. Criticisms of the standards are often based on a misinterpretation or misreading of what they actually say. For example, many people decry the devaluation of literature, basing their objections on the standards’ recommendation that 70% of high school reading materials should be informational text. However, a closer reading of the language in the standards reveals that the 70% refers to all high school reading, which means there would still be plenty of time in English classrooms for a full literature program. At the same time, incorporating some powerful essays, biographies, and nonfiction books such as The Double Helix into the English curriculum promotes the deeper learning educators seek.

I should mention that not all of my fellow Build-and-Support advocates believe in the value of the CCSS, as I do. In addition to opposing the Test-and-Punish approach, “market-based reform efforts,” privatization of schools, and corporate overreach, Anthony Cody, Diane Ravitch, and a few other respected thought leaders reject the Common Core State Standards themselves. They think the standards are so entwined with high-stakes accountability that they are unsalvageable and not educationally warranted or legitimate. I disagree on both counts. Diane graciously allowed me to plead my case on her blog. I began my post with “Common Core Standards, YES. High-stakes Testing, Rewards and Punishments, and Market-based Reforms, NO. The California Story.” My comments engendered quite the discussion.

For an intelligent critique of the Common Core State Standards, see also Thomas Newkirk’s Postscript: Speaking Back to the Common Core. California made a concerted effort to address many of his criticisms in its adoption of the Common Core Standards, in the frameworks based on them, and in its implementation strategies, which divorced the Common Core rollout from test-driven high-stakes accountability. For more on this topic, see the companion articles in The California Context.

The Crucial Role of Content Frameworks

In California and other states, content frameworks translate the CCSS into guides for curriculum, instruction, professional development, and adoption of materials. They are critical in turning the standards into a workable curriculum. Ideally, the effort of schools across this country to implement a curriculum that reflects the content frameworks aligned with the CCSS or other comparably ambitious standards can be the centerpiece of an alternative Build-and-Support reform movement. The key is to detach implementation of the Common Core Standards from the high-stakes, test-based punitive measures too often linked with them. This is what California and a few other states have done.

Useful California Content Frameworks and Support Documents

The Common Core State Standards Are Not a Curriculum

Before I discuss the California mathematics and ELA/ELD standards as examples of the complexity of curriculum and the discipline-based instruction proposed, one clarification is needed. The most successful districts spend time, effort, and thought in translating standards into a coherent and sequenced curriculum and thus avoid the trap of thinking that standards alone will improve educational performance.

The CCSS delineate what students should master, but they are not a curriculum. Jumping from the standards to create lesson plans misses the crucial middle step of developing a sequenced, coherent curriculum. Creating a local curricular framework for the district or utilizing one from the state informs the sequence and breadth of instruction. Developing this “scope & sequence” is complex. And without it, implementation of the CCSS is destined to fail.

For example, one of the seventh-grade math standards is to use proportional thinking and percentage to solve problems such as “If $50 is 20% of your total funds, how much do you have?” The standard does not say how much instructional time should be invested in helping students master the requisite skills (actually quite a lot) nor does it list which strategies will be effective, recommend a progression of learning, or explain how instruction should correlate with previous units.

The same is true of Common Core’s ELA & Literacy Standards. They stress the need for a coherent curriculum and a systematic buildup of knowledge through broadly defined literature and the disciplines. But the standards do not specify the actual content that should be used to reach those goals.

Unfortunately, many districts have not undertaken this crucial work. The Common Core State Standards Implementation Survey surveyed 818 districts in California, which represent 83% of state public school enrollment. In late 2013, only about one-third of the districts had created a scope and sequence for the CCSS in either English-language arts or mathematics for at least some grades. More than one-third of the districts reported that this work is planned “for the future,” and about one-quarter reported that they are not planning to engage in this work at all. At the same time, only about half the districts were creating units or lessons, or aligning existing units or lessons with the new standards. The situation has improved since 2013, but many districts still have not adopted a coherent standards-based curriculum including essential materials.

Resources for Developing a Coherent Scope & Sequence

First, existing framework documents such as the one developed by California provide essential advice on how to structure the curriculum, including the order in which standards should be taught; how much time should be spent on each standard; how a standard fits in the larger context of the grade-to-grade buildup of knowledge; strategies for instruction, intervention, and assessment; links to resources; and illuminating vignettes. Teachers need this broader context to maximize the effect of adopted or available materials.

Second, many proprietary core reading and math programs offer a well-constructed scope & sequence. Among them are those adopted in California in mathematics and in ELA/ELD. Some open-source education materials also have sound scope and sequences. All materials have undergone extensive reviews and have translated the CCSS and state frameworks into a serviceable curriculum for teachers. The programs also allow flexibility so that our best teachers and districts can enhance their materials with a variety of open-source educational materials such as those listed by ISKME—a mix-and-match strategy. Also see a network of states devoted to sharing open-source material.

Third, many of the nation’s best districts have developed their own scope and sequences, although many still incorporate basal texts in many disciplines based on their criteria. For example, Long Beach’s scope and sequence documents provide a comprehensive “blueprint” for strategically sequencing and operationalizing the grade level/course standards in ELA and mathematics. The critical attributes of each document are units laid out in sequence by theme/title; an indication of how much time to spend on each unit; a narrative description of each unit explaining its focus and purpose; a description of the standards to be assessed for each unit; an assessment narrative detailing the formative assessment strategies and practices included in each unit so teachers can monitor how well the students are learning; a notation of formative assessment lessons to be included in each unit during the second half of the unit with time allowed for reteach/review; an explanation of the structure and purpose of the interim or end-of-unit assessment; a list of item types that may be included, along with the rationale; and finally the reading-level range of the texts used in each ELA unit. Long Beach provides very detailed advice. Other districts may wish to offer more general guidelines.

Fourth, many websites offer progressions and scope and sequences for instruction such as Achieve the Core and Illustrative Mathematics. A November 2013 report by Hanover Research contained an exhaustive list of Common Core curricular resources and planning tools that are used by various states. Another list of resources is available at the California Department of Education (CDE) website, and a national open resources list aligned to the Common Core can be found at OER Commons. Finally, an online Internet tool for California educator collaboration and resource sharing, My Digital Chalkboard, contains supporting links and resources. Many states have also produced curricular planning guides. For example, the Colorado Department of Education has posted its own guide (Colorado’s District Sample Curriculum Project), as has New York. Many district scope and sequence efforts and units of instruction for standards implementation are available at the CDE, California County Superintendents Educational Services Association (CCSESA), and county office of education websites. Most districts are willing to share their work.

The Role of Core Basal Programs

One question that is troubling educators is how much they should rely on traditional prepackaged, comprehensive basal programs. With the availability of online and open-source materials, some people are predicting the demise of these programs. We are not quite there yet. Textbooks can be very useful in certain instructional areas, if they are part of a broader curricular approach and supplemented by digital or niche resources. For example, in addition to oral language development and reading books aloud, teaching beginning reading in English requires an organized, systematic presentation of letter/sound correspondences, progressing from the easier to the more difficult. Children need practice reading “decodable text,” or material that follows the letter/sound correspondences they have been taught. Designing such materials is complex, time consuming, and usually better left to knowledgeable sources.

Many textbooks have become too hefty—emphasizing coverage of content over depth. The new CCSS and corresponding frameworks propose deep learning, in which students learn how to read, evaluate, and create a range of multimedia. This requires differently designed materials. For example, Asian math textbooks are thinner and organized around challenging questions. In the US, publishers are creating hybrid programs that use both print and digital supporting materials. The recently adopted ELA/ELD materials in California are of high quality and reflect the values of the Common Core State Standards and California’s 2014 English Language Arts/English Language Development Framework.

While relying only on traditional basal programs would be a mistake and deprive teachers of engaging, effective options, refusing to take advantage of some organized materials would limit and diminish instruction for most teachers. The vast majority of teachers resist demands that they develop a full curriculum on their own—they have neither the time, expertise, nor inclination. Striking the proper balance with a mix-and-match strategy offers the best approach.

Unfortunately, reformers have neglected the crucial role of curriculum and instructional materials in improving educational performance. Linda Diamond, one of finest reading educators in the country, uses the metaphor of a three-legged stool. Teacher’s content and pedagogical knowledge of a strong, liberal arts curriculum is the first leg. Excellent instructional materials are the second leg. Doctors need the best tools, and so do teachers. Effective teams, support structures, and leadership are the third leg.

Improved Mathematics Instruction

As an example of the Common Core’s consistency with powerful research, the mathematics standards aim for deep content understanding—both procedural and conceptual—and the ability to apply such knowledge in increasingly complex situations. Instruction envisions a more interactive classroom that marries content with practice standards such as asking yourself if the answer makes sense, modeling, questioning, and explaining.

While delving into each discipline in detail is not the purview of this article, I will attempt to provide the flavor of the changes in each discipline. As an example of an instructional shift in mathematics, Jo Boaler proposes that students work on provocative questions. In What’s Math Got to Do With It?, she provides this example for third graders: “How would you solve 15 times 6 without pencil and paper?” This type of question stimulates a deeper understanding of the number system before students learn the algorithm and become procedurally fluent. Students can work in groups or individually to develop multiple ways of solving the problem and report back to the class for discussion of the pros and cons of each approach, all of which advance number sense.

Students might come up with these ideas: 6 times 10 and then add 6 times 5; 2 x 15, 3 times; 6 times 30 and divide by 2; 5 times 6, 3 times, and so on. Boaler challenges sixth graders with this math problem: A man on a diet can only eat ¼ of a pound of turkey a day. The market only sells packages of three slices, which is ⅓ of a pound. What fraction of the three slices can he eat? This question takes some thought, and there are several ways to solve it. (Spoiler hint: How many slices in a pound?) Or, a large cube that is painted on the outside that comprises smaller cubes of equal size, 10 by 10 by 10. How many cubes have one side painted, two sides, and three? Professor Boaler has collected scores of these engaging questions on her website. A steady diet of working on such problems produces deeper understanding and problem-solving abilities. For more on this topic, see “Not a Math Person: How to Remove Obstacles to Learning Math.”

I would add another example. Most adults have difficulty with proportional thinking, especially percentage. Many try to solve problems by rote application of the cross-multiplication rule, which is complex, prone to error, and precludes thinking about the underlying relationships. If you give students a problem such as “2 is to 3 as what is to 9?” (in the form of a 2-inch-high stick casting a 3-inch shadow, and a tree casting a 9-foot shadow—what is the height of the tree?) and ask them to figure out as many ways to solve it as they can, they will develop a deeper understanding of proportional relationships. Students could approach the problem as:

  • 2 is ⅔ of 3, so what number is ⅔ of 9?, or conversely
  • 3 is 1½ times 2, so 9 is 1½ times what number?, or
  • 9 is 3 times 3, so what number is 3 times 2?, or
  • the standard cross-multiplication procedure 2:3=x:9, so set up the equation 2/3=x/9, solve by cross-multiplying: 3x = 2 x 9 or 3x=18, 18 ÷ 3 = x, which leaves x alone and the answer is 6.

All of these methods work; each develops an understanding of proportional relationships. Outside the classroom no one proficient in mathematics would use the more complicated formulae in this situation. Instead, they would think about what is being asked and use one of the simpler relationships to determine the answer. Vignettes demonstrating examples of active classroom instruction are included in the California mathematics framework, and videos and grade-level content are available from numerous sites.

I know some people will question this approach, asking “Why waste all this time: Why not just teach students the most efficient procedure first?” Eventually, they need to learn to be automatic with a procedure so they can think about new material, but initially the opportunity to struggle with a question, to think about the relationships and concepts, and to communicate and listen to ideas is too beneficial to miss. Ask the Japanese who have perfected this method and lead the world in math performance. Often, learning to rely exclusively on applying a rule or procedure precludes deeper thinking about the problem: Which procedure makes the most sense?; which data is important or superfluous?; and does the solution comply with a reasonable estimate? Of course, some procedures just need to be eventually memorized such as multiplication facts. This is what the California Mathematics Framework advocates, although even in this case, there are proven strategies and patterns to facilitate the effort.

Jo Boaler argues that the way math has been taught in the US as a set of rules to apply—show a procedure, work a problem in front of the class, have students practice and do homework, and then test—is ineffective for many students. They forget the steps, plug in the wrong numbers to the formula, and don’t know which procedures to use when they encounter a more complex problem, which is key to being able to use numbers. Classroom instruction usually masks this point by making it obvious which procedure to apply (a student will know that all of the day’s problems are about multiplying fractions). For many students, when they encounter a problem without the clue they are stumped. Instead the CCSS standards of content and practice emphasize conceptual understanding in addition to procedural knowledge and application. Finally, a steady diet of a rigid instructional routine—get the answer by following the rules—alienates many students.

Facility with percentage provides a perfect illustration of the problem. Percentage is probably one of the most useful mathematical tools in everyday life. Yet only about 45% of the US population can use percentage effectively. Sal Khan has commented that Khan Academy collects data from millions of people around the world. They have discovered that percentage problems rank among the most difficult for large numbers of adults. This finding was explained years ago by Parker and Leinhardt in a 90-page article entitledPercentage: A Privileged Proportion.

According to these and later researchers such as Susan Lamon, fourth graders are better at solving percentage problems than sixth graders. Since they have not been taught the algorithm, they think creatively using benchmarks. For example, when asked “What is 60% of 40?,” fourth graders think: “I know 50% of 40 is 20, and 10% is 4, so it must be 24.” Many students in later grades stop thinking and just attempt to apply a rule. (Witness the difficulty people have with tipping 15%.)

What is hard about percentage is that the tool is actually shorthand for conceptually complex relationships and meanings tied to a 100th scale, which was historically developed over thousands of years. The key issue is determining the base for comparison and the ability to flexibly shift bases. For example, imagine that your boss tells you that owing to financial difficulties, she has to cut your monthly salary of $1,000 by 10% for one month, but she will raise it 10% after the month is over. You won’t be back to your previous level because the first base for the cut is $1,000, while the second base for the increase is $900. Or, a more common situation: The graduation rate in your school is 50% and increases to 60%. Is that a 10% increase or 20%? It is both, depending on what you are attempting to communicate. Ten percent more than 50% is a 10% increase compared to 100% (entire student body)—a standard way of evaluating schools, but the pool of graduates (represented by 50%) rose 20% (10/50). Tricky.

In middle grades, solving percentage problems is usually taught procedurally in a few lessons using the cross-multiplication rule. This results in massive failure rates. On assessments, significant numbers of eighth graders could not answer the question “What is 100% of 8?” If five to six weeks of class time are invested with heavy language mediation and numerous examples of comparing this to that and that to this, about 95% of students will become proficient in using percentage. This is an example of the CCSS approach—fewer topics taught more in depth.

Many students want to know why a procedure works and desire to tackle more complex problems using the practices delineated in the new standards. Direct instruction definitely has its place, and many successful teachers use it predominately and still manage to encourage deeper student thinking. But for most practitioners, posing complex questions and providing open-ended tasks should be added to their teaching routines. The California mathematics framework calls for teachers to determine a proper balance between direct instruction and more engaging activities.

What is mathematically most useful for the vast majority of people is the ability to figure out how to set up a problem and decide which data are relevant and which procedures to use—a skill that is developed through practice by encountering large numbers of problems and completing activities that require thinking. This idea was brought home to me when I was participating in a review of potential test questions for the CCSS-aligned Smarter Balanced assessments. At my table was Mike Kirst, president of the California State Board of Education and a professor from Stanford. Also present was the then chair of the University of California’s Board of Admissions and Relations with Schools (BOARS) committee who was an engineering professor at one of the UC campuses. We were given several questions to rank for difficulty. The one we all agreed was the hardest required only adding, subtracting, multiplying, and dividing but was challenging to think through, set up, and decide which procedures and practices to use and when.

The math used by most adults except for science, technology, engineering, and mathematics (STEM) occupations is the application of math learned through eighth grade such as fractions, rates, proportions, and percentage applied to complex or unique situations. Also important is the ability to reason quantitatively such as reading charts and extrapolating data. Andrew Hacker maintains that that ability is missing from most secondary math courses.

A 2016 study from OECD sheds some interesting light on strategies that help low-performing math students. The authors found that students don’t necessarily hate math but have high levels of anxiety. Extracurricular activities, which don’t need to be math based, help. A major finding is that the right amount of homework is crucial. Six hours of math homework a week reduces the odds of becoming a low performer—a whopping 70% compared to those doing little or no homework. Beyond six hours, homework becomes stressful and further results stall. Finally, in a controversial finding, in the US and a few other countries, ability grouping actually increased performance of struggling students.

For an in-depth analysis of implementation issues, see the reports produced by the Math in Common (MIC) network, which is devoted to the successful execution of the California Common Core State Standards in Mathematics. Owing to the complexity of this more demanding math instruction, many districts are shifting to have upper-elementary math taught by math specialists.

More Comprehensive and Engaging Language Arts

Reading, writing, discussing, and analyzing text in a more active manner are hallmarks of the English Language Arts (ELA) Standards. The California ELA/ELD Framework integrates two sets of standards: state Common Core English Language Arts (ELA) Standards and state English Language Development (ELD) Standards.

Following is a short excerpt from a 2014 summary of the ELA/ELD Framework authored by JoAnn Isken, Carol Jago, and me, which explains the ideas behind the framework:

The outer ring of the graphic identifies the overarching goals of ELA/ELD literacy and instruction. By the time California’s students complete high school, they should have developed readiness for college, career, and we added civic life; attained the capacities of literate individuals; become broadly literate; and acquired the skills for living and learning in the twenty-first century.

California has grounded the framework in these broader purposes of the language arts. We want students to be able to understand complex text and ideas as well as reason, analyze, persuade, and problem solve. We also wish them to encounter a rich liberal arts education—learning about the world, civic life, and the human heart, being well read, and helping them reach their potential. We would like our youngsters to encounter a significant representation of the best classic and contemporary literature including novels, biographies, essays and plays as well as coherent content informational text in science, history, and the humanities. We would like them to experience the joy of reading engrossing stories and fascinating material.

So the ELA/ELD framework is about two main thrusts: First, attention to the totality of what students read both on their own in independent reading and in school in their liberal arts disciplines (including literature) during their school years, and second, the analytical, reasoning and literacy skills necessary to comprehend and apply knowledge gleaned from a variety of text structures. Both ideas are stressed in the multi-state Common Core ELA standards. To this end, the framework also recommends an organized independent reading program for each student to supplement what is read in school and provides advice on how to implement such a strategy in Chapter 2.

The developers of the ELD standards made a crucial decision from the start. They designed the standards to aid the large number of English-language learners (ELLs) in mastering the CCSS, which greatly facilitated the integration of the two sets of standards. They organized the ELD standards around five overarching themes—foundational skills, language, written and oral expression, content knowledge, and meaning-making strategies such as drawing inferences and making connections. The integrated ELA/ELD Framework adopted this architecture. All five themes work together to develop student comprehension.

The first strand is foundational skills. To understand the ideas in a text, the reader needs to automatically recognize almost all the words. For words already in the reader’s speaking vocabulary, that is the role of foundational skills—to teach them a process for becoming automatic with a growing number of words. Foundational skills address how to teach them these skills and include phonics, word attack skills (learning how to sound out new words, handle multisyllabic words, and recognize word structures such as prefixes, suffixes, and roots), and fluency instruction (the rationale and more details are covered in the companion articles The California Context). The foundational skills in the California framework are summarized in an extremely well-written white paper by Hallie Yopp, one of the authors of the framework.

For a useful compendium on research-based reading instruction and strategies, see Honig, Diamond, and Gutlohn’s Teaching Reading Sourcebook, Updated 2nd Edition and its companion book Assessing Reading: Multiple Measures, 2nd Edition. Both books were produced by the Consortium on Reaching Excellence (CORE), where I am president. The Sourcebook was one of only 10 publications endorsed by the National Council on Teacher Quality to cover beginning reading adequately. Of the 10, it was the fourth most used publication for preservice teachers.

In 2015, Louise Spear-Swerling wrote The Power of RTI and Reading Profiles and David Kilpatrick wrote Essentials of Assessing, Preventing, and Overcoming Reading Difficulties. Along with the Sourcebook, these two books are among the best research-based books on how to teach children to read. They also explain some current misguided reading approaches that are still in widespread use. The companion article How the California Reading Wars Got Resolved: A Personal Story goes into further detail on the issue of the importance of foundational skills.

The second theme, language, deals with the crucial topic of vocabulary, text structure and syntax, and academic language—all critical to understanding text. Academic texts in English contain a large number of words that appear infrequently but are essential to understanding. To successfully complete high school, students need to understand approximately 65,000 words, although some words are members of the same word family. Consequently, from the outset, there must be a rich vocabulary development strand coupled with an extensive independent reading program. This is particularly crucial for the large numbers of low-income or ELL students who start school knowing far fewer words than their middle-class and English-speaking peers. For a valuable resource, see CORE’s Vocabulary Handbook and Word Intelligence, which is a vocabulary program for middle-grade students. In addition, as material and sentence structure become more complex and demanding in upper elementary, students must learn to handle challenging elements such as complex sentences with multiple dependent clauses. Finally, different disciplines such as history and science organize information in different ways and students need help in navigating these varied text structures.

The third theme enhances comprehension by concentrating on a student’s ability to express ideas in writing and speaking. This strand also includes spelling and writing conventions such as grammar. Often, until you have tried to explain something, you really don’t know it.

The fourth theme deals with the vital role content knowledge plays in comprehension and the importance of a systematic buildup of disciplinary and cultural knowledge through organized class work and independent reading. See the vast work on this subject at Core Knowledge and Liana Heitin’s blog “For Reading, Knowledge Matters More Than Strategies, Some Experts Say.” See also Vicki Cobb’s article “Why Reading to Learn Is Seldom Taught.”

And, finally, meaning making addresses the meta-cognitive skills of self-monitoring, drawing inferences, and thinking about what is being read.

Similar to math, English-language arts shifts to a more active instructional program including book discussions, projects, research, and making arguments and taking positions both in writing and speaking.

History, Civics, Economics, Geography, Humanities, and the Fine Arts

Changes in history/social science instruction follow a similar pattern as math and English language arts. The new California History-Social Science Framework and the College, Career, and Civic Life (C3) Framework for Social Studies State Standards encourage a more active curriculum. For example, in sixth grade, instead of marching through the growth of empires in Egypt, the Fertile Crescent, India, China, Africa, and Mesoamerica, teams of students may be assigned a particular area. Groups then investigate the history of their area, report to the class, and discuss the similarities and differences. Or, a teacher may pose the question: “Why did the Industrial Revolution start in England?” As in the other subject areas, understanding a combination of factual, conceptual, and historical processes seems the best mix, supported by powerful motivational content such as stories, narratives, historical fiction, biographies, projects, and performances.

Science

Similar to the other disciplines, the new Next Generation Science Standards and the new California Science Framework elucidating them stress the marriage of content in physics, chemistry, life, and earth sciences, including health; evolution and human origins; practices such as modeling, explaining, and observing; active investigations and hypotheses generation; understanding historical science; the incorporation of larger cross-cutting themes such as energy; and motivational efforts such as biographies of leading scientists and stories of the fight to conquer various diseases. For a wonderful compilation of engaging and motivating stories of scientists, see Joy Hakim’s Science Stories: Proof That Informative Can Be Engaging.

Other Crucial Student Learning

Similarly, teachers need to know the latest research and best practice related to how students learn and retain knowledge. Many of the works cited above will help. In addition, I recommend:

  • Building Blocks for Learning: A Framework for Comprehensive Student Development
  • How Children Succeed: Grit, Curiosity, and the Hidden Power of Character, which discusses the importance of personal and relational skills
  • Make It Stick: The Science of Successful Learning, which covers the importance of self-monitoring and self-testing strategies
  • Mindset, which explains the importance of students believing that effort will lead to their success
  • Teacher and Student Evaluation: Moving Beyond the Failure of School Reform
  • Visible Learning for Teachers: Maximizing Impact on Learning, which reviews the research on which strategies produce the largest effect size such as just-in-time intervention and actively involving students in the educational process

Practitioners should know where to go to obtain answers to key questions that arise from their efforts to improve instruction. High on the educational agenda should be making pedagogical wisdom available in a usable format to the professional learning teams at each site. School teams could then adapt those ideas to their individual students.

This article has dealt with the what of teaching and learning—the curriculum. See also the companion article, Provide High-Quality Instruction, which explores how teachers can best deliver that curriculum in the classroom.

BBS Companion Articles

How Top Performers Build-and-Support
Ground Efforts on Unassailable Research
Provide High-Quality Instruction
Build Teams and Focus on Continuous Improvement
The California Context
California Policymakers and Educators Shift from Test-and-Punish to Build-and-Support
How the California Reading Wars Got Resolved: A Personal Story

Reference Notes

Why the Common Core State Standards Are So Important
Bitter, C., & Loney, E. (2015, Aug). Deeper Learning: Improving Student Outcomes for College, Career, and Civic Life. http://educationpolicy.air.org/publications/deeper-learning-improving-student-outcomes-college-career-and-civic-life

Lampert, M. (2015). Deeper Teaching. Students at the Center: Deeper Learning Research Series. Boston, MA: Jobs for the Future. http://www.studentsatthecenter.org/topics/deeper-teaching

Amarillas, M. (2016, Feb 4). Deeper Learning, Metacognition and Presentations of Learning. http://blogs.edweek.org/edweek/learning_deeply/2016/02/deeper_learning_metacognition_and_presentations_of_learning.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campdfaign=learningdeeply

Mehta, J., & Fine, S. (2015, Dec). The Why, What, Were, and How of Deeper Learning in American Secondary Schools. Jobs for the Future. http://www.jff.org/publications/why-what-where-and-how-deeper-learning-american-secondary-schools

NGSS Lead States. (2013). Next Generation Science Standards: For States, By States. http://www.nextgenscience.org/

Heitin, L. (2016, Feb 23). Curriculum Matters: Eight Things to Know About the Next Generation Science Standards. http://blogs.edweek.org/edweek/curriculum/2016/02/next_generation_science_standards_8_things_to_know.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=curriculummatters

California Department of Education (CDE). (2013). Next Generation Science Standards for California Public Schools: K–12. http://www.cde.ca.gov/pd/ca/sc/ngssstandards.asp

National Council for the Social Studies (NCSS). (2013). College, Career, and Civic Life (C3) Framework for Social Studies State Standards: Guidance for Enhancing the Rigor of K–12 Civics, Economics, Geography, and History. Silver Spring, MD: NCSS. http://www.socialstudies.org/c3

California State Board of Education. Content Standards. http://www.cde.ca.gov/be/st/ss/

Why Support the Common Core State Standards?
Ravitch, D. (2014, Jan 7). Bill Honig: Why California Likes the Common Core. http://dianeravitch.net/2014/01/07/bill-honig-why-california-likes-the-common-core-standards/

Newkirk, T. (2013). Postscript: Speaking Back to the Common Core. https://www.heinemann.com/shared/onlineresources/E02123/Newkirk_Speaking_Back_to_the_Common_Core.pdf

The Common Core State Standards Are Not a Curriculum
Honig, B. (2014, Jan 29). Coherent and Sequenced Curriculum Key to Implementing Common Core Standards. http://edsource.org/2014/coherent-and-sequenced-curriculum-key-to-implementing-common-core-standards/56704 See also Tucker, M. (2016, Feb 11). Building a Powerful State Instructional System for All Students. http://blogs.edweek.org/edweek/top_performers/2016/02/building_a_powerful_state_instructional_system_for_all_students.html

California County Superintendents Educational Services Association (CCSEA). (2013). Common Core State Standards Implementation Survey: Statewide Summary of Results. http://ccsesa.org/common-core-implementation-california-status-report/

Resources for Developing a Coherent Scope & Sequence
California Department of Education. (2014, Jan 15). 2014 Mathematics Adoption. http://www.cde.ca.gov/ci/ma/im/sbeadopted2014mathprgms.asp

California Department of Education. (2015, Nov 4). 2015 ELA/ELD Adoption. http://www.cde.ca.gov/ci/rl/im/sbeadoptedelaeldprogs.asp

OER Services. http://www.iskme.org/services/oer-support

Zubrzycki, J. (2026, Feb 26). 13 States Join Federal Open Resource Initiative. http://blogs.edweek.org/edweek/curriculum/2016/02/open_educational_resources.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=curriculummatters

Long Beach Unified School District. Scope and Sequence Documents. http://www.lbusd.k12.ca.us/Departments/Curriculum/ELA/curriculum_docs.cfm

Achieve the Core. www.achievethecore.org

Illustrative Mathematics. https://www.illustrativemathematics.org/

Hanover Research. (2013, Nov). Final Report–Common Core Implementation Tools. Bill & Melinda Gates Foundation. https://www.documentcloud.org/documents/1009965-commoncore-implementationtools-gates1113.html

California Department of Education. All Curriculum Frameworks. http://www.cde.ca.gov/ci/cr/cf/allfwks.asp

OER Commons. https://www.oercommons.org/

My Digital Chalkboard. https://www.mydigitalchalkboard.org

Colorado Department of Education. Colorado’s District Sample Curriculum Project: Introduction. https://www.cde.state.co.us/standardsandinstruction/samplecurriculumproject

New York State Education Department. New York State Learning Standards and Core Curriculum. http://www.p12.nysed.gov/ciai/cores.html

California Department of Education. http://www.cde.ca.gov/

California County Superintendents Educational Services Association. http://ccsesa.org/

The Role of Core Basal Programs
Dobo, N. (2015, Nov 4). The Federal Government Urges K–12 Schools to Try Open Educational Resources. http://hechingerreport.org/the-federal-government-urges-k-12-schools-to-try-open-educational-resources/

California Department of Education. (2015). English Language Arts/English Language Development Framework for California Public Schools: K–12. http://www.cde.ca.gov/ci/rl/cf/elaeldfrmwrksbeadopted.asp

Boser, U. (2015, Oct 14). The Hidden Value of Curriculum Reform: Do States and Districts Receive the Most Bang for Their Curriculum Buck? https://www.americanprogress.org/issues/education/report/2015/10/14/122810/the-hidden-value-of-curriculum-reform/

Consortium on Reaching Excellence (CORE). The CORE Approach to Building and Sustaining Lasting Academic Excellence. https://www.corelearn.com/About-Us/Our-Approach.html

Improved Mathematics Instruction
Boaler, J. (2015). What’s Math Got to Do With It? How Teachers and Parents Can Transform Mathematics Learning and Inspire Success. New York: Penguin Books.

YouCubed. https://www.youcubed.org/

Schwartz, K. (2015, Nov 30). “Not a Math Person”: How to Remove Obstacles to Learning Math. http://ww2.kqed.org/mindshift/2015/11/30/not-a-math-person-how-to-remove-obstacles-to-learning-math/?utm_source=feedburner&utm_medium=email&utm_campaign=Feed%3A+kqed%2FnHAK+%28MindShift%29

Heitin, L. (2015, Aug 13). Common Core’s Focus on Concepts Is Key to Improving Math Education, Report Says. http://blogs.edweek.org/edweek/curriculum/2015/08/common_cores_focus_on_concepts_key_to_improving_math_education.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=curriculummatters

Parker, M., & Leinhardt, G. (1995). Percent: A Privileged Proportion. Review of Educational Research Winter 65. http://rer.sagepub.com/content/65/4/421.abstract

Hacker, A. (2016, Feb 27). The Wrong Way to Teach Math. The New York Times. http://www.nytimes.com/2016/02/28/opinion/sunday/the-wrong-way-to-teach-math.html?ref=opinion&_r=0

Cuban, L. (2016, Mar 10). The Wrong Way to Teach Math (Andrew Hacker). https://larrycuban.wordpress.com/2016/03/10/the-wrong-way-to-teach-math-andrew-hacker/

Heitin, L. (2016, Feb 11). What We Know About Struggling Math Students According to PISA Results. http://blogs.edweek.org/edweek/curriculum/2016/02/what_we_know_about_students_who_struggle_international_math_test.html?r=1820170230&utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=curriculummatters See also OECD. (2016, Feb 10). Low-Performing Students: Why They Fall Behind and How to Help Them Succeed. http://www.oecd.org/edu/low-performing-students-9789264250246-en.htm

WestEd. Math in Common Evaluation. https://www.wested.org/project/math-in-common-evaluation/ See also Fong, T., Perry, R., Reade, F., Klarin, B., & Jaquet, K. (2016, Jan). Many Pathways to Student Success in Mathematics: Middle and High School Math Course Sequences and Placement Decisions in Math in Common Districts. https://www.wested.org/resources/many-pathways-to-student-success-in-mathematics/ and Perry, R, Finkelstein, N., Seago N., Heredia, A., Sobolew-Shubin, S., & Carroll, C. (2016, Jul). Taking Stock of Common Core Math Implementation: Supporting Teachers to Shift Instruction Insights from the Math in Common 2015 Baseline Survey of Teachers and Administrators. https://www.wested.org/resources/taking-stock-common-core-math-implementation/ and Flaherty Jr., J., Sobolew-Shubin, A., Heredia, A., Chen-Gaddini, M., Klarin, B., & Finkelstein, N. (2016, Sep 26). Under Construction: Benchmark Assessments and Common Core Math Implementation in Grades K–8. https://www.wested.org/resources/under-construction-benchmark-assessments-and-common-core-math-implementation-in-grades-k-8/ and Perry, R. R., Seago, N., Burr, E., Broek, M., Finkelstein, N. (2015, Jan 26). Classroom Observations: Documenting Shifts in Instruction for Districtwide Improvement. https://www.wested.org/resources/documenting-shifts-in-instruction/

Disare M. (2016, Feb 16). 75 Schools Will Overhaul Math Teaching, a Move Fariña Says Will Reduce Inequity. http://ny.chalkbeat.org/2016/02/16/75-schools-will-overhaul-math-teaching-a-move-farina-says-will-reduce-inequity/#.VsYgQ4-cE2w

More Comprehensive and Engaging Language Arts
Isken, J. A., Honig, B., & Jago, C. (2014, Nov 15). California’s Recently Adopted English Language Arts/English Language Development Framework: Translating the Common Core State Standards to a Coherent and Sequenced Curriculum for All Students. California Department of Education. http://www.cde.ca.gov/ci/rl/cf/resourceselaeld2016.asp

Yopp, H. (2015). Resource Guide to the Foundational Skills of the California Common Core State Standards for English Language Arts and Literacy in History/Social Studies, Science, and Technical Subjects. California Department of Education. http://www.cde.ca.gov/ci/rl/cf/documents/foundskillswhitepaper.pdf – search=Yopp 2015 Resource guide&view=FitH&pagemode=none

Honig, B., Diamond, L., & Gutlohn, L. (2013). Teaching Reading Sourcebook, Updated Second Edition. Novato, CA: Arena Press. http://www.corelearn.com/Products/Publications/

Diamond, L., & Thorsnes, B. J. (Eds.). (2008). Assessing Reading: Multiple Measures. 2nd Edition. Novato, CA: Arena Press. http://www.corelearn.com/Products/Publications/

Consortium on Reaching Excellence (CORE). http://www.corelearn.com/

National Council on Teacher Quality. (2014). Standard 2: Early Reading. What Consumers Need to Know About Teacher Preparation. http://www.nctq.org/dmsView/Teacher_Prep_Review_2014_Std2

Spear-Swerling, L. (2015). The Power of RTI and Reading Profiles: A Blueprint for Solving Reading Problems. Baltimore, MD: Paul H. Brookes.

Kilpatrick, D. (2015). Essentials of Assessing, Preventing, and Overcoming Reading Difficulties. Hoboken, NJ: Wiley.

Diamond, L. & Gutlohn, L. (2006). Vocabulary Handbook. Baltimore, MD: Paul H. Brookes. http://www.corelearn.com/Products/Publications/

CORE. Word Intelligence. http://www.corelearn.com/word-intelligence.html

Core Knowledge. www.coreknowledge.org

Heitin, L. (2015, Oct 29). For Reading, Knowledge Matters More Than Strategies, Some Experts Say. http://blogs.edweek.org/edweek/curriculum/2015/10/for_reading_knowledge_matters_more_than_strategies.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=curriculummatters

Cobb, V. (2015, Jul 21). Why Reading to Learn Is Seldom Taught. http://www.huffingtonpost.com/vicki-cobb/why-reading-to-learn-is-s_b_7841040.html

History, Civics, Economics, Geography, Humanities, and the Fine Arts
National Council for the Social Studies (NCSS). (2013). College, Career, and Civic Life (C3) Framework for Social Studies State Standards. http://www.socialstudies.org/c3

Science
NGSS Lead States. (2013). Next Generation Science Standards: For States, By States. http://www.nextgenscience.org/

Hansel, L. (2015, Aug 27). Joy Hakim’s Science Stories: Proof that Informative Can Be Engaging. http://blog.coreknowledge.org/2015/08/27/joy-hakims-science-stories-proof-that-informative-can-be-engaging/?utm_source=feedburner&utm_medium=email&utm_campaign=Feed%3A+TheCoreKnowledgeBlog+%28The+Core+Knowledge+Blog%29

Other Crucial Student Learning
Stafford-Brizard, K. (2016). Building Blocks for Learning: A Framework for Comprehensive Student Development. Turnaround for Children. http://www.turnaroundusa.org/what-we-do/tools/

Tough, P. (2013). How Children Succeed: Grit, Curiosity, and the Hidden Power of Character. Boston: Houghton Mifflin Harcourt.

Brown, P. C., Roediger, H. L., III, & McDaniel, M. A. (2014). Make It Stick: The Science of Successful Learning. Cambridge, MA: Harvard University Press.

Dweck, C. (2006). Mindset: The New Psychology of Success. New York: Random House.

Lavigne, A. L., & Good, T. L. (2014). Teacher and Student Evaluation: Moving Beyond the Failure of School Reform. New York: Routledge.

Hattie, J. (2012). Visible Learning for Teachers: Maximizing Impact on Learning. New York and London: Routledge.

How Top Performers Build-and-Support: Ground Efforts in Unassailable Research

How Top Performers Build-and-Support
Ground Efforts in Unassailable Research

by Bill Honig

The failure of the reform movement could have been easily predicted. Reformers’ solutions are inconsistent with research findings on the best ways to build high-performing schools, and fly in the face of modern management theory. Unfortunately, policymakers continue to ignore what the most successful schools, districts, states, and nations have actually done. In becoming world-class institutions, none of the top performers used a fire-the-worst-teachers-and-reward-the-best strategy. Nor did they rely on the pressure of test-driven, high-stakes accountability, competition, privatization, and choice as the centerpiece of their improvement initiatives.

A Blueprint for Success

Over the past 30 years, a widespread consensus has emerged in the educational community on the best ways to improve school quality and student performance. These educators do not deny that large numbers of schools and classrooms need to greatly upgrade learning, but they believe that with the proper leadership, social and educational resources, and organizational support, most failing schools have the potential to succeed. The advocates of this Build-and-Support approach base their efforts on an overwhelming body of impeccable scholarship, indisputable evidence, and compelling experience.

This powerful consensus supports placing instruction at the center of improvement efforts, with a rigorous and active liberal arts curriculum. It recognizes the need to build teachers’ content and pedagogical knowledge and to provide effective instructional materials and tools. It emphasizes strategic long-term efforts aimed at building capacity and continuous improvement systems to support enriching instruction and focuses on the interaction of all these elements.

These measures also aim to improve working conditions by developing school, district, parent, and community social capital and teamwork. They base accountability on respect for the professionals at the school, and they connect school and district improvement efforts to usable information about best practice. This Build-and-Support approach recognizes the need for districts and states to reorient from a top-down command-and-control compliance mentality to a field-facing support approach based on dialogue and discussion of needed improvements.

Prominent Experts and Authors

An enormous and powerful cadre of respected researchers, educators, and practitioners has forcefully advocated and implemented the positive Build-and-Support strategy. The following pages present a few of those whose work has deeply influenced the positions and policies promoted on this Building Better Schools site. We will begin with Michael Fullan and Linda Darling-Hammond.

Michael Fullan is professor emeritus of the Ontario Institute for Studies in Education at the University of Toronto. He is one of the prominent researchers and policy experts who promote building continuous improvement capacities around powerful instruction. He has been the intellectual godfather of Ontario, Canada’s successful rise from mediocre to world-class education. Fullan is currently advising many districts and states, including California, as well as other countries. For an example of his thinking, see Choosing the Wrong Drivers for Whole System Reform. He recently coauthored Coherence: The Right Drivers in Action for Schools, Districts, and Systems (2015) with Joanne Quinn.

A seminal thinker of the Build-and-Support approach, Fullan examines policy and strategy levers that drive reform. He has found that the four “drivers” now in favor in the US are inadequate and often counterproductive. He offers an alternative four that have proved to be more effective at improving student performance and closing the gap for lower-performing groups relative to higher-order skills and competencies. Fullan says these successful drivers foster intrinsic motivation of teachers and students, engage educators and students in continuous improvement of instruction and learning, inspire collective or team work, and affect all teachers and students 100%.

In Fullan’s view, the key to systemwide success is to appeal to the energy and dedication of educators and students, aligning the goals of reform with the intrinsic motivation of participants. Though superficially compelling, the prevailing drivers do not work. According to Fullan, these are the four “wrong” drivers:

  • accountability—using test results and teacher appraisal to reward or punish teachers and schools (vs. capacity building and continuous improvement)
  • individual teacher and leadership quality—promoting individuals (vs. collaboration and group solutions)
  • technology—investing in computer systems and digital media assuming they will be a quick fix to low performance (vs. using the best of a blended learning approach with a variety of educational media)
  • piecemeal reform measures (vs. integrated or systemic strategies)

Although each of these “wrong” components may be useful at times, they can never be successful drivers. In fact, Fullan notes that none of the top-performing countries in the world led their reforms with the four drivers that are the current favorites in the US.

Another way to describe Fullan’s more positive effort is “building a teaching profession around effective instruction.” A 2010 McKinsey report, How the World’s Most Improved School Systems Keep Getting Better, supports his position. The report concludes that improving system performance “ultimately comes down to improving the learning experience of students in their classroom” and that systems achieve the best results when they “change their processes by modifying curriculum and improving the way that teachers instruct and principals lead.”

Linda Darling-Hammond is faculty director of Stanford University’s Center for Opportunity Policy in Education (SCORE). She is one of the most respected school improvement researchers in the country and a true national treasure. Darling-Hammond has been a tireless advocate of the Build-and-Support approach and an outspoken critic of the dangers of Test-and-Punish strategies. She has published hundreds of books and articles on these issues. Her book The Flat World and Education: How America’s Commitment to Equity Will Determine Our Future received the coveted Grawemeyer Award in 2012. Among her most recent books are Getting Teacher Evaluation Right: What Really Matters for Effectiveness and Improvement and Beyond the Bubble Test: How Performance Assessments Support 21st Century Learning. She also wrote an article that appeared in American Educator (2010, Winter) about what it takes to build an effective teaching profession, citing examples from this country and abroad.

In 2012, California superintendent of public instruction Tom Torlakson created a prestigious commission chaired by Darling-Hammond and Chris Steinhauser, superintendent of Long Beach, which was designated one of the top districts in the world. The commission produced Greatness by Design: Supporting Outstanding Teaching to Sustain a Golden State, a superb road map for the Build-and-Support strategy, as it applies to supporting and improving teachers. California has used it to guide statewide improvement efforts. This document should greatly assist other states as they shape educational policy under the new powers given them in the recently passed Every Student Succeeds Act (ESSA).

Greatness by Design delineates many of the key components of the Build-and-Support strategy:

  • a strong liberal arts curriculum and active instruction envisioned by the Common Core standards as the driver of improvement efforts
  • a focus on team building and capacity for continuous improvement with the structures to support those efforts
  • attracting, training, induction, effective individual and team professional development, evaluation geared to program improvement, and career opportunities for our best teachers to remain in the classroom but also to become master teachers with additional responsibilities as peer mentors

Professor Darling-Hammond also coauthored an excellent guide pertaining to professional learning, the Learning Policy Institute’s publication Maximizing the Use of New State Professional Learning Investments to Support Student, Educator, and School System Growth. This topic will be further explored in the companion article Build Teams and Focus on Continuous Improvement.

Lee Shulman, also of Stanford University, is president emeritus of the respected Carnegie Endowment for the Advancement of Teaching, an organization that champions the Build-and-Support strategy. Throughout his career, he has championed the importance of craft knowledge and pedagogical practice in improving schools.

Michael Kirst, whose authorship has bolstered the Build-and-Support position, is president of the California State Board of Education and has led the charge for a more supportive strategy in California. Kirst was coauthor of an EdSource report that examined middle school math programs. It found that what distinguished high-performers from laggards was the extent to which the schools organized and collaborated around how best to teach a strong instructional program with district support.

Edward Haertel is professor emeritus of education at Stanford University and one of the top psychometricians in the country. He has persistently warned of the dangers of misusing tests for evaluation schemes.

Richard F. Elmore has also written extensively on the Build-and-Support approach. For example, he authored the chapter “Leadership as the Practice of Improvement” in Improving School Leadership, Volume 2.

Jal Mehta, a strong advocate for instruction-driven reform and capacity building, edited The Futures of School Reform. Mehta coauthors Learning Deeply, an influential blog, with Richard Rothman, a perceptive opinion leader.

Andy Hargreaves, of Boston College, is a policy expert who has supported and consulted on the positive Build-and-Support approach. Like Mehta and Rothman, he has written extensively about the importance of building social and professional capital and teacher engagement aimed at deeper learning for students. He coauthored Professional Capital: Transforming Teaching in Every School with Michael Fullan.

David Cohen is an important researcher who with coauthor Susan L. Moffitt wrote about the missing ingredient in federal policy—building capacity—in The Ordeal of Equality: Did Federal Regulation Fix the Schools?

Marshall Smith is the former dean of the Stanford School of Education and was undersecretary at the federal Department of Education during the Clinton years and program officer at the Hewlett Foundation. He has ceaselessly lobbied for a course correction of federal policy along the lines I have discussed. Smith was one of the first policy experts to encourage the feds to look at Massachusetts as a model rather than to pursue the Test-and-Punish approach.

Anthony Bryk is the president of the prestigious Carnegie Foundation for the Advancement of Teaching. In 2010, it published a study examining the reform efforts that actually worked in the Chicago schools, which were in stark contrast to those undertaken by Arne Duncan when he was Chicago’s superintendent. Organizing Schools for Improvement: Lessons from Chicago stresses school collaboration, along with strong curricular and instructional focus, principal leadership, community involvement, and student service support as the critical elements that characterized successful schools. Bryk’s team recently authored the superb book Learning to Improve: How America’s Schools Can Get Better at Getting Better.

Marc Tucker is president of the National Center for Education and the Economy. He authored Standing on the Shoulders of Giants: An American Agenda for Education Reform and an EdWeek article, “Creating Education Success at Home.” In 2011, Tucker published Surpassing Shanghai: An Agenda for American Education Built on the World’s Leading Systems, which advocated the Build-and-Support approach. Tucker’s extremely informative blog Top Performers is an excellent source of information about positive strategies being used worldwide.

In one of his blog posts, Tucker pointed readers to Is School Reform Working?, a must-read document bolstering the more constructive and effective measures. The author is Geoff Masters, chief executive officer of the Australian Council for Educational Research and one of the brightest educational theorists. Masters was awarded the Medal of the Order of Australia, the highest honor the Australian government can bestow on its citizens. No slouch.

In his paper, Masters contrasts two improvement strategies. The first is incentive driven, using rewards, punishments, and competition—the familiar Test-and-Punish strategy. The second strategy focuses on building the capacity of teachers and educators to deliver high-quality instruction for all students and to continuously improve—the Build-and-Support approach. He found that the countries with falling scores on international assessments such as the Program for International Student Assessment (PISA) are those that adopted the Test-and-Punish approach, including Australia, New Zealand, England, and the United States. The countries that experienced improved results are those that followed the Build-and-Support strategy.

Master’s paper also provides one of the best descriptions of what successful nations do to support school improvement, specifically:

  • attracting and retaining high-quality teachers
  • ensuring that teachers know subject matter content and pedagogy
  • developing and supporting the capacity of teachers and leaders to work together toward improving teaching and instruction; and
  • guaranteeing that talent is widely distributed

Is School Reform Working? has a detailed description of the measures that school leaders should follow if they want results—measures that are completely aligned with the Build-and-Support approach proposed on this website.

Diane Ravitch has written extensively about the failures of the reform strategies, the widespread collateral damage to public schools, and the threat to the existence of public education by the “privatization” movement. Diane is the author of two recent books sounding the alarm about the punitive and privatization approaches being foisted on schools: Reign of Terror: The Hoax of the Privatization Movement and the Danger to America’s Public Schools and The Death and Life of the Great American School System: How Testing and Choice Are Undermining Education. She also edits one of the most influential blogs in the country, mentioned below.

Greg Anrig Jr. from the Century Foundation wrote Beyond the Education Wars, an important book about the importance of building social capital.

E. D. Hirsch, the founder of Core Knowledge, has advocated tirelessly for building students’ content knowledge and content’s role in comprehension. Core Knowledge promotes the steady buildup of knowledge. Schools using Core Knowledge materials have done spectacularly well.

Lisa Hansel is a perceptive commentator on the Core Knowledge blog.

David C. Berliner and Gene V. Glass cowrote 50 Myths and Lies That Threaten America’s Public Schools: The Real Crisis in Education.

Pedro Noguera is the author of excellent books and articles. He contributes to the Bridging Differences blog, focusing on the dangers of the “reform agenda” and the importance of funding student support efforts and involving communities.

Two experts from management science have also made important contributions to our understanding of schools as complex, dynamic institutions:

Carrie Leana is George H. Love Professor of Organizations and Management at the University of Pittsburgh. She argues that collaboration at the school site is the most powerful strategy for improving instruction. Her research found that instructional conversation and help from fellow teachers outweigh all other improvement initiatives. Professor Leana calls into question reforms that pursue test-driven rewards and punishments. Since, according to her estimates, only about five percent of US schools are actually managed this way, the unrealized potential in expanding this approach far outweighs other strategies. Team building around powerful instruction and curriculum should be one of our major priorities.

Professor Leana emphasizes that this approach requires the following:

  • training principals how to promote collaboration and holding them accountable for it
  • building the infrastructure to support instructional improvement and team building
  • striving to get more talented people into our schools
  • avoiding rhetoric and policies that make collaboration more difficult

Writing for the Albert Shanker Institute blog, Esther Quintero has published a series of articles on the crucial importance of building social capital.

Content and Pedagogy Advocates

To build teacher’s content knowledge and pedagogy in mathematics, we can turn to several expert content specialists:

Deborah Ball from the University of Michigan is one of the foremost authorities on teacher knowledge necessary to teach mathematics and ascertain what students actually know. There are also Phil Daro, Jason Zimba from Student Achievement Partners, and Bill McCallum, who has developed the progressions tools and the fantastically helpful, illustrative math blog, Tools for the Common Core Standards. Daro, Zimba, and McCallum were primary authors of the Common Core Mathematics Standards that call for a more active classroom combining procedural, conceptual, and application instructional practices. Each is extremely active in Common Core implementation.

Other content experts include Karen Fuson from Northwestern University, one of the top researchers and experts on elementary mathematics, and Jo Boaler from Stanford, author of What’s Math Got to Do With It?, a book every teacher of math should read. Boaler is a strong advocate for the shift to more active and engaging instruction and a leading proponent of problem-driven and project-based instruction. She taught a widely popular MOOC course on the subject, and thousands of followers visit her website, Youcubed.

Also of note is Alan Schoenfeld from the University of California, Berkeley, whose writings on conceptual understanding, problem solving, and performance assessments have been very influential.

Professor Boaler has been an effective disciple of Carol Dweck, who wrote Mindset: The New Psychology of Success. The breakthrough book demonstrated the power of teacher attitude and active instruction in persuading all students that they can be proficient at math if they work at it. This is very different from the prevailing view of most teachers, students, and US citizens that math ability is fixed—you’re either good at it or not. Finally, there are the contributors to the Second Handbook of Research on Mathematics Teaching and Learning whose writings address necessary teacher knowledge in math. Ensuring that their ideas, which are incorporated in the Common Core Standards, become standard practice should drive improvement efforts.

To build teacher’s content knowledge and pedagogy in language arts, we can turn to the work of these authorities:

Timothy Shanahan, distinguished professor emeritus at the University of Illinois; Linnea Ehri of the City University of New York (CUNY), one of the most respected theoreticians of beginning reading; Louisa Moats, contributing writer of the Common Core State Standards, Foundational Reading Skills; Louise Spear-Swerling, whose 2015 book The Power of RTI and Reading Profiles: A Blueprint for Solving Reading Problems is one of the best summaries of how best to teach children to read; Kenji Hakuta of Stanford University and one of the architects of the English Language Development Standards adopted in California that are now incorporated in a powerful ELA/ELD Framework; the writers of the California ELA/ELD Framework, Hallie Yopp Slowik, Nancy Brynelson, and Pam Spycher; Susan Pimentel and David and Meredith Liben from Student Achievement Partners; and Linda Diamond from the Consortium for Reaching Excellence in language arts.

In other disciplines, outstanding educational leaders include the following:

In science—Helen Quinn, a world-famous physicist from Stanford, wrote the national science framework on which the Next Generation Science Standards (NGSS) was based and co-chaired the California Science Curriculum Framework Committee.

In history/social sciences—Michelle Herzog is president of the National Council for the Social Studies, which produced the C3 Framework for Social Studies, and Nancy McTygue, from the University of California, Davis, directed the writing of the History-Social Science Framework for California Public Schools.

In music, the arts and humanities, and physical education—Kristine Alexander is from the California Arts Project, and Diane Wilson-Graham is from the Physical Education-Health Project. Lynne Munson leads Great Minds, which brings schoolteachers together in collaboration with scholars to craft exemplary instructional materials and share them with the field.

Finally, under the leadership of Michael Cohen, the Achieve organization has been a major force for implementing the deeper learning envisioned by the CCSS.

Website Contributors and Bloggers

A number of influential bloggers and authors promote the Build-and-Support approach and caution against relying on more punitive measures:

Diane Ravitch, mentioned above, is one of the country’s most prominent educational historians. Her blog has a huge number of followers. A great deal of the content of Building Better Schools has relied on the extensive articles and authors she has published.

In addition to Marc Tucker, also mentioned above, there is Matthew Di Carlo a capable and fair researcher who writes on Albert Shanker Institute’s blog. He has written many pieces on the issues raised in this article. He also authored and sponsored a series on the importance of social capital, featuring Esther Quintero whom I have also mentioned previously.

Carrie Leana and Frits Pit contribute to the excellent Albert Shanker Institute blog. See, for example, “A New Focus on Social Capital in School Reform Efforts.”

For another preeminent authority, see Stephanie Hirsh’s website Learning Forward. It is one of the best sources of advice and protocols for building collaborative efforts at school sites.

Since 2012, Jennifer Berkshire has relentlessly and with great humor unmasked deceptive reform claims and practices on her blog, EduShyster.

Jeff Bryant writes for Salon and the Education Opportunity Network about the benefits of the more supportive option.

On his blog, Living in Dialogue, Anthony Cody writes about punitive reform measures and corporate overreach in schools.

Audrey Amrein-Beardsley critiques VAMs on her blog VAMboozled.

Lisa Hansel writes for the Core Knowledge blog. Her post “Seeking Confirmation” explains the complex nature of school improvement and investigative pitfalls.

On his blog, Dan Willingham gives commonsense advice and published a powerful series of articles on instruction.

David Kirp, of the University of California, Berkeley, wrote the recent book Improbable Scholars. It chronicles how Union City, New Jersey, and two other districts rose to excellence by following a supportive approach to reform.

Charles Kerchner writes an Education Week blog about California’s exceptional path.

Robert Pondiscio writes for Flypaper at the Thomas B. Fordham Institute’s Educational Excellence Network.

Julian Vasquez Heilig is a professor of educational leadership and policy studies at California State University, Sacramento. His Cloaking Inequity blog examines the inequities of the reform agenda.

Mercedes Schneider is a Louisiana-based researcher who brilliantly refutes many of the reformers’ excessive claims on her blog, deutsch29.

Bruce Baker is professor of education finance and policy at Rutgers University. His website, School Finance 101, debunks many of the “reformers” arguments.

John Thompson is a historian who became an award-winning inner-city teacher. Writing for the Huffington Post, he deflates reform rhetoric.

The blogger Jersey Jazzman (Mark Weber) provides in-depth analysis of reform nostrums and the value of the alternative Build-and-Support approach.

KQED, a public TV station in the San Francisco Bay Area, has an excellent blog, MindShift, which is a fount of valuable educational ideas.

One of the best places to find theoretical support and practical advice related to the Build-and-Support philosophy is American Educator, the American Federation of Teachers magazine available online. Issued quarterly, it has been a consistent vehicle for top-notch scholarship in this area.

State and Local Leaders

As commissioner of education in the 2000s, David P. Driscoll helped lead Massachusetts to greatness. Tom Torlakson, California’s current superintendent of public instruction, has been a strong voice for the more collaborative approach centered on improving instruction.

Local leaders of exemplary California school districts successfully translated these supportive ideas into practice. Among them are Chris Steinhauser and Carl Cohn from Long Beach, Ronald Johnson from Sanger, Gabriela Mafi and Laura Shwalm from Garden Grove, Sandra Thorstenson from the Whittier High School District, Michael Hanson from Fresno whose attention to the potentially college bound has almost doubled the number of students who actually enroll in college, Dave Gordon and Sue Stickel from the Sacramento County Office of Education, Tom Adams from the California Department of Education, Joshua Starr and Jerry Weast from Montgomery County in Maryland, and Donald Shalvey, who previously ran the Aspire Public Schools, a charter school network. I must also acknowledge the many extremely capable administrators and teachers who work for and with these educational leaders. (Be sure to look at Turning Around a High-Poverty District: Learning from Sanger by Joan Talbert from Stanford and Jane David, a fascinating description of Sanger’s success story published by S. H. Cowell Foundation.

Successful districts have enjoyed the support of networks such as Jennifer O’Day’s California Collaborative on District Reform, which has sponsored scores of meetings between large districts and researchers in California to advance a Build-and-Support strategy and provides reports on major issues discussed. Rick Miller from the California Office to Reform Education (CORE), which comprises some of the largest districts in the state, is examining broader assessment alternatives, and the New York City Collaborative on Performance-Based Assessment is offering replacements for fill-in-the-bubble tests. Also see the list of networks compiled by the Carnegie Foundation.

In addition, David Plank from Policy Analysis for California Education has provided very helpful reports on implementation of Common Core issues. Three advocacy group leaders—Ted Lempert from Children Now, Ryan Smith from Education Trust West, and Arun Ramanathan from Pivot Learning—have supported Common Core because of the potential of those standards to improve the performance of low-income students and students of color.

The expert advocates I have named in these pages make up an impressive list of Build-and-Support proponents. I offer my apologies to the countless others who have also contributed to redirecting reform on a positive path but are not included here. The list could go on, but the main point is that there is extensive and unassailable backing for a supportive approach and validation of the dangers of the punitive strategies that are being promoted and implemented throughout our country.

In summary, the experts cited have found that all successful schools, districts, states, and nations have framed their initiatives around respect and trust. They eschewed short-term “silver bullet” approaches. Instead, they focused on long-term, comprehensive measures and adequate resources to encourage engagement, cooperative effort, relational trust, and continuous improvement. All efforts were aimed at improving the quality of instruction of individual teachers centered on a broad, liberal arts curriculum as well as developing the capacities of the whole school staff—the building of social capital. These strategies are emphasized in business and management schools, are widely used in industry, and are especially appropriate for high-performing professional enterprises. Such organizations are staffed by professionals who deal with complicated and difficult problems on a daily basis and require skilled practitioners to repeatedly adapt craft knowledge to complex situations.

Highly productive schools and districts understand that the secret to top performance is participation and teamwork. Only by unleashing their power can institutions improve and enhance the performance of each individual. To that end, they devote significant efforts to helping teachers trapped in isolated classrooms learn how to work together in becoming better at what they do. These exemplary districts understand that punitive, high-stakes schemes often undermine engagement and cooperative effort.

BBS Companion Articles

How Top Performers Build-and-Support
Build Teams and Focus on Continuous Improvement

Reference Notes

A Blueprint for Success
Tucker, M. (2016, Mar 3). Why the Common Core Will Be Declared a Failure. http://blogs.edweek.org/edweek/top_performers/2016/03/why_the_common_core_will_be_declared_a_failure_and_why_that_will_be_dead_wrong.html?utm_source=feedblitz&utm_medium=FeedBlitzRss&utm_campaign=top_performers

Prominent Experts and Authors
Fullan, M. (2011, May). Choosing the Wrong Drivers for Whole System Reform. Centre for Strategic Education. www.janhylen.se/wp-content/uploads/…/Fullan-Wrong-Drivers-Paper.pdf

Fullan, M., & Quinn, J. (2016). Coherence: The Right Drivers in Action for Schools, Districts, and Systems. Thousand Oaks, CA: Corwin.

Mourshed, M., Chijioke, C., & Barber, M. (2010, Nov). How the World’s Most Improved School Systems Keep Getting Better. http://mckinseyonsociety.com/how-the-worlds-most-improved-school-systems-keep-getting-better/ See also Paine, S. L., & Schleicher, A. (2011, Mar). What the U.S. Can Learn from the World’s Most Successful Education Reform Efforts. McGraw-Hill Research Foundation. http://hub.mspnet.org/index.cfm/22436

Stanford Center for Opportunity Policy in Education. Linda Darling-Hammond. https://edpolicy.stanford.edu/node/46

Darling-Hammond, L. (2010). The Flat World and Education: How America’s Commitment to Equity Will Determine Our Future. New York: Teachers College Press.

Darling-Hammond, L. (2013). Getting Teacher Evaluation Right: What Really Matters for Effectiveness and Improvement. New York: Teachers College Press.

Darling-Hammond, L., & Adamson, F. (2014). Beyond the Bubble Test: How Performance Assessments Support 21st Century Learning. Hoboken, NJ: Jossey-Bass.

Tom Torlakson’s Task Force on Educator Excellence. (2012, Sep 17). Greatness by Design: Supporting Outstanding Teaching to Sustain a Golden State. California Department of Education. http://www.cde.ca.gov/eo/in/ee.asp

Bishop, J., Darling-Hammond, L., & Jaquith, A. (2015, Nov). Maximizing the Use of New State Professional Learning Investments to Support Student, Educator, and School System Growth. https://edpolicy.stanford.edu/publications/pubs/1394

Williams, T., Haertel, E., Kirst, M. W., Rosin, M., & Perry, M. (2011, Feb). Preparation, Placement, Proficiency: Improving Middle Grades Math Performance. EdSource. http://eric.ed.gov/?id=ED516660

Haertel, E. (2013, Oct 21). The Flaws of Using Value-Added Models for Teacher Assessment. https://edpolicy.stanford.edu/multimedia/video/1033

Elmore, R. F. (2008, Jul 31). Leadership as the Practice of Improvement. OECD. http://www.oecd-ilibrary.org/education/improving-school-leadership/leadership-as-the-practice-of-improvement_9789264039551-4-en

Learning Deeply. http://blogs.edweek.org/edweek/learning_deeply

Hargreaves, A., & Fullan, M. (2012). Professional Capital: Transforming Teaching in Every School. New York: Teachers College Press.

Cohen, D. K., & Moffitt, S. L. (2009). The Ordeal of Equality: Did Federal Regulation Fix the Schools? Cambridge, MA: Harvard University Press.

Bryk, A. S., Sebring, P. B., Allensworth, E., Luppescu, S., & Easton, J. Q. (2010). Organizing Schools for Improvement: Lessons from Chicago. Chicago: The University of Chicago Press.

Bryk, A. S., Gomez, L. M., Grunow, A., & LeMahieu, P. G. (2015). Learning to Improve: How America’s Schools Can Get Better at Getting Better. Cambridge, MA: Harvard Education Press.

Tucker, M. S. (2011, May 24). Standing on the Shoulders of Giants: An American Agenda for Education Reform. National Center for Education and the Economy. http://eric.ed.gov/?id=ED522108

Tucker, M. (2011, Oct 17). Creating Education Success at Home. Education Week. http://www.edweek.org/ew/articles/2011/10/19/08tucker_ep.h31.html

Tucker, M. Top Performers. http://blogs.edweek.org/edweek/top_performers/

Tucker, M. (2015, Mar 19). Why Is Achievement Rising in Some Countries, Going Down in Others? http://blogs.edweek.org/edweek/top_performers/2015/03/why_is_achievement_rising_in_some_countries_going_down_in_others.html

Masters, G. N. (2014, Dec). Is School Reform Working? Policy Insights, Issue 1. ACER. http://research.acer.edu.au/policyinsights/1/

Ravitch, D. (2014). Reign of Terror: The Hoax of the Privatization Movement and the Danger to America’s Public Schools. New York: Vintage Books.

Ravitch, D. (2011). The Death and Life of the Great American School System: How Testing and Choice Are Undermining Education. New York: Basic Books.

Diane Ravitch’s Blog. https://dianeravitch.net/

Anrig, G. (2013). Beyond the Education Wars: Evidence That Collaboration Builds Effective Schools. New York: The Century Foundation Press.

Core Knowledge. http://www.coreknowledge.org

Berliner D. C., Glass, G. V., & Associates. (2014). 50 Myths and Lies That Threaten America’s Public Schools: The Real Crisis in Education. New York: Teachers College Press.

Noguera, P. (2012, Sep 25). The Origins of My Views on Education. http://blogs.edweek.org/edweek/Bridging-Differences/2012/09/i_have_been_in_the.html

Leana, C. R. (2011, Fall). The Missing Link in School Reform. Stanford Social Innovation Review. http://www.ssireview.org/articles/entry/the_missing_link_in_school_reform/

Quintero, E. (2015, May 21). Trust: The Foundation of Student Achievement. http://www.shankerinstitute.org/blog/trust-foundation-student-achievement

Content and Pedagogy Advocates
Tools for the Common Core Standards. http://commoncoretools.me/author/wgmccallum/

Boaler, J. (2015). What’s Math Got to Do with It? New York: Penguin Books.

Youcubed. https://www.youcubed.org/

Dweck, C. (2007). Mindset: The New Psychology of Success. New York: Random House.

Lester, F. K., Jr., (Ed.). (2007). Second Handbook of Research on Mathematics Teaching and Learning. National Council of Teachers of Mathematics. Charlotte, NC: Information Age Publishing.

Shanahan on Literacy. http://www.shanahanonliteracy.com/

Spear-Swerling, L. (2015). The Power of RTI and Reading Profiles: A Blueprint for Solving Reading Problems. Baltimore, MD: Paul H. Brooks.

California Department of Education. (2014, Jul 9). English Language Arts/English Language Development Framework for California Public Schools: K–12. http://www.cde.ca.gov/ci/rl/cf/elaeldfrmwrksbeadopted.asp

Consortium for Reaching Excellence. www.corelearn.com

Great Minds. (2015). Lynne Munson. http://greatminds.net/board-of-trustees/lynne-munson

Achieve. http://www.achieve.org/

Website Contributors and Bloggers
Diane Ravitch’s Blog. www.dianeravitch.net

Albert Shanker Institute. Matthew Di Carlo. http://www.shankerinstitute.org/author/matthew-di-carlo

Quintero, E. (2015, May 21). Trust: The Foundation of Student Achievement. http://www.shankerinstitute.org/blog/trust-foundation-student-achievement See also Quintero, E. (2014, Jul 17). Do Students Learn More When Their Teachers Work Together? http://www.shankerinstitute.org/blog/do-students-learn-more-when-their-teachers-work-together

Leana, C. R. & Pil, F. K. (2014, Oct 14). A New Focus on Social Capital in School Reform Efforts. http://www.shankerinstitute.org/blog/new-focus-social-capital-school-reform-efforts

Learning Forward. www.learningforward.org

EduShyster. www.edushyster.com

Education Opportunity Network. http://educationopportunitynetwork.org

Living in Dialogue. http://www.livingindialogue.com/

VAMboozled. http://vamboozled.com/

Hansel, L. (2015, Jul 9). Seeking Confirmation. http://blog.coreknowledge.org/2015/07/09/seeking-confirmation/?utm_source=feedburner&utm_medium=email&utm_campaign=Feed%3A+TheCoreKnowledgeBlog+%28The+Core+Knowledge+Blog%29

Daniel Willingham. http://www.danielwillingham.com/articles.html

Kirp, D. L. (2013). Improbable Scholars. New York: Oxford University Press.

Kerchner, C.T. (2016, May 24). On California: Analyzing K-12 Politics and Policies in the Golden State. http://blogs.edweek.org/edweek/on_california/

Thomas Fordham Institute. Robert Pondiscio. http://edexcellence.net/about-us/fordham-staff/robert-pondiscio

Cloaking Inequity. http://cloakinginequity.com/

deutsch29. https://deutsch29.wordpress.com/

School Finance 101. https://schoolfinance101.wordpress.com/

The Huffington Post. John Thompson. http://www.huffingtonpost.com/john-thompson/

Jersey Jazzman. http://jerseyjazzman.blogspot.com/

MindShift. http://ww2.kqed.org/mindshift/

American Educator. http://www.aft.org/our-news/periodicals/american-educator

State and Local Leaders
David, J. L., & Talbert, J. E. (2012). Turning Around a High-Poverty District: Learning from Sanger. S.H. Cowell Foundation. http://www.smcoe.org/assets/files/about-smcoe/superintendents-office/Sanger%20Turnaround%20.pdf

California Collaborative on District Reform. www.cacollaborative.org

California Office to Reform Education. www.coredistricts.org

New York City Collaborative on Performance Based Assessment. http://performanceassessment.org/

Carnegie Foundation for the Advancement of Teaching. (2016, Feb 4). Organizing a Network for Collective Action. http://www.carnegiefoundation.org/blog/organizing-a-network-for-collective-action/

Policy Analysis for California Education. www.edpolicyinca.org

Children Now. www.childrennow.org

The Education Trust West. https://west.edtrust.org/

Pivot Learning. http://www.pivotlearning.org/

The Big Picture: The Three Goals of Public Education

The Big Picture
The Three Goals of Public Education

by Bill Honig

In the public debate about school improvement, we rarely step back to consider a crucial underlying question: What do we want for our children? There is a tendency among reformers to view job preparation as the primary goal of education, ignoring the vital role it plays in promoting democracy and developing well-rounded individuals. Obviously, career readiness is important, but we should adopt two other central goals in educating young people: to spur their active civic participation and to enable them to lead full lives made rich by learning. All three of these goals are equally valid.

Goal 1: Job Preparation

National and international tests have shown that our country has much work to do if we are to stay competitive and fulfill the promise of good jobs awaiting students upon graduation. For more about the problem of low performance, see Have High-Stakes Testing and Privatization Been Effective?

The Common Core State Standards for English Language Arts & Literacy; the Common Core State Standards for Mathematics; and the frameworks, curricula, and materials based on these standards have identified college and career preparation as a primary goal of public education. Yet it is important to recognize that math and reading scores offer only limited information about a student’s readiness for college and career. Other subject areas are equally important, as are twenty-first-century skills like communication, collaboration, and creativity, particularly in solving unique problems. Also essential are the inter- and intrapersonal skills of perseverance, social intelligence, and knowing how to learn.

The Common Core State Standards; the new Next Generation Science Standards; and recent standards-based mathematics, language arts, science, and history-social studies frameworks have all begun to encourage the broadening of instruction. New standards and frameworks also emphasize the importance of being well read and having deep knowledge across disciplines. These supporting documents now incorporate the practices of problem solving, explanation, modeling, written and oral communication and discussion, and collaboration.

Goal 2: Active Civic Participation

Things are more dismal on the education-for-democracy front. Many reformers have so enshrined the importance of choice, privatization, and job preparation that they ignore the widely accepted purposes that have traditionally sustained free, public education in this country. From the very beginning of our experiment in democracy, from early champions like Jefferson, Franklin, and Adams, civic education and nation building were major reasons people supported public schools. They were, after all, called “free common schools”; people widely endorsed the ideal of all students having a shared sense of national identity. Unfortunately, this view of education has recently fallen on hard times. Leon Botstein, president of Bard College, has written a splendid article on this point. For more on the subject, also see the report coauthored by Stanford professor William Damon and the wonderful section on the history of public education in Dana Goldstein’s book, The Teacher Wars: A History of America’s Most Embattled Profession. See also the opinion piece in The Seattle Times by former US representative George R. Nethercutt Jr. on some of the bipartisan national efforts encouraging civic engagement.

Currently, several national efforts are under way that focus on revitalizing civic education. Among these are the iCivics organization, founded by retired US Supreme Court justice Sandra Day O’Connor and the Campaign for the Civic Mission of Schools, which produced an excellent report, Guardian of Democracy: The Civic Mission of Schools. The report identifies six proven practices of effective civic education:

  1. Classroom Instruction Provide engaging instruction in civics and government, history, economics, geography, law, and democracy that goes beyond rote memorization.
  2. Discussion of Current Events and Controversial Issues Incorporate discussion of current events and issues—local, national, and international—especially those that are relevant to students’ lives.
  3. Service-Learning Design and implement programs that provide students with the opportunity to apply what they learn through performing community service linked to the formal curriculum and classroom instruction.
  4. Extracurricular Activities Give students opportunities to work together toward common goals outside the classroom.
  5. School Governance Help students learn responsibility by giving them a voice in the management of their schools and classrooms.
  6. Simulations of Democratic Processes Encourage students to participate in simulations of democratic processes and procedures such as formal debates, voting, mock trials, or Model United Nations.

Aligned with these six research-based practices, the History-Social Science Framework for California Public Schools has been designed to make civic education relevant and meaningful for young people. My colleagues and I recognize that each generation must be persuaded of the benefits of democracy and the need to guard against the erosion of its principles and protections. Understanding how our democracy evolved is a crucial educational goal. The framework has many suggestions for making abstract concepts concrete—free speech, press, and religion; free, fair elections, and a broad franchise; due process; and the rule of law. Students grasp the importance of these constitutional guarantees when they are examined in the context of the historic abuses they remedied. The framework gives equal weight to examples from world history in which human rights were systematically destroyed by totalitarian governments such as those headed by Hitler, Stalin, Mao, Castro, and Pol Pot—despots who overthrew or ignored democratic rule with terrible consequences for their populations and the world. The framework also calls for students to learn about current dictators who squelch democratic development or impose authoritarian rule.

Making civic education relevant is particularly important when discussing current events and controversial issues. If we want students to become involved and register to vote when they are 18, schools must help them understand how their act of voting contributes to preserving our democracy. I witnessed an interesting example of this need during a visit to an inner-city 12th-grade class in Sacramento. When I asked how many were 18, about two-thirds of the 30 students raised their hands. This is how the conversation unfolded:

“How many of you 18-year-olds are registered to vote?” Only two raised their hands.

“Why not,” I asked the others.

“Because it doesn’t matter.”

Given that it is extremely rare for a contest to be won by a single vote, the students were too streetwise and too savvy to believe the shibboleth that one person’s vote could determine the outcome of an election. I agreed but offered a counterargument. Voting is a collective pact with fellow citizens, especially those who want the same things you want. If members of your group all agree to vote, then your positions will be better represented; if you stay home, people with different interests will certainly prevail.

The students thought my argument made sense, but they said no one had made that case to them before. This perfectly illustrates the need for convincing the next generation that it takes their personal involvement to sustain a democracy. At the close of the Constitutional Convention, a woman approached Benjamin Franklin to ask him what sort of government the delegates had proposed—a monarchy or a republic. Franklin responded: “A republic, Madam, if you can keep it.” That sentiment is just as true today.

Florida is among several states that have passed bipartisan legislation supporting efforts that bolster civic education. In California, Chief Justice of the Supreme Court Tani G. Cantil-Sakauye and State Superintendent of Public Instruction Tom Torlakson sponsored the California Task Force on K–12 Civic Learning, which produced a blueprint for action in the state and a follow-up Power of Democracy website. I was privileged to serve on the task force. Key players from the group are now organizing county committees composed of educators, political representatives, and business leaders to advocate for greater inclusion of civic education in schools. Civic education needs to be reinstated as a major aim of our schools.

Goal 3: Leading a Full Life

Discussion of the third important purpose of education—to enrich every child’s life—has virtually disappeared from public discussion about schooling. Historically, it was one of the major rationales for providing a liberal education for all in the sense of helping students reach their potential and develop crucial character traits. Fareed Zakaria recently offered a detailed explication of this idea in his book In Defense of a Liberal Education. See also the previously cited section in Goldstein’s The Teacher Wars.

Daniel DeNicola contends that a liberal education has transformative power. In his Learning to Flourish: A Philosophical Exploration of Liberal Education, he interprets it through the lens of five paradigms:

  1. Transmission of our culture since cultural ideas, literature, stories, and our core values are potent tools to help our children live a richer, more rewarding life, build character, and assist them in becoming what used to be called “a good person”
  2. Self-actualization or helping each student reach his or her potential and develop unique talents and interests
  3. Understanding how the world works and how the people in it interact, especially in the area of developing perspective
  4. Engagement with the world, which includes the type of democratic participation discussed earlier, and encouragement of both individual and collective participation; and
  5. The skills of learning including self-monitoring, working in groups, being able to judge the quality and reliability of information, and understanding how different disciplines view the world

DeNicola combines these five into the general goal of helping each student learn to flourish. Evaluating school quality based solely on the results of reading and math tests distracts us from this worthy aim. In his book, DeNicola also rebuts critics of the liberal arts who negatively influence educator and public attitudes by claiming, among other things, the illegitimacy of a common cultural heritage.

MindShift, the always thought-provoking website sponsored by KQED in San Francisco, recently published an article about Scott Seider’s book Character Compass: How Powerful School Culture Can Point Students to Success. The article explains how Seider determined which character education strategies had the greatest success: “Seider gave students at all three schools a character survey at the beginning of the school year and again at the end with questions meant to measure empathy, integrity (strengths he defines as moral character), perseverance, daring/courage (which he defines as performance character), social responsibility and school connectedness (which he defines as ethical character).” Seider found that perseverance and school connectedness produced the best results.

Marc Tucker, president of the National Center for Education and the Economy, is another eloquent advocate for a broader approach to public education. In a blog, he explains why economic preparation is not enough:

But I want much more than that [education for jobs]. I want graduates who have a good command of the great sweep of history, who not only know what happened at critical junctures in history but who understand the interplay of factors that produced those turning points and can draw from that understanding of history the implications for the conflicts and choices the United States must now deal with. I want students who understand how and why liberty and freedom developed in some societies and not others, how fragile that achievement can be and what it takes to preserve freedom and democratic government when it is under attack. I want students who are not only familiar with the greatest works of art that humans have ever created, but have also gained the skills needed to create art and play music themselves. I want students who are good not just at solving problems someone else has defined for them, but who can frame problems for themselves in forms that make those problems solvable. I want graduates who will take the initiative and get it done without the need of detailed supervision. I want students who are good team members and good leaders. I want students who know the difference between right and wrong and who will do what is right whether or not anyone is looking. I want students who can think for themselves, who can think out of the box, who can look at a complex problem and solve it by bringing to bear an angle of vision on that problem that is fresh and original. I want graduates who are eager to learn from others but not cowed by authority. I want graduates who are not afraid to be wrong, but who work hard at getting it right. I want students who are not only tolerant of others who are different but who value those differences. I want graduates who set high standards for themselves and never give up until they reach them. I want students who are ambitious but will stop to help others who need help. I want graduates who think of themselves not as consumers but as contributors.

The idea of broadening educational goals has become much more widespread. If we were to use all three goals of education as the drivers of school improvement efforts, our approach to building better schools would shift dramatically. Recognizing that the true measures of success go beyond scores on tests has significant implications. It means we must adopt proven strategies to upgrade curriculum, enhance classroom instruction, rethink assessments, and altogether re-envision accountability.

Recent Developments

7/30/2016 Character and moral education should be an important part of our children’s education. http://www.theatlantic.com/education/archive/2016/07/students-broken-moral-compasses/492866/

BBS Companion Article

The Big Picture
Have High Stakes Testing and Privatization Been Effective?

Reference Notes

Goal 2: Active Civic Participation

Botstein, L. (2015, Spring). Are We Still Making Citizens? Democracy 36. http://www.democracyjournal.org/36/are-we-still-making-citizens.php?page=2

Rigoglioso, M. (2013, Nov 26). Schools Not Inspiring Students to Participate in Civic Life, Stanford Scholar Says. Stanford News. http://news.stanford.edu/news/2013/november/civics-education-report-112613.html

Goldstein, D. (2014). The Teacher Wars: A History of America’s Most Embattled Profession. New York: Doubleday.

Nethercutt Jr., G. (2016, Mar 13). Civic Knowledge and Engagement Are Critical to Our Republic. The Seattle Times. http://www.seattletimes.com/opinion/civic-knowledge-and-engagement-are-critical-to-our-republic/

iCivics. https://www.icivics.org/

Gould, J. (ed.). (n.d.). Guardian of Democracy: The Civic Mission of Schools. Campaign for the Civic Mission of Schools. http://www.civicmissionofschools.org/the-campaign/guardian-of-democracy-report

California Department of Education. (2016, Jun). History-Social Studies Framework for California Public Schools (Draft). http://www.cde.ca.gov/ci/hs/cf/sbedrafthssfw.asp

California Task Force on K-12 Civic Learning. (2014, Aug). Revitalizing K–12 Civic Learning in California: A Blueprint for Action. California Bar Foundation. http://www.cde.ca.gov/eo/in/civicedinitiative.asp

Power of Democracy. http://www.powerofdemocracy.org/

Goal 3: Leading a Full Life

Zakaria, F. (2015). In Defense of a Liberal Education. New York: W. W. Norton.

DeNicola, D. R. (2012). Learning to Flourish: A Philosophical Exploration of Liberal Education. New York and London: Continuum/Bloomsbury.

Schwartz, K. (2016, Feb 1). What Character Strengths Should Educators Focus On and How? http://ww2.kqed.org/mindshift/2016/02/01/what-character-strengths-should-educators-focus-on-and-how/?utm_source=feedburner&utm_medium=email&utm_campaign=Feed%3A+kqed%2FnHAK+%28MindShift%29

Seider, S. (2012). Character Compass: How Powerful School Culture Can Point Students Toward Success. Cambridge, MA: Harvard Education Press.

Tucker, M. (2016, Oct 8). What Does It Mean to Be an Educated Person Today? http://blogs.edweek.org/edweek/top_performers/2015/10/what_does_it_mean_to_be_an_educated_person_today.html?r=1667465392 See also a must-read article by Robert Pondiscio about the importance of historical, cultural, and civic knowledge: Pondiscio, R. (2016, Jan 19). Ten Things Every American Should Know. http://edexcellence.net/articles/ten-things-every-american-should-know?utm_source=Fordham+Updates&utm_campaign=a03b3a8a64-012415_LateLateBell1_21_2016&utm_medium=email&utm_term=0_d9e8246adf-a03b3a8a64-71491225&mc_cid=a03b3a8a64&mc_eid=ebbe04a807 For an account of how regressive governors are taking the opposite position and cutting funds for liberal arts at the college level, see Cohen, P. (2016, Feb 21). A Rising Call to Promote STEM Education and Cut Liberal Arts Funding. The New York Times. http://mobile.nytimes.com/2016/02/22/business/a-rising-call-to-promote-stem-education-and-cut-liberal-arts-funding.html?smprod=nytcore-ipad&smid=nytcore-ipad-share&_r=1&referer See also Tucker, M. (2015, Apr 30). How Should We Gauge Student Success? The Accountability Dilemma. http://blogs.edweek.org/edweek/top_performers/2015/04/how_should_we_gauge_student_success_the_accountability_dilemma.html

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